FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 3, 2023

Gary Cecchett of Morgan Stanley

DID GARY M. CECCHETT CAUSE YOU INVESTMENT LOSSES? Gary Cecchett of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Cecchett of Morgan Stanley? Gary Cecchett (CRD #5757354) who is currently registered with Morgan Stanley and located in Rehoboth Beach, Delaware, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Gary Cecchett was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Cecchett Customer Complaint Gary Cecchett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor verbally misrepresented a mutual fund investment. The customer complaint was settled in favor of the investor. Gary Cecchett Red Flags & Your Rights As An Investor Of course, Gary Cecchett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Cecchett at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Gary Cecchett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Gary Cecchett If you have questions about Morgan Stanley and/or Gary Cecchett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 30, 2022

Gary Nethen of NYLife Securities LLC

DID GARY KAMKA NETHEN CAUSE YOU INVESTMENT LOSSES? Gary Nethen NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Nethen of NYLife Securities LLC? Gary Nethen (CRD #6602828) who is registered with NYLife Securities LLC and located in Timonium, Maryland, is a subject of one of our many securities industry sales practice abuse investigations.   Gary Nethen Customer Complaint Gary Nethen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor made an unsuitable investment recommendation to switch a variable annuity policies. The customer complaint was settled in favor of the investor. Gary Nethen Red Flags & Your Rights As An Investor Of course, Gary Nethen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Nethen at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Nethen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Gary Nethen If you have questions about NYLife Securities LLC and/or Gary Nethen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 30, 2022

Gary Conley of American Investors Company

DID GARY EARL CONLEY CAUSE YOU INVESTMENT LOSSES? Gary Conley Of American Investors Company Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Conley of American Investors Company? Gary Conley (CRD #52159) who is currently registered with American Investors Company and located in Eugene, Oregon, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to American Investors Company, Gary Conley was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.. Gary Conley Customer Complaint Gary Conley has been the subject of at least one customer complaint that we know about, which was filed in the last 2 years to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made unsuitable investment recommendations of alternative investments. The FINRA arbitration claim was settled in favor of the investor. Gary Conley Red Flags & Your Rights As An Investor Of course, Gary Conley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Conley at American Investors Company on alert to review carefully the activity and performance of their accounts and question whether Gary Conley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Investors Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Investors Company Due To Gary Conley If you have questions about American Investors Company and/or Gary Conley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 29, 2022

Furman Sheppard of UBS Financial Services Inc.

DID FURMAN SHEPPARD, JR. CAUSE YOU INVESTMENT LOSSES? Furman Sheppard of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Furman Sheppard of UBS Financial Services Inc.? Furman Sheppard (CRD #871936) who is currently registered with UBS Financial Services Inc. and located in Carmel, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Furman Sheppard was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Furman Sheppard Customer Complaints Furman Sheppard has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints settled in favor of the investors. The other customer complaint was denied by the brokerage firm and, to date, the customer has not taken any further action. Allegations Against Furman Sheppard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Furman Sheppard Red Flags & Your Rights As An Investor Of course, Furman Sheppard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Furman Sheppard at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Furman Sheppard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Furman Sheppard If you have questions about UBS Financial Services Inc.  and/or Furman Sheppard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 28, 2022

Fred Chasalow formerly with Concorde Investment Services, LLC

DID FRED I. CHASALOW CAUSE YOU INVESTMENT LOSSES? Fred Chasalow Formerly With Concorde Investment Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct Who is Fred Chasalow formerly with Concorde Investment Services, LLC? Fred Chasalow (CRD #3125986) who was formerly registered with Concorde Investment Services, LLC and located in Belmont, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Concorde Investment Services, LLC, Fred Chasalow was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Fred Chasalow Customer Complaint Fred Chasalow has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable investment recommendations relating to a REIT investment. Fred Chasalow Red Flags & Your Rights As An Investor Of course, Fred Chasalow did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fred Chasalow at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Fred Chasalow has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Fred Chasalow If you have questions about Concorde Investment Services, LLC and/or Fred Chasalow and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 28, 2022

Frank Tenteromano of J.P. Morgan Securities LLC

DID FRANK R. TENTEROMANO CAUSE YOU INVESTMENT LOSSES? Frank Tenteromano of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Frank Tenteromano of J.P. Morgan Securities LLC? Frank Tenteromano (CRD #5052571) who is currently registered with J.P. Morgan Securities LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Frank Tenteromano was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Tenteromano Customer Complaints Frank Tenteromano has been the subject of 3 customer complaints that we know about. All 3 customer complaints were denied by J.P. Morgan Securities and to date, the customers have not taken any further action. Allegations Against Frank Tenteromano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Tenteromano Red Flags & Your Rights As An Investor Of course, Frank Tenteromano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Tenteromano at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Tenteromano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Frank Tenteromano If you have questions about J.P. Morgan Securities LLC and/or Frank Tenteromano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 28, 2022

Fred Berens of Oppenheimer & Co. Inc.

DID FRED BERENS CAUSE YOU INVESTMENT LOSSES? Fred Berens of Oppenheimer & Co. Inc. And Formerly With Wells Fargo Clearing Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Who is Fred Berens of Oppenheimer & Co. Inc.? Fred Berens (CRD #18877) who is currently registered with Oppenheimer & Co. Inc. and located in Miami, Florida, is a subject of one of many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Fred Berens was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Fred Berens Customer Complaints Fred Berens has been the subject of 5 customer complaints that we know about. Two of the customer complaints resulted in an arbitration awards in favor of the investors, one award was in excess of $2.5 million. The other 3 customer complaints were settled in favor of the investors. Allegations Against Fred Berens A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fred Berens Red Flags & Your Rights As An Investor Of course, Fred Berens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fred Berens at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Fred Berens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Fred Berens If you have questions about Oppenheimer & Co. Inc., Wells Fargo Clearing Services, LLC and/or Fred Berens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 28, 2022

Frank Fusco with Dawson James Securities, Inc.

DID FRANK PHILIP FUSCO CAUSE YOU INVESTMENT LOSSES? Frank Fusco of Dawson James Securities, Inc. And Formerly With Legend Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Frank Fusco with Dawson James Securities, Inc.? Frank Fusco (CRD #1233242) who is currently registered with Dawson James Securities, Inc. and located in Pelham, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dawson James Securities, Inc., Frank Fusco was associated with Legend Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Fusco Customer Complaints Frank Fusco has been the subject of 5 customer complaints that we know about. One of the customer complaints resulted in an arbitration award to the customer. The other 3 customer complaints were settled in favor of the investors. The last customer complaint was dismissed by the brokerage firm and the customer took no further action to date. Allegations Against Frank Fusco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Fusco Red Flags & Your Rights As An Investor Of course, Frank Fusco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Fusco at Dawson James Securities, Inc. and Legend Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Fuscohas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dawson James Securities, Inc. and Legend Securities, Inc.also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dawson James Securities, Inc. Due To Frank Fusco If you have questions about Dawson James Securities, Inc. and/or Frank Fusco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 28, 2022

Frank Mastrosimone of Pruco Securities, LLC

DID FRANK MASTROSIMONE CAUSE YOU INVESTMENT LOSSES? Frank Mastrosimone Pruco Securities, LLC And Formerly With Royal Alliance Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frank Mastrosimone of Pruco Securities, LLC? Frank Mastrosimone (CRD #322615) who is registered with Pruco Securities, LLC and located in Basking Ridge, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC, Frank Mastrosimone was associated with Royal Alliance Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Mastrosimone Customer Complaint Frank Mastrosimone has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the private investment fund recommended was inappropriate for the customer. The arbitration proceeding is currently pending.  Frank Mastrosimone Red Flags & Your Rights As An Investor Of course, Frank Mastrosimone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Mastrosimone at Pruco Securities LLC and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Mastrosimone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Frank Mastrosimone If you have questions about Pruco Securities, LLC, Royal Alliance Associates, Inc. and/or Frank Mastrosimone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 27, 2022

Frank Parker of Cetera Advisor Networks LLC

DID FRANK JAMES PARKER CAUSE YOU INVESTMENT LOSSES? Frank Parker of Cetera Advisor Networks LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Frank Parker of Cetera Advisor Networks LLC? Frank Parker (CRD #356563) who is currently registered with Cetera Advisor Networks LLC and located in Jacksonville, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Advisor Networks LLC, Frank Parker was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Parker Customer Complaints Frank Parker has been the subject of 4 customer complaints that we know about. Three of the customer complaints were settled in favor of the investors. The other customer dispute was closed by Cetera Advisor Networks for some unpublished reason. Allegations Against Frank Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Parker Red Flags & Your Rights As An Investor Of course, Frank Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Parker at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Frank Parker If you have questions about Cetera Advisor Networks LLC and/or Frank Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading