FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jun 11, 2023

Robert Lydon of Parkland Securities, LLC

DID ROBERT EMMET LYDON CAUSE YOU INVESTMENT LOSSES? Robert Lydon Of Parkland Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Lydon Customer Complaint Robert Lydon has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that accounts were opened and closed-end funds were transferred without authorization on signatures. Parkland Securities denied customer complaint and, to date, no further action has been taken. Robert Lydon Red Flags & Your Rights As An Investor Of course, Robert Lydon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Lydon at Parkland Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Lydon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Parkland Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Parkland Securities, LLC Due To Robert Lydon If you have questions about Parkland Securities, LLC and/or Robert Lydon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 11, 2023

Robert Turner, Jr. formerly with Stifel, Nicolaus & Company, Incorporated

DID ROBERT EARL TURNER JR CAUSE YOU INVESTMENT LOSSES? Robert Turner, Jr. Formerly With Stifel, Nicolaus & Company, Incorporated and UBS Financial Services Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Robert Turner, Jr. Customer Complaints Robert Turner, Jr. has been the subject of 7 customer complaints that we know about to recover investment losses. All 7 customer complaints was settled by UBS Financial Services favor of the investors. Allegations Against Robert Turner, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Turner, Jr. Red Flags & Your Rights As An Investor Of course, Robert Turner, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Turner, Jr. at Stifel, Nicolaus & Company, Incorporated and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Turner, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Robert Turner, Jr. If you have questions about Stifel, Nicolaus & Company, Incorporated, UBS Financial Services Inc. and/or Robert Turner, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 10, 2023

Robert Ross formerly with NYLife Securities LLC

DID ROBERT DONALD ROSS CAUSE YOU INVESTMENT LOSSES? Robert Ross Formerly With NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Ross Customer Complaint Robert Ross has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer purchased a variable universal life Ins. policy with the understanding that he would be covered for life without additional funding and there would be a guaranteed payout to his beneficiaries. The customer complaint was settled by NYLIFE Securities in favor of the investor. Robert Ross Red Flags & Your Rights As An Investor Of course, Robert Ross did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Ross at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Ross has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Robert Ross If you have questions about NYLife Securities LLC and/or Robert Ross and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 10, 2023

Robert Souliere formerly with Pruco Securities, LLC

DID ROBERT DELPHIS SOULIERE CAUSE YOU INVESTMENT LOSSES? Robert Souliere Formerly With Pruco Securities, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Robert Souliere Customer Complaints Robert Souliere has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by Pruco Securities LLC in favor of the investor. The brokerage firm denied the other 3 customer complaints and to date, no further action has been taken. Allegations Against Robert Souliere A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Souliere Red Flags & Your Rights As An Investor Of course, Robert Souliere did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Souliere at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Souliere has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Robert Souliere If you have questions about Pruco Securities, LLC and/or Robert Souliere and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 10, 2023

Robert Spina of UBS Financial Services Inc.

DID ROBERT DANIEL SPINA CAUSE YOU INVESTMENT LOSSES? Robert Spina Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Robert Spina Customer Complaints Robert Spina has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints for settle by Morgan Stanley in favor of the investors. The other 2 customer complaints were denied by Robert’s Spina’s current and former employers and to date, no further action has been taken. Allegations Against Robert Spina A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Spina Red Flags & Your Rights As An Investor Of course, Robert Spina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Spina at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Spina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Robert Spina If you have questions about UBS Financial Services Inc. and/or Robert Spina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 10, 2023

Robert D’Agosta of IBN Financial Services, Inc.

DID ROBERT D’AGOSTA CAUSE YOU INVESTMENT LOSSES? Robert D’Agosta Of IBN Financial Services, Inc. And Formerly With Berthel, Fisher & Company Financial Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Robert D’Agosta Customer Complaints Robert D’Agosta has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration resulted in an arbitration award in favor of the investor not only compensatory but also for punitive damages. Three customer complaints were settled by Berthel, Fisher & Company Financial Services, Inc. in favor of the investors. Robert D’Agosta’s former employer denied the other customer complaints and to date, no further action has been taken. Allegations Against Robert D’Agosta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert D’Agosta Red Flags & Your Rights As An Investor Of course, Robert D’Agosta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert D’Agosta at IBN Financial Services, Inc. and Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert D’Agosta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IBN Financial Services, Inc. and Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IBN Financial Services, Inc. Due To Robert D’Agosta If you have questions about IBN Financial Services, Inc., Berthel, Fisher & Company Financial Services, Inc. and/or Robert D’Agosta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 10, 2023

Robert Warren of Hightower Securities, LLC

DID ROBERT D WARREN CAUSE YOU INVESTMENT LOSSES? Robert Warren Of Hightower Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Warren Customer Complaint Robert Warren has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for sales practice violations, including a violation of the suitability obligations in connection with a private placement investment. Hightower Advisors settled the customer complaint in favor of the investor. Robert Warren Red Flags & Your Rights As An Investor Of course, Robert Warren did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Warren at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Warren has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Robert Warren If you have questions about Hightower Securities, LLC and/or Robert Warren and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 9, 2023

Robert Larios of Saxony Securities, Inc.

DID ROBERT CHARLES LARIOS CAUSE YOU INVESTMENT LOSSES? Robert Larios Of Saxony Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Robert Larios Customer Complaint Robert Larios has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unauthorized purchase of Noble Holdings corporate bond. Saxony Securities denied the customer complaint and to date, no further action has been taken. Robert Larios Red Flags & Your Rights As An Investor Of course, Robert Larios did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Larios at Saxony Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Larios has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Saxony Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Saxony Securities, Inc. Due To Robert Larios If you have questions about Saxony Securities, Inc. and/or Robert Larios and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 9, 2023

Robert Klein of Thrivent Investment Management Inc.

DID ROBERT CASEY KLEIN CAUSE YOU INVESTMENT LOSSES? Robert Klein Of Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Robert Klein Customer Complaint Robert Klein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that variable annuity was not an appropriate investment. Robert Klein’s employer denied the customer complaint and to date, no further action has been taken. Robert Klein Red Flags & Your Rights As An Investor Of course, Robert Klein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Klein at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Klein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Robert Klein If you have questions about Thrivent Investment Management Inc. and/or Robert Klein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 9, 2023

Robert Piton formerly with Rothschild Investment Corporation

DID ROBERT C PITON CAUSE YOU INVESTMENT LOSSES? Robert Piton Formerly With Rothschild Investment Corporation, Has A Customer Complaint For Alleged Broker Misconduct Robert Piton Customer Complaint Robert Piton has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized speculative trading the customer’s account. The customer complaint is still pending. Robert Piton Red Flags & Your Rights As An Investor Of course, Robert Piton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Piton at Rothschild Investment Corporation on alert to review carefully the activity and performance of their accounts and question whether Robert Piton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Rothschild Investment Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Rothschild Investment Corporation Due To Robert Piton If you have questions about Rothschild Investment Corporation and/or Robert Piton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading