FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Dec 27, 2022

Frank Barber formerly of National Planning Corporation

DID FRANK DEAN BARBER CAUSE YOU INVESTMENT LOSSES? Frank Barber Formerly of National Planning Corporation Has 9 Customer Complaints For Alleged Broker Misconduct Who is Frank Barber formerly of National Planning Corporation? Frank Barber (CRD #1738443) who was formerly registered with National Planning Corporation and located in Kansas City, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to National Planning Corporation Frank Barber was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Barber Customer Complaints Frank Barber has been the subject of 9 customer complaints that we know about. One of the customer complaints resulted in an arbitration award in favor of the investor. Four of the customer complaints were settled. The other for customer complaints were denied and to date the customers have not taking any further action.  Allegations Against Frank Barber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Barber Red Flags & Your Rights As An Investor Of course, Frank Barber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Barber Formerly of National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Barber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Planning Corporationalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Planning Corporation Due To Frank Barber If you have questions about National Planning Corporation and/or Frank Barber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2022

Frank Moore with UBS Financial Services Inc.

DID FRANK HORACE MOORE III CAUSE YOU INVESTMENT LOSSES? Frank Moore of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frank Moore with UBS Financial Services Inc.? Frank Moore (CRD #1552208) who currently registered with UBS Financial Services Inc. and located in Greenwich, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Frank Moore was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Moore Customer Complaint Frank Moore has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. The complaint was settled in favor of the investor.   Frank Moore Red Flags & Your Rights As An Investor Of course, Frank Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Moore at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Frank Moore If you have questions about UBS Financial Services Inc. and/or Frank Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2022

Fataneh Geransar of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID FATANEH GERANSAR CAUSE YOU INVESTMENT LOSSES? Fataneh Geransar of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Fataneh Geransar of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Fataneh Geransar (CRD #2337191) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Los Angeles,  California, is a subject of one of our many securities industry sales practice abuse investigations. Fataneh Geransar Customer Complaints Fataneh Geransar has been the subject of 2 customer complaints that we know about to recover investment losses.  Both of Fataneh Geransar’s customer complaints were denied and, to date, the customers have not taken any further action.  Allegations Against Fataneh Geransar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fataneh Geransar Red Flags & Your Rights As An Investor Of course, Fataneh Geransar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fataneh Geransar at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Fataneh Geransar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Fataneh Geransar If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Fataneh Geransar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2022

Feng Luo of Transamerica Financial Advisors, Inc.

DID FENG LUO CAUSE YOU INVESTMENT LOSSES? Feng Luo Of Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Feng Luo of Transamerica Financial Advisors, Inc.? Feng Luo (CRD #5508192) who is currently registered with Transamerica Financial Advisors, Inc. and located in Cerritos, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Transamerica Financial Advisors, Inc., Feng Luo was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Feng Luo Customer Complaint Feng Luo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and misleading statements related to the sale of an unsuitable insurance product. Feng Luo’s customer complaint was settled in favor of the investor(s).   Feng Luo Red Flags & Your Rights As An Investor Of course, Feng Luo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Feng Luo at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Feng Luo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Feng Luo If you have questions about Transamerica Financial Advisors, Inc. and/or Feng Luo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2022

Florindo Volpacchio formerly with Oppenheimer & Co. Inc.

DID FLORINDO VOLPACCHIO CAUSE YOU INVESTMENT LOSSES? Florindo Volpacchio Formerly of Oppenheimer & Co. Inc. And Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Florindo Volpacchio formerly with Oppenheimer & Co. Inc.? Florindo Volpacchio (CRD #2615828) who was formerly registered with Oppenheimer & Co. Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to, Oppenheimer & Co. Inc., Florindo Volpacchio was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Florindo Volpacchio Customer Complaint Florindo Volpacchio has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor allegedly over-concentrated his portfolio and unsuitable investments. The customer complaint was settled in favor of the investor for over $1.5 million. Florindo Volpacchio Red Flags & Your Rights As An Investor Of course, Florindo Volpacchio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Florindo Volpacchio Formerly of Oppenheimer & Co. Inc. And Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Florindo Volpacchio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints Formerly of Oppenheimer & Co. Inc. And Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses Oppenheimer & Co. Inc. Due To Florindo Volpacchio If you have questions about Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC and/or Florindo Volpacchio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2022

Ezri Schechter formerly with Spencer Winston Securities Corporation

DID EZRI SCHECHTER CAUSE YOU INVESTMENT LOSSES? Ezri Schechter Formerly with Spencer Winston Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Who is Ezri Schechter formerly with Spencer Winston Securities Corporation? Ezri Schechter (CRD #2772177) who was formerly registered with Spencer Winston Securities Corporation and located in Jersey City New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Ezri Schecter was also the subject of the FINRA investigation related to the exercise of discretion without written authority in client’s accounts that resulted in a suspension and fine. Ezri Schechter Customer Complaints Ezri Schechter has been the subject of five customer complaints that we know about, one of those complaints were filed in the last two years to recover investment losses. All 5 of the customer complaints were settled in favor of the clients. Allegations Against Ezri Schechter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ezri Schechter Red Flags & Your Rights As An Investor Of course, Ezri Schechter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ezri Schechter formerly with Spencer Winston Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Ezri Schechter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spencer Winston Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spencer Winston Securities Corporation Due To Ezri Schechter If you have questions about Spencer Winston Securities Corporation and/or Ezri Schechter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2022

Ernest Dahlman of B. Riley Securities, Inc.

DID ERNEST JOHN DAHLMAN CAUSE YOU INVESTMENT LOSSES? Ernest Dahlman Of B. Riley Securities, Inc. And Formerly With Broad Street Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Ernest Dahlman of B. Riley Securities, Inc.? Ernest Dahlman (CRD #2166217) who is currently registered with B. Riley Securities, Inc. and located in Costa Mesa, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to B. Riley Securities, Inc., Ernest Dahlman was associated with Broad Street Capital Markets, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ernest Dahlman Customer Complaint Ernest Dahlman has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations of fraud, fraudulent concealment, negligence, breach of fiduciary duty in violation of Penal Code 496 related to a private placement investment. The customer complaint filed against Ernest Dahlman’s former employer Pacific Imperial Railroad for investment losses caused by the alleged misconduct is pending as of the date of this report. Ernest Dahlman Red Flags & Your Rights As An Investor Of course, Ernest Dahlman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernest Dahlman at B. Riley Securities, Inc. and Broad Street Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Ernest Dahlman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Securities, Inc. and Broad Street Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At B. Riley Securities, Inc. Due To Ernest Dahlman If you have questions about B. Riley Securities, Inc., Broad Street Capital Markets, LLC, and/or Ernest Dahlman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2022

Ethan Collins of Hightower Securities, LLC

DID ETHAN COLLINS CAUSE YOU INVESTMENT LOSSES? Ethan Collins Of Hightower Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ethan Collins of Hightower Securities, LLC? Ethan Collins (CRD # 4469610) who is currently registered with Hightower Securities, LLC and located in Iselin, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Ethan Collins Customer Complaints Ethan Collins has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses. Both of Ethan Collins’ customer complaints were settled in favor of investors. Allegations Against Ethan Collins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ethan Collins Red Flags & Your Rights As An Investor Of course, Ethan Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ethan Collins at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Ethan Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Ethan Collins If you have questions about Hightower Securities, LLC and/or Ethan Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2022

Eugene Riggio formerly with Wilmington Capital Securities, LLC

DID EUGENE ARTHUR RIGGIO CAUSE YOU INVESTMENT LOSSES? Eugene Riggio Formerly With Wilmington Capital Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Eugene Riggio formerly with Wilmington Capital Securities, LLC? Eugene Riggio (CRD #2571508) who was formerly registered with Wilmington Capital Securities, LLC and located in Hawthorne, New York is a subject of one of our many securities industry sales practice abuse investigations.   Eugene Riggio Customer Complaint Eugene Riggio has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Eugene Riggio misrepresented he was going to pool the claimant’s money with others and invest in companies before they go public and share in the profits. Eugene Riggio’s customer complaint was settled in favor of the investor. Eugene Riggio Red Flags & Your Rights As An Investor Of course, Eugene Riggio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eugene Riggio at Wilmington Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Eugene Riggio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wilmington Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wilmington Capital Securities, LLC Due To Eugene Riggio If you have questions about Wilmington Capital Securities, LLC and/or Eugene Riggio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 19, 2022

Erik Moreau of Vanderbilt Securities LLC

DID ERIK MOREAU CAUSE YOU INVESTMENT LOSSES? Erik Moreau Of Vanderbilt Securities LLC And Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct   Who is Erik Moreau of Vanderbilt Securities LLC? Erik Moreau (CRD #2618227) who is currently registered with Vanderbilt Securities LLC and located in East Barre, Vermont is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vanderbilt Securities LLC, Erik Moreau was associated with TIAA-CREF Individual & Institutional Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Erik Moreau Customer Complaint Erik Moreau has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Erik Moreau failed to follow her instructions and reallocate the assets in her to accounts to 75% money market and 25% equities. Erik Moreau’s customer complaint was settled in favor of the investor. Erik Moreau Red Flags & Your Rights As An Investor Of course, Erik Moreau did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erik Moreau at Vanderbilt Securities LLC and TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Erik Moreau has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities LLC and TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanderbilt Securities LLC Due To Erik Moreau If you have questions about Vanderbilt Securities LLC, TIAA-CREF Individual & Institutional Services, LLC, and/or Erik Moreau and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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