FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jun 5, 2023

Richard Held of UBS Financial Services Inc.

DID RICHARD MARK HELD CAUSE YOU INVESTMENT LOSSES? Richard Held Of UBS Financial Services Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Richard Held Customer Complaints Richard Held has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration resulted in an arbitration award in favor of the investor.  UBS Financial Services settled 3 other customer in favor of the investors. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Richard Held A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Held Red Flags & Your Rights As An Investor Of course, Richard Held did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Held at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Held has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Richard Held If you have questions about UBS Financial Services Inc. and/or Richard Held and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 5, 2023

Richard Weaver of Sanford C. Bernstein & Co., LLC

DID RICHARD LINDSAY NEWTON WEAVER CAUSE YOU INVESTMENT LOSSES? Richard Weaver Of Sanford C. Bernstein & Co., LLC Has A Customer Complaint For Alleged Broker Misconduct Richard Weaver Customer Complaint Richard Weaver has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations to invest in alternative investments. Sanford Bernstein settled the customer dispute in favor of the investor. Richard Weaver Red Flags & Your Rights As An Investor Of course, Richard Weaver did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Weaver at Sanford C. Bernstein & Co., LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Weaver has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sanford C. Bernstein & Co., LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sanford C. Bernstein & Co., LLC Due To Richard Weaver If you have questions about Sanford C. Bernstein & Co., LLC and/or Richard Weaver and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Finnell of MWA Financial Services, Inc.

DID RICHARD KEVIN FINNELL CAUSE YOU INVESTMENT LOSSES? Richard Finnell Of MWA Financial Services, Inc. And Formerly With Woodmen Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Richard Finnell Customer Complaints Richard Finnell has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Woodmen Financial Services in favor of the investors. Allegations Against Richard Finnell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Finnell Red Flags & Your Rights As An Investor Of course, Richard Finnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Finnell at MWA Financial Services, Inc. and Woodmen Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Finnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MWA Financial Services, Inc. and Woodmen Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MWA Financial Services, Inc. Due To Richard Finnell If you have questions about MWA Financial Services, Inc., Woodmen Financial Services, Inc. and/or Richard Finnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Dellarusso of UBS Financial Services Inc.

DID RICHARD JOSEPH DELLARUSSO CAUSE YOU INVESTMENT LOSSES? Richard Dellarusso Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Richard Dellarusso Customer Complaints Richard Dellarusso has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by UBS Financial Services in favor of the investors. Allegations Against Richard Dellarusso A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Dellarusso Red Flags & Your Rights As An Investor Of course, Richard Dellarusso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Dellarusso at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Dellarusso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Richard Dellarusso If you have questions about UBS Financial Services Inc. and/or Richard Dellarusso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Excell of Edward Jones

DID RICHARD JOHN EXCELL CAUSE YOU INVESTMENT LOSSES? Richard Excell Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Richard Excell Customer Complaint Richard Excell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial adviser sold half his position in IMMU stock without consent or authorization. Edward Jones denied a customer complaint and, to date, the customer has not take further action. Richard Excell Red Flags & Your Rights As An Investor Of course, Richard Excell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Excell at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Richard Excell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Richard Excell If you have questions about Edward Jones and/or Richard Excell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Gopin of Madison Avenue Securities, LLC

DID RICHARD JAY GOPIN CAUSE YOU INVESTMENT LOSSES? Richard Gopin Of Madison Avenue Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Gopin Customer Complaints Richard Gopin has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other customer complaint was denied by Madison Avenue Securities and, to date, the customer has not taken any further action. Allegations Against Richard Gopin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Gopin Red Flags & Your Rights As An Investor Of course, Richard Gopin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Gopin at Madison Avenue Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Gopin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Richard Gopin If you have questions about Madison Avenue Securities, LLC and/or Richard Gopin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Carlesco, Jr. of IBN Financial Services, Inc.

DID RICHARD JAMES CARLESCO JR CAUSE YOU INVESTMENT LOSSES? Richard Carlesco, Jr. Of IBN Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Carlesco, Jr. Customer Complaint Richard Carlesco, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial adviser sold client’s investments away from his broker-dealer. The customer complaint was settled by IBN Financial Services in favor of the investor. Richard Carlesco, Jr. Red Flags & Your Rights As An Investor Of course, Richard Carlesco, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Carlesco, Jr. at IBN Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Carlesco, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IBN Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IBN Financial Services, Inc. Due To Richard Carlesco, Jr. If you have questions about IBN Financial Services, Inc. and/or Richard Carlesco, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 3, 2023

Richard Westerman formerly with Northwest Investment Advisors, Inc.

DID RICHARD HERBERT WESTERMAN CAUSE YOU INVESTMENT LOSSES? Richard Westerman Formerly With Northwest Investment Advisors, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Richard Westerman Customer Complaints Richard Westerman has been the subject of 9 customer complaints that we know about to recover investment losses. One customer complaint proceeded arbitration and the customer received an arbitration award. Seven for the customer complaint to settle in favor of the investors. The last customer complaint was denied by Raymond James and the customer took no further action. Allegations Against Richard Westerman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Westerman Red Flags & Your Rights As An Investor Of course, Richard Westerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Westerman at Northwest Investment Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Westerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwest Investment Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwest Investment Advisors, Inc. Due To Richard Westerman If you have questions about Northwest Investment Advisors, Inc. and/or Richard Westerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 3, 2023

Richard Eden of David Lerner Associates, Inc.

DID RICHARD HENRY EDEN CAUSE YOU INVESTMENT LOSSES? Richard Eden Of David Lerner Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Richard Eden Customer Complaints Richard Eden has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Richard Eden’s employer and the customer took no further action. The other customer complaint proceeded to arbitration and remains pending. Allegations Against Richard Eden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Eden Red Flags & Your Rights As An Investor Of course, Richard Eden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Eden at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Eden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Richard Eden If you have questions about David Lerner Associates, Inc. and/or Richard Eden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 3, 2023

Richard Cody formerly with IFS Securities

DID RICHARD GRANT CODY CAUSE YOU INVESTMENT LOSSES? Richard Cody Formerly With IFS Securities Has 24 Customer Complaints For Alleged Broker Misconduct Richard Cody Customer Complaints Richard Cody has been the subject of 24 customer complaints that we know about to recover investment losses. One of the customer complaints went to arbitration and resulted in an arbitration award in favor of the investor. Seventeen of the customer complaints settled in favor of the investments. Four customer complaints were denied by his former employers and the investors took no further action. There are currently 2 actions still pending. Allegations Against Richard Cody A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Cody Red Flags & Your Rights As An Investor Of course, Richard Cody did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Cody at IFS Securities and Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Cody has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFS Securities and Concorde Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IFS Securities Due To Richard Cody If you have questions about IFS Securities, Concorde Investment Services, LLC and/or Richard Cody and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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