FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jun 3, 2023

Richard Baer of Lion Street Financial, LLC

DID RICHARD EVAN BAER CAUSE YOU INVESTMENT LOSSES? Richard Baer Of Lion Street Financial, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Richard Baer Customer Complaints Richard Baer has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled in favor of the investors. Allegations Against Richard Baer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Baer Red Flags & Your Rights As An Investor Of course, Richard Baer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Baer at Lion Street Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Baer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lion Street Financial, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lion Street Financial, LLC Due To Richard Baer If you have questions about Lion Street Financial, LLC and/or Richard Baer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 2, 2023

Richard Coronel of Wells Fargo Clearing Services, LLC

DID RICHARD CORONEL CAUSE YOU INVESTMENT LOSSES? Richard Coronel Of Wells Fargo Clearing Services, LLC And Formerly With BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Coronel Customer Complaint Richard Coronel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the fixed annuity contracts were unsuitable in light of a customer’s age and liquidity needs. Richard Coronel’s former employer BBVA Securities denied the customer complaint and, to date, the customer has not taken any further action. Richard Coronel Red Flags & Your Rights As An Investor Of course, Richard Coronel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Coronel at Wells Fargo Clearing Services, LLC and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Coronel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Richard Coronel If you have questions about Wells Fargo Clearing Services, LLC, BBVA Securities Inc. and/or Richard Coronel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 2, 2023

Richard Stoyeck formerly with Titus Rockefeller, LLC

DID RICHARD CHRISTOPHER STOYECK CAUSE YOU INVESTMENT LOSSES? Richard Stoyeck Formerly With Titus Rockefeller, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Richard Stoyeck Customer Complaints Richard Stoyeck has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and award against Richard Stoyeck for $572,000 in compensatory damages, $100,000 in punitive damages, plus attorney’s fees, costs and other sanctions. Three of the other customer disputes settled by the adviser’s former employers in favor of the investors. One FINRA Arbitration proceeding is still pending against his employers for his alleged misconduct. Allegations Against Richard Stoyeck A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Stoyeck Red Flags & Your Rights As An Investor Of course, Richard Stoyeck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Stoyeck at Titus Rockefeller, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Stoyeck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Titus Rockefeller, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Titus Rockefeller, LLC Due To Richard Stoyeck If you have questions about Titus Rockefeller, LLC and/or Richard Stoyeck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 2, 2023

Richard Schultz formerly with Stifel, Nicolaus & Company, Incorporated

DID RICHARD C. SCHULTZ CAUSE YOU INVESTMENT LOSSES? Richard Schultz Formerly With Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Schultz Customer Complaints Richard Schultz has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into an arbitration proceeding an award in favor of the investor. The other customer complaint was denied by Stifel Nicolaus & Co. and, to date, the customer has not taken any further action. Allegations Against Richard Schultz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Schultz Red Flags & Your Rights As An Investor Of course, Richard Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Schultz at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Schultz If you have questions about Stifel, Nicolaus & Company, Incorporated, Wells Fargo Advisors, LLC and/or Richard Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 1, 2023

Richard Hinesley of The Huntington Investment Company

DID RICHARD CHARLES HINESLEY CAUSE YOU INVESTMENT LOSSES? Richard Hinesley Of The Huntington Investment Company Has A Customer Complaint For Alleged Broker Misconduct Richard Hinesley Customer Complaint Richard Hinesley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose significant tax consequences in moving out of a variable annuity contract into a managed account. The Huntington Investment Company settled the customer complaint in favor of the investor. Richard Hinesley Red Flags & Your Rights As An Investor Of course, Richard Hinesley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Hinesley at The Huntington Investment Company on alert to review carefully the activity and performance of their accounts and question whether Richard Hinesley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Richard Hinesley If you have questions about The Huntington Investment Company and/or Richard Hinesley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 1, 2023

Ricardo Urrutia formerly with Mutual of Omaha Investor Services, Inc.

DID RICARDO ENRIQUE URRUTIA CAUSE YOU INVESTMENT LOSSES? Ricardo Urrutia Formerly With Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Ricardo Urrutia Customer Complaints Ricardo Urrutia has been the subject of 3 other customer complaints that we know about to recover investment losses. All 3 customer complaints were denied and, to date, no further action has been taken. Allegations Against Ricardo Urrutia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ricardo Urrutia Red Flags & Your Rights As An Investor Of course, Ricardo Urrutia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Urrutia at Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ricardo Urrutiahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mutual of Omaha Investor Services, Inc Due To Ricardo Urrutia If you have questions about Mutual of Omaha Investor Services, Inc., AKA Advisors, LLC and/or Ricardo Urrutia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 1, 2023

Ric Reyes formerly with The Tidal Group, Inc

DID RIC A REYES CAUSE YOU INVESTMENT LOSSES? Ric Reyes Formerly With The Tidal Group, Inc Has 2 Customer Complaints For Alleged Broker Misconduct Ric Reyes Customer Complaints Ric Reyes has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by the Tidal Group in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Ric Reyes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ric Reyes Red Flags & Your Rights As An Investor Of course, Ric Reyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ric Reyes at The Tidal Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ric Reyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Tidal Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Tidal Group, Inc. Due To Ric Reyes If you have questions about The Tidal Group, Inc. and/or Ric Reyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 31, 2023

Riad Attal of Bankers Life Securities, Inc.

DID RIAD ATTAL CAUSE YOU INVESTMENT LOSSES? Riad Attal Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Riad Attal Customer Complaint Riad Attal has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that deceased husband’s insurance proceeds upon his death were used to fund a Guarantee Lifetime Income Annuity issued by Bankers Life and Casualty Ins. Co. by means of forged signatures. The brokerage firm denied the customer complaint and to date, no further action has been taken. Riad Attal Red Flags & Your Rights As An Investor Of course, Riad Attal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Riad Attal at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Riad Attal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Riad Attal If you have questions about Bankers Life Securities, Inc. and/or Riad Attal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 31, 2023

Reese Gneiting of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID REESE C GNEITING CAUSE YOU INVESTMENT LOSSES? Reese Gneiting Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Reese Gneiting Customer Complaint Reese Gneiting has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or an unsuitable investment recommendation. Merrill Lynch Pierce Fenner and Smith denied the customer complaint and, to date, no further action has been taken. Reese Gneiting Red Flags & Your Rights As An Investor Of course, Reese Gneiting did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Reese Gneiting at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Reese Gneiting has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Reese Gneiting If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Reese Gneiting and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 30, 2023

Ray Reese of Money Concepts Capital Corp.

DID RAY GENE REESE CAUSE YOU INVESTMENT LOSSES? Ray Reese Of Money Concepts Capital Corp. Has 6 Customer Complaints For Alleged Broker Misconduct Ray Reese Customer Complaints Ray Reese has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Ray Reese’s current and former employers in favor of the investors. One customer complaint was denied by Pruco Securities and the customer took no further action. There is currently one pending FINRA arbitration proceeding against Money Concepts Capital Corp. for Ray Reese’s alleged misconduct. Allegations Against Ray Reese A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ray Reese Red Flags & Your Rights As An Investor Of course, Ray Reese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ray Reese at Money Concepts Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Ray Reese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp. Due To Ray Reese If you have questions about Money Concepts Capital Corp. and/or Ray Reese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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