FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

May 23, 2023

Peter Wagner of Oppenheimer & Co. Inc.

DID PETER HENRY WAGNER CAUSE YOU INVESTMENT LOSSES? Peter Wagner Of Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Peter Wagner Customer Complaints Peter Wagner has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investors. The other 3 customer complaints were denied by Peter Wagner’s current and former employers and, to date, no further action has been taken by any of the customers. Allegations Against Peter Wagner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Wagner Red Flags & Your Rights As An Investor Of course, Peter Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Wagner at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Peter Wagner If you have questions about Oppenheimer & Co. Inc. and/or Peter Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 22, 2023

Peter Maller of Lincoln Financial Advisors Corporation

DID PETER DAVID MALLER CAUSE YOU INVESTMENT LOSSES? Peter Maller Of Lincoln Financial Advisors Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Peter Maller Customer Complaints Peter Maller has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Lincoln Financial Advisors in favor of the investors. The brokerage firm denied the other 2 customer complaints and, to date, no further action has been taken. Allegations Against Peter Maller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Maller Red Flags & Your Rights As An Investor Of course, Peter Maller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Maller at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Peter Maller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Peter Maller If you have questions about Lincoln Financial Advisors Corporation and/or Peter Maller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 22, 2023

Peter Billingham of Avantax Investment Services, Inc.

DID PETER ALAN BILLINGHAM CAUSE YOU INVESTMENT LOSSES? Peter Billingham Of Avantax Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Peter Billingham Customer Complaint Peter Billingham has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the annuity into which she was going to invest did not offer tax deferment, growth and payouts as indicated by her representative. Avantax Investment Services settled the customer complaint in favor of the investor. Peter Billingham Red Flags & Your Rights As An Investor Of course, Peter Billingham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Billingham at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Billingham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Peter Billingham If you have questions about Avantax Investment Services, Inc. and/or Peter Billingham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 22, 2023

Pauline Chu of UBS Financial Services Inc

DID PAULINE PUI YUEN CHU CAUSE YOU INVESTMENT LOSSES? Pauline Chu Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Pauline Chu Customer Complaint Pauline Chu has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to invest in liquids investments. UBS Financial Services denied the customer complaint and, to date, no further action has been taken by the customer. Pauline Chu Red Flags & Your Rights As An Investor Of course, Pauline Chu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pauline Chu at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Pauline Chu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Pauline Chu If you have questions about UBS Financial Services Inc. and/or Pauline Chu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 22, 2023

Paul Murphy of Calton & Associates, Inc.

DID PAUL WILLIAM MURPHY CAUSE YOU INVESTMENT LOSSES? Paul Murphy Of Calton & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Paul Murphy Customer Complaints Paul Murphy has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors by Calton and Associates and/or Newport Coast Securities in favor of the investors. The other customer complaint is still pending against Calton and Associates in a FINRA arbitration proceeding. Allegations Against Paul Murphy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Murphy Red Flags & Your Rights As An Investor Of course, Paul Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Murphy at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Paul Murphy If you have questions about Calton & Associates, Inc. and/or Paul Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 21, 2023

Paul Haberek, Jr. of Wells Fargo Clearing Services, LLC

DID PAUL STEPHEN HABEREK JR CAUSE YOU INVESTMENT LOSSES? Paul Haberek, Jr. Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Paul Haberek, Jr. Customer Complaints Paul Haberek, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Wells Fargo Advisors and UBS Financial Services in favor of the investors. Allegations Against Paul Haberek, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Haberek, Jr. Red Flags & Your Rights As An Investor Of course, Paul Haberek, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Haberek, Jr. at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Haberek, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Paul Haberek, Jr. If you have questions about Wells Fargo Clearing Services, LLC and/or Paul Haberek, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 21, 2023

Paul Snider of Morgan Stanley

DID PAUL RUSSELL SNIDER CAUSE YOU INVESTMENT LOSSES? Paul Snider Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Paul Snider Customer Complaints Paul Snider has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints was settled by Morgan Stanley in favor of the investors. Allegations Against Paul Snider A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Snider Red Flags & Your Rights As An Investor Of course, Paul Snider did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Snider at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Paul Snider has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Paul Snider If you have questions about Morgan Stanley and/or Paul Snider and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 21, 2023

Paul Woodard of PFS Investments Inc.

DID PAUL LINN WOODARD CAUSE YOU INVESTMENT LOSSES? Paul Woodard Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul Woodard Customer Complaint Paul Woodard has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty in connection with the change of a beneficiary of an IRA account. PFS Investments denied the customer complaint and, to date, no further action has been taken. Paul Woodard Red Flags & Your Rights As An Investor Of course, Paul Woodard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Woodard at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Woodard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Paul Woodard If you have questions about PFS Investments Inc. and/or Paul Woodard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 21, 2023

Paul Prestia formerly with Laidlaw & Company (UK) Ltd

DID PAUL JOSEPH PRESTIA CAUSE YOU INVESTMENT LOSSES? Paul Prestia Formerly Of Laidlaw & Company (UK) Ltd Has A Customer Complaint For Alleged Broker Misconduct Paul Prestia Customer Complaint Paul Prestia has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for overconcentration, unsuitable investment recommendations and excessive trading. Laidlaw and Co. settled the customer dispute in favor of the investor. Paul Prestia Red Flags & Your Rights As An Investor Of course, Paul Prestia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Prestia at Laidlaw & Company (UK) Ltd on alert to review carefully the activity and performance of their accounts and question whether Paul Prestia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Laidlaw & Company (UK) Ltd also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Ltd Due To Paul Prestia If you have questions about Laidlaw & Company (UK) Ltd and/or Paul Prestia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 20, 2023

Paul Antevy of FMSbonds, Inc.

DID PAUL ITZCHAK ANTEVY CAUSE YOU INVESTMENT LOSSES? Paul Antevy Of FMSbonds, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Paul Antevy Customer Complaints Paul Antevy has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Paul Antevy’s current and former employers in favor the investors. The other customer complaint was denied by another one of his former employers and no further action was taken. Allegations Against Paul Antevy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Antevy Red Flags & Your Rights As An Investor Of course, Paul Antevy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Antevy at FMSbonds, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Antevy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FMSbonds, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At FMSbonds, Inc. Due To Paul Antevy If you have questions about FMSbonds, Inc. and/or Paul Antevy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading