FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

May 20, 2023

Paul Platek of UBS Financial Services Inc.

DID PAUL A PLATEK CAUSE YOU INVESTMENT LOSSES? Paul Platek Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Paul Platek Customer Complaints Paul Platek has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investor. Paul Platek’s former employer Merrill Lynch Pierce Fenner and Smith denied the other customer complaint and no further action was taken. Paul Platek Red Flags & Your Rights As An Investor Of course, Paul Platek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Platek at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Paul Platek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc Due To Paul Platek If you have questions about UBS Financial Services Inc and/or Paul Platek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 20, 2023

Patrick Dyer of Edward Jones

DID PATRICK TIMOTHY DYER CAUSE YOU INVESTMENT LOSSES? Patrick Dyer Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Patrick Dyer Customer Complaint Patrick Dyer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about transfer of funds out of an account that the customers wanted reinvested. Edward Jones settled the customer complaint in favor the investor. Patrick Dyer Red Flags & Your Rights As An Investor Of course, Patrick Dyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Dyer at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Patrick Dyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Patrick Dyer If you have questions about Edward Jones and/or Patrick Dyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 20, 2023

Patrick Gilbride of Edward Jones

DID PATRICK THOMAS GILBRIDE CAUSE YOU INVESTMENT LOSSES? Patrick Gilbride Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Patrick Gilbride Customer Complaints Patrick Gilbride has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor. The brokerage firm denied the other customer complaint and, to date, no further action has been taken by the customer. Allegations Against Patrick Gilbride A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Gilbride Red Flags & Your Rights As An Investor Of course, Patrick Gilbride did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Gilbride at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Patrick Gilbride has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Patrick Gilbride If you have questions about Edward Jones and/or Patrick Gilbride and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2023

Patrick Callaghan of Wells Fargo Clearing Services, LLC

DID PATRICK KENNEDY CALLAGHAN CAUSE YOU INVESTMENT LOSSES? Patrick Callaghan Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Patrick Callaghan Customer Complaint Patrick Callaghan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to transactions in a discretionary account. Wells Fargo Advisors settled a customer complaint in favor of the investor. Patrick Callaghan Red Flags & Your Rights As An Investor Of course, Patrick Callaghan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Callaghan at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Callaghan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Patrick Callaghan If you have questions about Wells Fargo Clearing Services, LLC and/or Patrick Callaghan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2023

Patrick Gilligan, Jr. of Empower Financial Services, Inc.

DID PATRICK FRANCIS GILLIGAN JR CAUSE YOU INVESTMENT LOSSES? Patrick Gilligan, Jr. Of Empower Financial Services, Inc. And Formerly With Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Patrick Gilligan, Jr. Customer Complaint Patrick Gilligan, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to timely execute an alleged liquidation request. GW FS Equities denied the customer complaint and to date, the customer has not taken any further action. Patrick Gilligan, Jr. Red Flags & Your Rights As An Investor Of course, Patrick Gilligan, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Gilligan, Jr. at Empower Financial Services, Inc. and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Patrick Gilligan, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Empower Financial Services, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Empower Financial Services, Inc. Due To Patrick Gilligan, Jr. If you have questions about Empower Financial Services, Inc., Signator Investors, Inc. and/or Patrick Gilligan, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2023

Patricia Fontan-Sorlie of Morgan Stanley

DID PATRICIA MICHELLE FONOTAN-SORLIE CAUSE YOU INVESTMENT LOSSES? Patricia Fontan-Sorlie Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Patricia Fontan-Sorlie Customer Complaints Patricia Fontan-Sorlie has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Morgan Stanley and, to date, the customers have not taken any further action. Allegations Against Patricia Fontan-Sorlie A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patricia Fontan-Sorlie Red Flags & Your Rights As An Investor Of course, Patricia Fontan-Sorlie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patricia Fontan-Sorlie at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Patricia Fontan-Sorlie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Patricia Fontan-Sorlie If you have questions about Morgan Stanley and/or Patricia Fontan-Sorlie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2023

Pamela Warrior of Farmers Financial Solutions, LLC

DID PAMELA DIANN WARRIOR CAUSE YOU INVESTMENT LOSSES? Pamela Warrior Of Farmers Financial Solutions, LLC And Formerly With Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Pamela Warrior Customer Complaint Pamela Warrior has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose facts regarding the long-term care rider. PRUCO Securities denied the customer complaint and to date, no further action has been taken. Pamela Warrior Red Flags & Your Rights As An Investor Of course, Pamela Warrior did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pamela Warrior at Farmers Financial Solutions, LLC and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Pamela Warrior has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Pamela Warrior If you have questions about Farmers Financial Solutions, LLC, Pruco Securities, LLC and/or Pamela Warrior and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2023

Paige Matlock formerly with Cetera Investment Services LLC

DID PAIGE MILSTEAD MATLOCK CAUSE YOU INVESTMENT LOSSES? Paige Matlock Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Paige Matlock Customer Complaint Paige Matlock has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of REITs. Cetera Investment Services settled the customer complaint in favor of the investor. Paige Matlock Red Flags & Your Rights As An Investor Of course, Paige Matlock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paige Matlock at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Paige Matlock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Paige Matlock If you have questions about Cetera Investment Services LLC and/or Paige Matlock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2023

Pablo Salinas of Fidelity Brokerage Services LLC

DID PABLO ENRIQUE SALINAS CAUSE YOU INVESTMENT LOSSES? Pablo Salinas Of Fidelity Brokerage Services LLC And Formerly With AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Pablo Salinas Customer Complaint Pablo Salinas has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations in connection with the sale of the variable annuity contract. Equitable Advisors denied the customer complaint and, to date, no further action has been taken by the customer. Pablo Salinas Red Flags & Your Rights As An Investor Of course, Pablo Salinas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pablo Salinas at Fidelity Brokerage Services LLC and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Pablo Salinas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Pablo Salinas If you have questions about Fidelity Brokerage Services LLC, AXA Advisors, LLC and/or Pablo Salinas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2023

Omar Khalil of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID OMAR KHALIL CAUSE YOU INVESTMENT LOSSES? Omar Khalil Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Omar Khalil Customer Complaint Omar Khalil has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions. Merrill Lynch Pierce Fenner and Smith settled the customer dispute in favor of the investor. Omar Khalil Red Flags & Your Rights As An Investor Of course, Omar Khalil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Omar Khalil at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Omar Khalil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Omar Khalil If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Omar Khalil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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