FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

May 8, 2023

Michael Palumbos of Lincoln Financial Advisors Corporation

DID MICHAEL WALTER PALUMBOS CAUSE YOU INVESTMENT LOSSES? Michael Palumbos Of Lincoln Financial Advisors Corporation Has A Customer Complaint For Alleged Broker Misconduct Michael Palumbo Customer Complaint Michael Palumbos has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor provided a poor recommendation regard to surrendering 4 annuities insofar as tax ramifications. Lincoln Financial Advisors settled the customer dispute in favor of the investor. Michael Palumbos Red Flags & Your Rights As An Investor Of course, Michael Palumbos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Palumbos at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Michael Palumbos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Michael Palumbos If you have questions about Lincoln Financial Advisors Corporation and/or Michael Palumbos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 7, 2023

Michael Yochum of UBS Financial Services Inc.

DID MICHAEL THOMAS YOCHUM CAUSE YOU INVESTMENT LOSSES? Michael Yochum Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Michael Yochum Customer Complaints Michael Yochum has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by UBS Financial Services in favor of the investors. The other customer complaint was denied by the brokerage firm and the customer took no further action. Allegations Against Michael Yochum A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Yochum Red Flags & Your Rights As An Investor Of course, Michael Yochum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Yochum at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Yochum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Michael Yochum If you have questions about UBS Financial Services Inc. and/or Michael Yochum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 7, 2023

Michael Donaldson of TD Ameritrade, Inc.

DID MICHAEL THOMAS DONALDSON CAUSE YOU INVESTMENT LOSSES? Michael Donaldson Of TD Ameritrade, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Donaldson Customer Complaint Michael Donaldson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the product the customer was sold was misrepresented and the floating interest rate was not adequately explained. TD Ameritrade denied the customer complaint and, to date, the customer is not taking any further action. Michael Donaldson Red Flags & Your Rights As An Investor Of course, Michael Donaldson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Donaldson at TD Ameritrade, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Donaldson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TD Ameritrade, Inc. Due To Michael Donaldson If you have questions about TD Ameritrade, Inc. and/or Michael Donaldson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 7, 2023

Michael Janis formerly with Madison Avenue Securities, LLC

DID MICHAEL T JANIS CAUSE YOU INVESTMENT LOSSES? Michael Janis Formerly With Madison Avenue Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Janis Customer Complaint Michael Janis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of a GPB Automotive private placement investment. Madison Avenue Securities settle the customer complaint in favor of the investor. Michael Janis Red Flags & Your Rights As An Investor Of course, Michael Janis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Janis at Madison Avenue Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Janis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Michael Janis If you have questions about Madison Avenue Securities, LLC and/or Michael Janis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 7, 2023

Michael Walker formerly with Wells Fargo Clearing Services, LLC

DID MICHAEL SCOTT WALKER CAUSE YOU INVESTMENT LOSSES? Michael Walker Formerly With Wells Fargo Clearing Services, LLC and FTB Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Walker Customer Complaint Michael Walker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor induce plaintiffs to invest in and “investment club” and to purchase interests in a real estate investment scheme. First Horizon Advisors settled the customer complaint in favor of the investor. Michael Walker Red Flags & Your Rights As An Investor Of course, Michael Walker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Walker at Wells Fargo Clearing Services, LLC and FTB Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Walker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and FTB Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Michael Walker If you have questions about Wells Fargo Clearing Services, LLC and/or Michael Walker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 7, 2023

Michael Bahary formerly with Hilltop Securities Inc.

DID MICHAEL STEVEN BAHARY CAUSE YOU INVESTMENT LOSSES? Michael Bahary Formerly With Hilltop Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Bahary Customer Complaint Michael Bahary has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to follow instructions with respect to the disclosure of account transactional information, failed to follow instructions from an account trustee. Hilltop Securities denied the customer complaint and so far no action has been taken. Michael Bahary Red Flags & Your Rights As An Investor Of course, Michael Bahary did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bahary at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Bahary has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Michael Bahary If you have questions about Hilltop Securities Inc. and/or Michael Bahary and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 6, 2023

Michael Swenson formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL PHILLIP SWENSON CAUSE YOU INVESTMENT LOSSES? Michael Swenson Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Michael Swenson Customer Complaint Michael Swenson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions of customer. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor of the investor. Michael Swenson Red Flags & Your Rights As An Investor Of course, Michael Swenson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Swenson at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michael Swenson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Swenson If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Michael Swenson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 6, 2023

Michael Zinser of The Huntington Investment Company

DID MICHAEL PAUL ZINSER CAUSE YOU INVESTMENT LOSSES? Michael Zinser Of The Huntington Investment Company Has A Customer Complaint For Alleged Broker Misconduct Michael Zinser Customer Complaint Michael Zinser has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to fully disclose tax consequences switching out of a variable annuity and into a managed account. Michael Zinser’s employer settled the customer complaint in favor of the investor. Michael Zinser Red Flags & Your Rights As An Investor Of course, Michael Zinser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Zinser at The Huntington Investment Company on alert to review carefully the activity and performance of their accounts and question whether Michael Zinser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Michael Zinser If you have questions about The Huntington Investment Company and/or Michael Zinser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2023

Michael Ecker formerly with Center Street Securities, Inc.

DID MICHAEL P ECKER CAUSE YOU INVESTMENT LOSSES? Michael Ecker Formerly With Center Street Securities, Inc. and Concorde Investment Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Michael Ecker Customer Complaints Michael Ecker has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Michael Ecker’s former employers in favor of the investors. There are currently 2 arbitration proceedings pending before Michael Ecker’s alleged misconduct. Allegations Against Michael Ecker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Ecker Red Flags & Your Rights As An Investor Of course, Michael Ecker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Ecker at Center Street Securities, Inc. and Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Ecker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. and Concorde Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Michael Ecker If you have questions about Center Street Securities, Inc., Concorde Investment Services, LLC and/or Michael Ecker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2023

Michael Denny formerly with The Tidal Group, Inc.

DID MICHAEL LYN DENNY CAUSE YOU INVESTMENT LOSSES? Michael Denny Formerly With The Tidal Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Denny Customer Complaints Michael Denny has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer disputes were settled by the Title Group in favor of the investor. Michael Denny’s former employer denied the other customer complaint and to date, the customer is not taken any further action. Allegations Against Michael Denny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Denny Red Flags & Your Rights As An Investor Of course, Michael Denny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Denny at The Tidal Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Denny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Tidal Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Tidal Group, Inc. Due To Michael Denny If you have questions about The Tidal Group, Inc. and/or Michael Denny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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