FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 8, 2023

Stephen Brown formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID STEPHEN G BROWN CAUSE YOU INVESTMENT LOSSES? Stephen Brown Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Stephen Brown Customer Complaints Stephen Brown has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. NYLIFE Securities denied the other customer complaint and no further action was taken. Allegations Against Stephen Brown A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Brown Red Flags & Your Rights As An Investor Of course, Stephen Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Brown at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Stephen Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Stephen Brown If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Stephen Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 8, 2023

Stephen Lawless of Morgan Stanley

DID STEPHEN F LAWLESS CAUSE YOU INVESTMENT LOSSES? Stephen Lawless Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Stephen Lawless Customer Complaint Stephen Lawless has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about the failure to follow instructions with respect to risk of investments and their liquidation. Morgan Stanley settled the customer dispute in favor of the investor. Stephen Lawless Red Flags & Your Rights As An Investor Of course, Stephen Lawless did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Lawless at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Stephen Lawless has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Stephen Lawless If you have questions about Morgan Stanley and/or Stephen Lawless and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 8, 2023

Stephen Fry formerly with Woodbury Financial Services, Inc.

DID STEPHEN DOUGLAS FRY CAUSE YOU INVESTMENT LOSSES? Stephen Fry Formerly With Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Stephen Fry Customer Complaint Stephen Fry has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser used the customer’s funds for his own use and benefit. HD Vest Investment Services and/or Woodbury Financial settled the customer dispute for just under $900,000. Stephen Fry Red Flags & Your Rights As An Investor Of course, Stephen Fry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Fry at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Fry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Stephen Fry If you have questions about Woodbury Financial Services, Inc. and/or Stephen Fry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 8, 2023

Stephen Lawler of Cetera Advisors LLC

DID STEPHEN CURTIS LAWLER CAUSE YOU INVESTMENT LOSSES? Stephen Lawler Of Cetera Advisors LLC And Formerly With First Allied Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Stephen Lawler Customer Complaints Stephen Lawler has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Investor Corp. in favor of the investor. The other 2 customer complaints are still pending. Allegations Against Stephen Lawler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Lawler Red Flags & Your Rights As An Investor Of course, Stephen Lawler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Lawler at Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Lawler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Stephen Lawler If you have questions about Cetera Advisors LLC, First Allied Securities, Inc. and/or Stephen Lawler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 8, 2023

Stephen Berrocal of Truist Investment Services, Inc.

DID STEPHEN BERROCAL CAUSE YOU INVESTMENT LOSSES? Stephen Berrocal Of Truist Investment Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Stephen Berrocal Customer Complaints Stephen Berrocal has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by SunTrust Investment Services and its successor Truist Investment Services in favor of the investors. The other 2 arbitration proceedings are still pending. Allegations Against Stephen Berrocal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Berrocal Red Flags & Your Rights As An Investor Of course, Stephen Berrocal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Berrocal at Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Berrocal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Stephen Berrocal If you have questions about Truist Investment Services, Inc. and/or Stephen Berrocal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 7, 2023

Stephan Stein of Joseph Gunnar & Co. LLC

DID STEPHAN A STEIN CAUSE YOU INVESTMENT LOSSES? Stephan Stein Of Joseph Gunnar & Co. LLC Has 2 Customer Complaints For Alleged Broker Misconduct Stephan Stein Customer Complaints Stephan Stein has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award against Joseph Gunnar and Co. and Stefan Stein in the amount of $512,000. The brokerage firm denied the other customer complaint and it appears the customer withdrew the allegations against Stefan Stein in the arbitration proceeding. Allegations Against Stephan Stein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephan Stein Red Flags & Your Rights As An Investor Of course, Stephan Stein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephan Stein at Joseph Gunnar & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Stephan Stein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Gunnar & Co. LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Joseph Gunnar & Co. LLC Due To Stephan Stein If you have questions about Joseph Gunnar & Co. LLC and/or Stephan Stein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 7, 2023

Stanley Lewandoski of Arkadios Capital

DID STANLEY LEWANDOSKI CAUSE YOU INVESTMENT LOSSES? Stanley Lewandoski Of Arkadios Capital And Formerly With ACG Wealth, Inc. and Triad Advisors, LLC, Has 2 Customer Complaints For Alleged Broker Misconduct Stanley Lewandoski Customer Complaints Stanley Lewandoski has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Stanley Lewandoski’s employers in favor of the investors. Allegations Against Sonia Attkiss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stanley Lewandoski Red Flags & Your Rights As An Investor Of course, Stanley Lewandoski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stanley Lewandoski at Arkadios Capital, ACG Wealth, Inc. and Triad Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Stanley Lewandoski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital, ACG Wealth, Inc. and Triad Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Stanley Lewandoski If you have questions about Arkadios Capital, ACG Wealth, Inc., Triad Advisors, LLC and/or Stanley Lewandoski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 7, 2023

Stacey Archbell of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID STACEY ARCHBELL CAUSE YOU INVESTMENT LOSSES? Stacey Archbell Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Stacey Archbell Customer Complaint Stacey Archbell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations related to a managed account. Merrill Lynch Pierce Fenner and Smith denied the customer complaint and, to date, the investor has not filed any charges Stacey Archbell Red Flags & Your Rights As An Investor Of course, Stacey Archbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stacey Archbell at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Stacey Archbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Stacey Archbell If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Stacey Archbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 7, 2023

Spencer Gliddon formerly with J.P. Morgan Securities LLC

DID SPENCER HARTLEY GLIDDON CAUSE YOU INVESTMENT LOSSES? Spencer Gliddon Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Spencer Gliddon Customer Complaint Spencer Gliddon has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations of a mutual fund investment. J.P. Morgan Securities settled the customer complaint for the full amount demanded. Spencer Gliddon Red Flags & Your Rights As An Investor Of course, Spencer Gliddon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Spencer Gliddon at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Spencer Gliddon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Spencer Gliddon If you have questions about J.P. Morgan Securities LLC and/or Spencer Gliddon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 7, 2023

Souheir Alrachid of NYLife Securities LLC

DID SOUHEIR M ALRACHID CAUSE YOU INVESTMENT LOSSES? Souheir Alrachid Of NYLife Securities LLC And Formerly With Farmers Financial Solutions, LLC and AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Souheir Alrachid Customer Complaint Souheir Alrachid has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose surrender charges on the customer’s variable life insurance policy. The Equitable Advisors firm denied the customer complaint and, to date, the customer has not filed any arbitration proceeding to recover her losses. Souheir Alrachid Red Flags & Your Rights As An Investor Of course, Souheir Alrachid did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Souheir Alrachid at NYLife Securities LLC, Farmers Financial Solutions, LLC and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Souheir Alrachid has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC, Farmers Financial Solutions, LLC and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Souheir Alrachid If you have questions about NYLife Securities LLC, Farmers Financial Solutions, LLC, AXA Advisors, LLC and/or Souheir Alrachid and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading