FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

May 4, 2023

Michael Norton of David Lerner Associates, Inc.

DID MICHAEL JOSEPH NORTON CAUSE YOU INVESTMENT LOSSES? Michael Norton Of David Lerner Associates, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Michael Norton Customer Complaints Michael Norton has been the subject of 9 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by David Lerner Associates in favor of the investors. Another for customer complaints were denied by the same brokerage firm. There is currently one FINRA arbitration proceeding pending against David Lerner Associates for Michael Norton’s alleged misconduct. Allegations Against Michael Norton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Norton Red Flags & Your Rights As An Investor Of course, Michael Norton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Norton at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Norton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Michael Norton If you have questions about David Lerner Associates, Inc. and/or Michael Norton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2023

Michael McCauley of PHX Financial, Inc.

DID MICHAEL JOSEPH MCCAULEY CAUSE YOU INVESTMENT LOSSES? Michael McCauley Of PHX Financial, Inc. And Formerly With Joseph Gunnar & Co. LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael McCauley Customer Complaints Michael McCauley has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were settled by Michael McCauley’s former employers in favor of the investors. Allegations Against Michael McCauley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael McCauley Red Flags & Your Rights As An Investor Of course, Michael McCauley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael McCauley at PHX Financial, Inc. and Joseph Gunnar & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Michael McCauley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc. and Joseph Gunnar & Co. LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To Michael McCauley If you have questions about PHX Financial, Inc., Joseph Gunnar & Co. LLC and/or Michael McCauley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2023

Michael Bramlett formerly with Country Capital Management Company

DID MICHAEL L BRAMLETT CAUSE YOU INVESTMENT LOSSES? Michael Bramlett Formerly With Country Capital Management Company Has A Customer Complaint For Alleged Broker Misconduct Michael Bramlett Customer Complaint Michael Bramlett has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to properly process a variable annuity purchase transaction as ordered. Michael Bramlett’s employer settled the customer dispute in favor the investor. Michael Bramlett Red Flags & Your Rights As An Investor Of course, Michael Bramlett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bramlett at Country Capital Management Company on alert to review carefully the activity and performance of their accounts and question whether Michael Bramlett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Country Capital Management Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Country Capital Management Company Due To Michael Bramlett If you have questions about Country Capital Management Company and/or Michael Bramlett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2023

Michael Goodworth of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL JOSEPH GOODWORTH CAUSE YOU INVESTMENT LOSSES? Michael Goodworth Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Michael Goodworth Customer Complaints Michael Goodworth has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Morgan Stanley in favor of the investors. Merrill Lynch Pierce Fenner and Smith denied the other 2 customer complaints and, to date, no further action has been taken. Allegations Against Michael Goodworth A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Goodworth Red Flags & Your Rights As An Investor Of course, Michael Goodworth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Goodworth at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michael Goodworth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Goodworth If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Michael Goodworth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2023

Michael Pasquariello formerly with UBS Financial Services Inc.

DID MICHAEL JOHN PASQUARIELLO CAUSE YOU INVESTMENT LOSSES? Michael Pasquariello Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Pasquariello Customer Complaint Michael Pasquariello has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to fund his account. The customer complaint was settled by UBS Financial Services in favor of the investor. Shortly thereafter the firm terminated the advisors employment for taking disbursement instructions from an unauthorized party and making inaccurate attestations related to those disbursements. Michael Pasquariello Red Flags & Your Rights As An Investor Of course, Michael Pasquariello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Pasquariello at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Pasquariello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Michael Pasquariello If you have questions about UBS Financial Services Inc. and/or Michael Pasquariello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2023

Michael Distler of Madison Avenue Securities

DID MICHAEL JOSEPH DISTLER CAUSE YOU INVESTMENT LOSSES? Michael Distler Of Madison Avenue Securities And Formerly With Kalos Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Distler Customer Complaints Michael Distler has been the subject of 2 customer complaints that we know about to recover investment losses. Both of Michael Distler’s customer complaints were settled by his employers in favor of the investors. Allegations Against Michael Distler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Distler Red Flags & Your Rights As An Investor Of course, Michael Distler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Distler at Madison Avenue Securities and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Distler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities Due To Michael Distler If you have questions about Madison Avenue Securities, Kalos Capital, Inc. and/or Michael Distler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2023

Michael Borchardt of J.P. Morgan Securities LLC

DID MICHAEL JOSEPH BORCHARDT CAUSE YOU INVESTMENT LOSSES? Michael Borchardt Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Borchardt Customer Complaint Michael Borchardt has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended unsuitable insurance policy and made misrepresentations related thereto. Equitable Advisors denied the customer complaint and, to date, no further action has been taken. Michael Borchardt Red Flags & Your Rights As An Investor Of course, Michael Borchardt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Borchardt at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Borchardt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Michael Borchardt If you have questions about J.P. Morgan Securities LLC and/or Michael Borchardt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2023

Michael Wagner of Morgan Stanley

DID MICHAEL JOHN WAGNER CAUSE YOU INVESTMENT LOSSES? Michael Wagner Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Michael Wagner Customer Complaints Michael Wagner has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Morgan Stanley in favor of the investors for over $4.1 million and $1.5 million respectively. The brokerage firm denied another customer complaint and, to date, the customer is not filed in the arbitration proceeding. Allegations Against Michael Wagner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Wagner Red Flags & Your Rights As An Investor Of course, Michael Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Wagner at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Wagner If you have questions about Morgan Stanley and/or Michael Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2023

Michael Ryan of Valic Financial Advisors, Inc.

DID MICHAEL JOHN RYAN CAUSE YOU INVESTMENT LOSSES? Michael Ryan Of Valic Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Ryan Customer Complaint Michael Ryan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice relating to a annuity withdrawal. Michael Ryan’s employers settled the customer complaint in favor of the investor. Michael Ryan Red Flags & Your Rights As An Investor Of course, Michael Ryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Ryan at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Ryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Michael Ryan If you have questions about Valic Financial Advisors, Inc. and/or Michael Ryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2023

Michael Giovannelli formerly with Spartan Capital Securities, LLC

DID MICHAEL JOHN GIOVANNELLI CAUSE YOU INVESTMENT LOSSES? Michael Giovannelli Formerly With Spartan Capital Securities, LLC and Richard James & Associates, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Michael Giovannelli Customer Complaints Michael Giovannelli has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into an arbitration proceeding and an arbitration award against Michael Giovannelli and his employer in favor of the investor. Another customer complaint was settled by his former employer in favor of the investor. Woodstock Financial Group denied another customer complaint and no further action was taken by the customer. There is currently one customer complaint pending. Allegations Against Michael Giovannelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Giovannelli Red Flags & Your Rights As An Investor Of course, Michael Giovannelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Giovannelli at Spartan Capital Securities, LLC and Richard James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Giovannelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC and Richard James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Michael Giovannelli If you have questions about Spartan Capital Securities, LLC, Richard James & Associates, Inc. and/or Michael Giovannelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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