FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 29, 2023

Michael Martino of Four Points Capital Partners LLC

DID MICHAEL CHRISTOPHER MARTINO CAUSE YOU INVESTMENT LOSSES? Michael Martino Of Four Points Capital Partners LLC Has 5 Customer Complaints For Alleged Broker Misconduct Michael Martino Customer Complaints Michael Martino has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Four Points Capital Partners in favor of the investors. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Michael Martino A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Martino Red Flags & Your Rights As An Investor Of course, Michael Martino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Martino at Four Points Capital Partners LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Martino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Four Points Capital Partners LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Four Points Capital Partners LLC Due To Michael Martino If you have questions about Four Points Capital Partners LLC and/or Michael Martino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2023

Michael DiPenta of TIAA-CREF Individual & Institutional Services, LLC

DID MICHAEL CHRISTOPHER DIPENTA CAUSE YOU INVESTMENT LOSSES? Michael DiPenta Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael DiPenta Customer Complaint Michael DiPenta has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to sell equities and invest the sales proceeds and fixed rate investments. The customer complaint was denied by Michael DiPenta’s employer and, to date, the customer has not taken any further action. Michael DiPenta Red Flags & Your Rights As An Investor Of course, Michael DiPenta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael DiPenta at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael DiPenta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Michael DiPenta If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Michael DiPenta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2023

Michael Alvarez of Unionbanc Investment Services, LLC

DID MICHAEL CHRISTOPHER ALVAREZ CAUSE YOU INVESTMENT LOSSES? Michael Alvarez Of Unionbanc Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Alvarez Customer Complaint Michael Alvarez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to purchase equities. The customer dispute was denied by Michael Alvarez’s employer and the customer, to date, has not taken any further action. Michael Alvarez Red Flags & Your Rights As An Investor Of course, Michael Alvarez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Alvarez at Unionbanc Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Alvarez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Unionbanc Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Unionbanc Investment Services, LLC Due To Michael Alvarez If you have questions about Unionbanc Investment Services, LLC and/or Michael Alvarez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2023

Michael Bates of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL BRUCE BATES CAUSE YOU INVESTMENT LOSSES? Michael Bates Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Michael Bates Customer Complaint Michael Bates has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Merrill Lynch Pierce Fenner and Smith settled the customer dispute in favor of the investor. Michael Bates Red Flags & Your Rights As An Investor Of course, Michael Bates did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bates at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michael Bates has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Bates If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Michael Batesand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2023

Michael Carter formerly with Morgan Stanley

DID MICHAEL BARRY CARTER CAUSE YOU INVESTMENT LOSSES? Michael Carter Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Michael Carter Customer Complaints Michael Carter has been the subject of 5 customer complaints that we know about to recover investment losses. All 5 of the customer complaints were settled by Morgan Stanley in favor of the investors. Morgan Stanley also terminated him for his misconduct. Allegations Against Michael Carter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Carter Red Flags & Your Rights As An Investor Of course, Michael Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Carter at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Carter If you have questions about Morgan Stanley and/or Michael Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2023

Michael Nichley of UBS Financial Services Inc

DID MICHAEL B NICHLEY CAUSE YOU INVESTMENT LOSSES? Michael Nichley Of UBS Financial Services Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Michael Nichley Customer Complaint Michael Nichley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the option strategy in customer’s managed account was misrepresented as having a safety net that would prevent loss of the entire value. UBS Financial Services denied the customer complaint and, to date, no action has been taken by the customer against the firm or broker. Michael Nichley Red Flags & Your Rights As An Investor Of course, Michael Nichley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Nichley at UBS Financial Services Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Nichley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Michael Nichley If you have questions about UBS Financial Services Inc., Morgan Stanley and/or Michael Nichley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2023

Michael Minotti of Edward Jones

DID MICHAEL ANTHONY MINOTTI CAUSE YOU INVESTMENT LOSSES? Michael Minotti Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Michael Minotti Customer Complaint Michael Minotti has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not follow his instructions with regard to a mutual fund investment. Edward Jones settled the customer dispute in favor of the investor. Michael Minotti Red Flags & Your Rights As An Investor Of course, Michael Minotti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Minotti at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Michael Minotti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Michael Minotti If you have questions about Edward Jones and/or Michael Minotti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2023

Michael Connors of TFS Securities, Inc.

DID MICHAEL ANTHONY CONNORS CAUSE YOU INVESTMENT LOSSES? Michael Connors Of TFS Securities, Inc. And Formerly Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Connors Customer Complaint Michael Connors has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative misrepresented the Jackson National annuity as a retirement account. Michael Connors’ former employer Securities America denied the customer complaint and no further action has been taken to date. Michael Connors Red Flags & Your Rights As An Investor Of course, Michael Connors did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Connors at TFS Securities, Inc. and Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Connors has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TFS Securities, Inc. and Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TFS Securities, Inc. Due To Michael Connors If you have questions about TFS Securities, Inc., Securities America, Inc. and/or Michael Connors and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2023

Michael Johnson formerly with Wedbush Securities Inc.

DID MICHAEL ANDRE JOHNSON CAUSE YOU INVESTMENT LOSSES? Michael Johnson Formerly With Wedbush Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Johnson Customer Complaint Michael Johnson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended and held a product which was unsuitable for their accounts objective. The customer complaint was denied and no further action was taken to date. Michael Johnson Red Flags & Your Rights As An Investor Of course, Michael Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Johnson at Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To Michael Johnson If you have questions about Wedbush Securities Inc. and/or Michael Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2023

Michael Kamperman formerly with HD Vest Investment Services

DID MICHAEL ALLEN KAMPERMAN CAUSE YOU INVESTMENT LOSSES? Michael Kamperman Formerly With HD Vest Investment Services Has 5 Customer Complaints For Alleged Broker Misconduct Michael Kamperman Customer Complaints Michael Kamperman has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by his former employers in favor of the investors. The 5th complaint was denied by his former employer and the customer took no further action. Allegations Against Michael Kamperman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Kamperman Red Flags & Your Rights As An Investor Of course, Michael Kamperman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Kamperman at HD Vest Investment Services on alert to review carefully the activity and performance of their accounts and question whether Michael Kamperman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at HD Vest Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At HD Vest Investment Services Due To Michael Kamperman If you have questions about HD Vest Investment Services and/or Michael Kamperman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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