FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 2, 2023

Sean Grubb of Northwest Investment Advisors, Inc.

DID SEAN MICHAEL GRUBB CAUSE YOU INVESTMENT LOSSES? Sean Grubb Of Northwest Investment Advisors, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Sean Grubb Customer Complaints Sean Grubb has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration resulted in an award of $360,000 in favor of the investor. The other 3 customer complaints were settled by Northwest Investment Advisors in favor of the investors. Allegations Against Sean Grubb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Grubb Red Flags & Your Rights As An Investor Of course, Sean Grubb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Grubb at Northwest Investment Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sean Grubb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwest Investment Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwest Investment Advisors, Inc. Due To Sean Grubb If you have questions about Northwest Investment Advisors, Inc. and/or Sean Grubb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 1, 2023

Sean Kelly formerly with Center Street Securities, Inc.

DID SEAN JOSEPH KELLY CAUSE YOU INVESTMENT LOSSES? Sean Kelly Formerly With Center Street Securities, Inc. and Capital Financial Services, Inc. Has 10 Customer Complaints For Alleged Broker Misconduct Sean Kelly Customer Complaints Sean Kelly has been the subject of 10 customer complaints that we know about to recover investment losses. Two of the customer complaints resulted in arbitration awards being entered against Sean Kelly’s employers for his alleged misconduct. Two of the customer complaints were settled in favor of the investors. Another two customer complaints were denied. There are currently 4 FINRA arbitration proceedings pending against Sean Kelly’s former employers for his alleged misconduct. Allegations Against Sean Kelly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Kelly Red Flags & Your Rights As An Investor Of course, Sean Kelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Kelly at Center Street Securities, Inc. and Capital Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sean Kelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. and Capital Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Sean Kelly If you have questions about Center Street Securities, Inc., Capital Financial Services, Inc. and/or Sean Kelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 1, 2023

Scotty Hendricks, Jr. of NYLife Securities LLC

DID SCOTTY HENDRICKS JR CAUSE YOU INVESTMENT LOSSES? Scotty Hendricks, Jr. Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Scotty Hendricks, Jr. Customer Complaint Scotty Hendricks, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of a variable annuity contract. NYLife Securities settled the customer complaint in favor of the investor. Scotty Hendricks, Jr. Red Flags & Your Rights As An Investor Of course, Scotty Hendricks, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scotty Hendricks, Jr. at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Scotty Hendricks, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Scotty Hendricks, Jr. If you have questions about NYLife Securities LLC and/or Scotty Hendricks, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 1, 2023

Scott Reed formerly with First Financial Equity Corporation

DID SCOTT WAYNE REED CAUSE YOU INVESTMENT LOSSES? Scott Reed Formerly With First Financial Equity Corporation and Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Scott Reed Customer Complaints Scott Reed has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Scott Reed’s former employers in favor of the investors. The other 2 complaints were denied and, to date, the customers have not filed any arbitration proceedings. Allegations Against Scott Reed A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Reed Red Flags & Your Rights As An Investor Of course, Scott Reed did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Reed at First Financial Equity Corporation and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Reed has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Financial Equity Corporation and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Financial Equity Corporation Due To Scott Reed If you have questions about First Financial Equity Corporation, Wells Fargo Clearing Services, LLC and/or Scott Reed and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 1, 2023

Scott Webb of Stifel, Nicolaus & Company, Incorporated

DID SCOTT S WEBB CAUSE YOU INVESTMENT LOSSES? Scott Webb Of Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Scott Webb Customer Complaints Scott Webb has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Scott Webb’s employers and, to date, the investors have not taken any further action. Allegations Against Scott Webb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Webb Red Flags & Your Rights As An Investor Of course, Scott Webb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Webb at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Scott Webb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Scott Webb If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Scott Webb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 1, 2023

Scott Steinhorst formerly with Wintrust Investments LLC

DID SCOTT ROBERT STEINHORST CAUSE YOU INVESTMENT LOSSES? Scott Steinhorst Formerly With Wintrust Investments LLC Has 2 Customer Complaints For Alleged Broker Misconduct Scott Steinhorst Customer Complaints Scott Steinhorst has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Scott Steinhorst’s for employers and to date, customers have not taken any further action. Allegations Against Scott Steinhorst A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Steinhorst Red Flags & Your Rights As An Investor Of course, Scott Steinhorst did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Steinhorst at Wintrust Investments LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Steinhorst has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wintrust Investments LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wintrust Investments LLC Due To Scott Steinhorst If you have questions about Wintrust Investments LLC and/or Scott Steinhorst and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 1, 2023

Scott Smith formerly with J.W. Cole Financial, Inc.

DID SCOTT PAUL SMITH CAUSE YOU INVESTMENT LOSSES? Scott Smith Formerly With J.W. Cole Financial, Inc. and Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Scott Smith Customer Complaint Scott Smith has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Scott Smith took a loan from the client in violation of FINRA rules. Scott Smith Red Flags & Your Rights As An Investor Of course, Scott Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Smith at J.W. Cole Financial, Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Scott Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.W. Cole Financial, Inc. Due To Scott Smith If you have questions about J.W. Cole Financial, Inc., Edward Jones and/or Scott Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 30, 2023

Scott Hananel formerly with Aegis Capital Corp.

DID SCOTT NEIL HANANEL CAUSE YOU INVESTMENT LOSSES? Scott Hananel Formerly With Aegis Capital Corp. Has 6 Customer Complaints For Alleged Broker Misconduct Scott Hananel Customer Complaints Scott Hananel has been the subject of 6 customer complaints that we know about to recover investment losses. All 6 customer complaints were  settled in favor of the investors. Allegations Against Scott Hananel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Hananel Red Flags & Your Rights As An Investor Of course, Scott Hananel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Hananel at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Scott Hananel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Scott Hananel If you have questions about Aegis Capital Corp. and/or Scott Hananel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 30, 2023

Scott Barber of Securities America, Inc.

DID SCOTT MICHAEL BARBER CAUSE YOU INVESTMENT LOSSES? Scott Barber Of Securities America, Inc. And Formerly With Investacorp, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Scott Barber Customer Complaints Scott Barber has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Scott Barber’s former employers in favor of the investors. The other customer complaint was denied by Cetera Advisors Network and the customer took no further action. Allegations Against Scott Barber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Barber Red Flags & Your Rights As An Investor Of course, Scott Barber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Barber at Securities America, Inc. and Investacorp, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Barber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Investacorp, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Scott Barber If you have questions about Securities America, Inc., Investacorp, Inc. and/or Scott Barber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 30, 2023

Scott Sernett of Northwestern Mutual Investment Services, LLC

DID SCOTT JOSEPH SERNETT CAUSE YOU INVESTMENT LOSSES? Scott Sernett Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Sernett Customer Complaint Scott Sernett has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to fully explain a fixed income annuity. Customer was not informed that she could not take withdrawals and that the annuity could not be surrendered. Northwestern Mutual Investment Services denied the customer complaint and, to date, the investor has not taken any further action. Scott Sernett Red Flags & Your Rights As An Investor Of course, Scott Sernett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Sernett at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Sernett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Scott Sernett If you have questions about Northwestern Mutual Investment Services, LLC and/or Scott Sernett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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