FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jun 29, 2023

Scott Fries formerly with Transamerica Financial Advisors, Inc.

DID SCOTT ALLEN FRIES CAUSE YOU INVESTMENT LOSSES? Scott Fries Formerly With Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Scott Fries Customer Complaint Scott Fries has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative solicited the customer to invest money through the advisor’s own LLC and the customer has not received any of his money back. Transamerica Financial Advisors denied the customer complaint and, to date, the customer has not taken any further action Scott Fries Red Flags & Your Rights As An Investor Of course, Scott Fries did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Fries at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Fries has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Scott Fries If you have questions about Transamerica Financial Advisors, Inc. and/or Scott Fries and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 28, 2023

Scott Sideras of D.A. Davidson & Co.

DID SCOTT ALLAN SIDERAS CAUSE YOU INVESTMENT LOSSES? Scott Sideras Of D.A. Davidson & Co. Has 3 Customer Complaints For Alleged Broker Misconduct Scott Sideras Customer Complaints Scott Sideras has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor for over $329,000. Another customer complaint was settled by D. A. Davidson & Co. in favor of the investor. The other customer complaint was denied by Scott Sideras’ former employer and the customer took no further action. Allegations Against Scott Sideras A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Sideras Red Flags & Your Rights As An Investor Of course, Scott Sideras did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Sideras at D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Scott Sideras has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Scott Sideras If you have questions about D.A. Davidson & Co. and/or Scott Sideras and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 28, 2023

Scott Turcott of Oppenheimer & Co. Inc.

DID SCOTT ALAN TURCOTT CAUSE YOU INVESTMENT LOSSES? Scott Turcott Of Oppenheimer & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Scott Turcott Customer Complaints Scott Turcott has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Scott Turcott’s employers in favor of the investors. Oppenheimer and Co. denied the other customer complaint and, to date, the customer has not taken any further action. Allegations Against Scott Turcott A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Turcott Red Flags & Your Rights As An Investor Of course, Scott Turcott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Turcott at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Turcott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Scott Turcott If you have questions about Oppenheimer & Co. Inc. and/or Scott Turcott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 28, 2023

Scot Morris of Raymond James Financial Services, Inc.

DID SCOT LEE MORRIS CAUSE YOU INVESTMENT LOSSES? Scot Morris Of Raymond James Financial Services, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Scot Morris Customer Complaint Scot Morris has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading of exchange traded funds. Raymond James Financial Services denied the customer complaint and to date, the investors have not taken any further action. Scot Morris Red Flags & Your Rights As An Investor Of course, Scot Morris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scot Morris at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scot Morris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Scot Morris If you have questions about Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC and/or Scot Morris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 28, 2023

Schuyler Grey, III of Morgan Stanley

DID SCHUYLER E GREY III CAUSE YOU INVESTMENT LOSSES? Schuyler Grey, III Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Schuyler Grey, III Customer Complaints Schuyler Grey, III has been the subject of 5 customer complaints that we know about to recover investment losses. Four customer complaints was settled by UBS Financial Securities in favor of the investors. Morgan Stanley denied the other customer complaint and the customer took no further action. Allegations Against Schuyler Grey, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Schuyler Grey, III Red Flags & Your Rights As An Investor Of course, Schuyler Grey, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Schuyler Grey, III at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Schuyler Grey, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Schuyler Grey, III If you have questions about Morgan Stanley and/or Schuyler Grey, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 28, 2023

Sarah Montoya of Morgan Stanley

DID SARAH GABRIELLE MONTOYA CAUSE YOU INVESTMENT LOSSES? Sarah Montoya Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Sarah Montoya Customer Complaint Sarah Montoya has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the risks associated with an option call strategy in customer’s account was not fully explained. Morgan Stanley denied the customer complaint and, to date, the investor has not taken any further action. Sarah Montoya Red Flags & Your Rights As An Investor Of course, Sarah Montoya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sarah Montoya at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sarah Montoya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Sarah Montoya If you have questions about Morgan Stanley and/or Sarah Montoya and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 28, 2023

Sara Rhodes of Bankers Life Securities, Inc.

DID SARA CRUMPLEY RHODES CAUSE YOU INVESTMENT LOSSES? Sara Rhodes Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Sara Rhodes Customer Complaint Sara Rhodes has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser misrepresented the terms of a guaranteed lifetime income annuity. Bankers Life Securities, Inc. denied the customer complaint and, to date, the investor has not taken any further action. Sara Rhodes Red Flags & Your Rights As An Investor Of course, Sara Rhodes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sara Rhodes at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sara Rhodes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Sara Rhodes If you have questions about Bankers Life Securities, Inc. and/or Sara Rhodes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2023

Sanford Rosenberg formerly with AXA Advisors, LLC

DID SANFORD R ROSENBERG CAUSE YOU INVESTMENT LOSSES? Sanford Rosenberg Formerly With AXA Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Sanford Rosenberg Customer Complaints Sanford Rosenberg has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by AXA Advisors and, to date, the investors have not taken any further action. Allegations Against Sanford Rosenberg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sanford Rosenberg Red Flags & Your Rights As An Investor Of course, Sanford Rosenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sanford Rosenberg at AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Sanford Rosenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At AXA Advisors, LLC Due To Sanford Rosenberg If you have questions about  AXA Advisors, LLC and/or Sanford Rosenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2023

Sandy Dorson of Cetera Advisor Networks LLC

DID SANDY L DORSON CAUSE YOU INVESTMENT LOSSES? Sandy Dorson Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Sandy Dorson Customer Complaints Sandy Dorson has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied and, to date, the investors have not taken any further action. Allegations Against Sandy Dorson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sandy Dorson Red Flags & Your Rights As An Investor Of course, Sandy Dorson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sandy Dorson at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sandy Dorson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Sandy Dorson If you have questions about  Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Sandy Dorson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2023

Sandy Jukel of Ameriprise Financial Services, LLC

DID SANDY JUKEL CAUSE YOU INVESTMENT LOSSES? Sandy Jukel Of Ameriprise Financial Services, LLC And Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Sandy Jukel Customer Complaints Sandy Jukel has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints for settled by Sandy Jukel’s former employers in favor of the investors. Two of the customer complaints were denied by the brokerage firm and, to date, the investors have not taken any further action. Allegations Against Sandy Jukel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sandy Jukel Red Flags & Your Rights As An Investor Of course, Sandy Jukel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sandy Jukel at Ameriprise Financial Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sandy Jukel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Sandy Jukel If you have questions about  Ameriprise Financial Services, LLC, Morgan Stanley and/or Sandy Jukel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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