FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jun 23, 2023

Ryan Smith of TIAA-CREF Individual and Institutional Services, LLC

DID RYAN ALEXANDER SMITH CAUSE YOU INVESTMENT LOSSES? Ryan Smith Of TIAA-CREF Individual and Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Smith Customer Complaint Ryan Smith has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to deliver the amount stated to a beneficiary of an account of a deceased parent. TIAA-CREF Individual and Institutional Services, denied the customer complaint and, to date, the beneficiary has not taken any further action. Ryan Smith Red Flags & Your Rights As An Investor Of course, Ryan Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Smith at TIAA-CREF Individual and Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual and Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual and Institutional Services, LLC Due To Ryan Smith If you have questions about TIAA-CREF Individual and Institutional Services, LLC and/or Ryan Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 22, 2023

Russell Cramer formerly with Kalos Capital, Inc.

DID RUSSELL SCOTT CRAMER CAUSE YOU INVESTMENT LOSSES? Russell Cramer Formerly With Kalos Capital, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Russell Cramer Customer Complaints Russell Cramer has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Kalos Capital in favor of the investors. The remaining customer complaint is still pending in a FINRA arbitration proceeding. Allegations Against Russell Cramer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Russell Cramer Red Flags & Your Rights As An Investor Of course, Russell Cramer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Cramer at Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Russell Cramer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kalos Capital, Inc. Due To Russell Cramer If you have questions about Kalos Capital, Inc. and/or Russell Cramer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 22, 2023

Russell Ogan of Oppenheimer & Co. Inc.

DID RUSSELL OGAN CAUSE YOU INVESTMENT LOSSES? Russell Ogan Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Russell Ogan Customer Complaint Russell Ogan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, negligence, breach of fiduciary duty, and negligence related to the purchase of a unit investment trust. Oppenheimer & Co. settled the customer dispute in favor of the investor. Russell Ogan Red Flags & Your Rights As An Investor Of course, Russell Ogan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Ogan at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Russell Ogan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Russell Ogan If you have questions about Oppenheimer & Co. Inc. and/or Russell Ogan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 22, 2023

Russell Chaney of Wells Fargo Clearing Services, LLC

DID RUSSELL BOSWORTH CHANEY CAUSE YOU INVESTMENT LOSSES? Russell Chaney Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Russell Chaney Customer Complaint Russell Chaney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser placed 40% of the assets of the trust into two stocks. Wells Fargo Advisors denied the customer complaint and, to date, the investor has not taken any further action. Russell Chaney Red Flags & Your Rights As An Investor Of course, Russell Chaney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Chaney at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Russell Chaney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Russell Chaney If you have questions about Wells Fargo Clearing Services, LLC and/or Russell Chaney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 21, 2023

Ruben Morfin of Morgan Stanley

DID RUBEN RAMIREZ MORFIN CAUSE YOU INVESTMENT LOSSES? Ruben Morfin Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Ruben Morfin Customer Complaint Ruben Morfin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendation to liquidate securities prior to transferring out of the account was not in customer’s best interest. Morgan Stanley denied the customer complaint and to date, no further action has been taken by the investor against the brokerage firm or adviser. Ruben Morfin Red Flags & Your Rights As An Investor Of course, Ruben Morfin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ruben Morfin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ruben Morfin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ruben Morfin If you have questions about Morgan Stanley and/or Ruben Morfin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 21, 2023

Roy Williams, Sr. of Center Street Securities, Inc.

DID ROY ALVIN WILLIAMS SR CAUSE YOU INVESTMENT LOSSES? Roy Williams, Sr. Of Center Street Securities, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Roy Williams, Sr. Customer Complaints Roy Williams, Sr. has been the subject of 8 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Roy Williams employers in favor of the investors. Three of the customer complaints were denied in the investors took no further action. There is currently one pending arbitration proceeding against Center Street Securities for Roy Williams alleged misconduct in the offer and sale of GWG L Bonds. Allegations Against Roy Williams, Sr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roy Williams, Sr. Red Flags & Your Rights As An Investor Of course, Roy Williams, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roy Williams, Sr. at Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Roy Williams, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Roy Williams, Sr. If you have questions about Center Street Securities, Inc. and/or Roy Williams, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 21, 2023

Roxann Romano of Morgan Stanley

DID ROXANN GERALDINE ROMANO CAUSE YOU INVESTMENT LOSSES? Roxann Romano Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Roxann Romano Customer Complaints Roxann Romano has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Roxann Romano’s employer’s in favor of the investors. The other 2 customer complaints were denied by UBS Financial Services customers took no further action. Allegations Against Roxann Romano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roxann Romano Red Flags & Your Rights As An Investor Of course, Roxann Romano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roxann Romano at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Roxann Romano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Roxann Romano If you have questions about Morgan Stanley and/or Roxann Romano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 21, 2023

Ross Berman formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ROSS BERMAN CAUSE YOU INVESTMENT LOSSES? Ross Berman Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Ross Berman Customer Complaint Ross Berman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations of closed-end funds in exchange created funds. Merrill Lynch, Pierce Fenner & Smith denied the customer complaint and to date, investor has not taken any further action against the brokerage firm for the adviser. Ross Berman Red Flags & Your Rights As An Investor Of course, Ross Berman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ross Berman at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Ross Berman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Ross Berman If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ross Berman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 20, 2023

Ronald Littlehale, Jr. formerly with Morgan Stanley

DID RONALD WILLIAM LITTLEHALE JR CAUSE YOU INVESTMENT LOSSES? Ronald Littlehale, Jr. Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Ronald Littlehale, Jr. Customer Complaint Ronald Littlehale, Jr. has been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to the purchase of a fixed income annuity. Morgan Stanley denied the customer complaint and today, the investor is not taking any further action. Ronald Littlehale, Jr. Red Flags & Your Rights As An Investor Of course, Ronald Littlehale, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Littlehale, Jr. at Morgan Stanleyon alert to review carefully the activity and performance of their accounts and question whether Ronald Littlehale, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanleyalso raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ronald Littlehale, Jr. If you have questions about Morgan Stanley and/or Ronald Littlehale, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 20, 2023

Ronald Majewski of Pruco Securities, LLC

DID RONALD PATRICK MAJEWSKI CAUSE YOU INVESTMENT LOSSES? Ronald Majewski Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Ronald Majewski Customer Complaint Ronald Majewski has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations to purchase an insurance policy and failure to fully disclose all the fees and expenses related thereto. Pruco Securities denied the customer complaint and to date, no further action has been taken by the investor. Ronald Majewski Red Flags & Your Rights As An Investor Of course, Ronald Majewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Majewski at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Majewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Ronald Majewski If you have questions about Pruco Securities, LLC and/or Ronald Majewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading