FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 9, 2023

Maria Smith of J.P. Morgan Securities LLC

DID MARIA M SMITH CAUSE YOU INVESTMENT LOSSES? Maria Smith Of J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Maria Smith Customer Complaints Maria Smith has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by J.P. Morgan Securities, and today, the customers have not taken any further action. Allegations Against Maria Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Maria Smith Red Flags & Your Rights As An Investor Of course, Maria Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Smith at J.P. Morgan Securities LLCon alert to review carefully the activity and performance of their accounts and question whether Maria Smithhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLCalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Maria Smith If you have questions about J.P. Morgan Securities LLC and/or Maria Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 9, 2023

Marcus Johnson of Edward Jones

DID MARCUS EDDY JOHNSON CAUSE YOU INVESTMENT LOSSES? Marcus Johnson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Marcus Johnson Customer Complaint Marcus Johnson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized transactions by a third party who was not authorized to enter any orders for the trust. Edward Jones settled the customer dispute in favor of the investor. Marcus Johnson Red Flags & Your Rights As An Investor Of course, Marcus Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Johnson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Marcus Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Marcus Johnson If you have questions about Edward Jones and/or Marcus Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 8, 2023

Marcus Boggs formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MARCUS E BOGGS CAUSE YOU INVESTMENT LOSSES? Marcus Boggs Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 7 Customer Complaints For Alleged Broker Misconduct Marcus Boggs Customer Complaints Marc Steinberg has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and the investor prevailed. Two of the customer complaints were settled by Mr. Steinberg’s former employers Dawson James Securities and Joseph Stevens & Co. The other 3 customer complaints were denied by Mr. Steinberg’s former employers and the customers took no further action. Allegations Against Marcus Boggs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marcus Boggs Red Flags & Your Rights As An Investor Of course, Marcus Boggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Boggs at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Marcus Boggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Marcus Boggs If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Marcus Boggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 8, 2023

Marcelo Gomez of Truist Investment Services, Inc.

DID MARCELO ANDRES GOMEZ CAUSE YOU INVESTMENT LOSSES? Marcelo Gomez Of Truist Investment Services, Inc. And Formerly With Alterna Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Marcelo Gomez Customer Complaint Marcelo Gomez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation and sale of Lord Abbott Short Duration Income Fund. Alterner Securities denied the customer complaint, and to date, no further action has been taken. Marcelo Gomez Red Flags & Your Rights As An Investor Of course, Marcelo Gomez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcelo Gomez at Truist Investment Services, Inc. and Alterna Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marcelo Gomez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and Alterna Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Marcelo Gomez If you have questions about Truist Investment Services, Inc., Alterna Securities, Inc. and/or Marcelo Gomez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 8, 2023

Marc Steinberg formerly with Westpark Capital, Inc.

DID MARC S STEINBERG CAUSE YOU INVESTMENT LOSSES? Marc Steinberg Formerly With Westpark Capital, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Marc Steinberg Customer Complaints Marc Steinberg has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and the investor prevailed. Two of the customer complaints were settled by Mr. Steinberg’s former employers Dawson James Securities and Joseph Stevens & Co. The other 3 customer complaints were denied by Mr. Steinberg’s former employers and the customers took no further action. Allegations Against Marc Steinberg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marc Steinberg Red Flags & Your Rights As An Investor Of course, Marc Steinberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Steinberg at Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Steinberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Marc Steinberg If you have questions about Westpark Capital, Inc. and/or Marc Steinberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 8, 2023

Marc Pines of Stifel, Nicolaus & Company, Incorporated

DID MARC ROBERT PINES CAUSE YOU INVESTMENT LOSSES? Marc Pines Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Marc Pines Customer Complaint Marc Pines has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative sold stock without client’s consent or under the mistaken belief that he had the client’s consent. Stifel Nicholas and Co. denied the customer complaint, and to date, no further action has been taken. Marc Pines Red Flags & Your Rights As An Investor Of course, Marc Pines did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Pines at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Marc Pines has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Marc Pines If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Marc Pines and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2023

Marc Ridell of UBS Financial Services Inc.

DID MARC EVAN RIDELL CAUSE YOU INVESTMENT LOSSES? Marc Ridell Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Marc Ridell Customer Complaint Marc Ridell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations to invest in and hold and options overlay strategy known as the “Yield Enhancement Strategy.” UBS Financial Services denied the customer complaint and the customer proceeded to arbitration. The investor did not receive any arbitration award in his favor. Marc Ridell Red Flags & Your Rights As An Investor Of course, Marc Ridell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Ridell at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Ridell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Marc Ridell If you have questions about UBS Financial Services Inc. and/or Marc Ridell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2023

Marc Menton formerly with Oppenheimer & Co. Inc.

DID MARC ANDOR MENTON CAUSE YOU INVESTMENT LOSSES? Marc Menton Formerly With Oppenheimer & Co. Inc. Has 12 Customer Complaints For Alleged Broker Misconduct Marc Menton Customer Complaints Marc Menton has been the subject of 12 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and the investor prevailed with an award for the full amount demanded as damages. There were 4 customer complaints that was settled by Mr. Menton’s former employers. The remaining 7 customer complaints were denied by Mr. Menton’s former employers and the customers took no further action. Allegations Against Marc Menton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marc Menton Red Flags & Your Rights As An Investor Of course, Marc Menton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Menton at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Menton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Marc Menton If you have questions about Oppenheimer & Co. Inc. and/or Marc Menton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2023

Mara Schainuck of Morgan Stanley

DID MARA SCHIFF SCHAINUCK CAUSE YOU INVESTMENT LOSSES? Mara Schainuck Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mara Schainuck Customer Complaint Mara Schainuck has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that beneficiary documentation was relied upon erroneously causing harm. The arbitration proceeding is currently pending against Wells Fargo Advisors Financial Network for Mara Schainuck’s alleged misconduct. Mara Schainuck Red Flags & Your Rights As An Investor Of course, Mara Schainuck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mara Schainuck at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mara Schainuck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mara Schainuck If you have questions about Morgan Stanley and/or Mara Schainuck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2023

Manuel Paredes formerly with First Standard Financial Company LLC

DID MANUEL PAREDES CAUSE YOU INVESTMENT LOSSES? Manuel Paredes Formerly With First Standard Financial Company LLC, Worden Capital Management LLC and Spartan Capital Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Manuel Paredes Customer Complaints Manuel Paredes has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Laidlaw and Co. in favor of the investor. The same brokerage firm denied another customer complaint and, to date, no further action has been taken. Allegations Against Manuel Paredes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Manuel Paredes Red Flags & Your Rights As An Investor Of course, Manuel Paredes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Manuel Paredes at First Standard Financial Company LLC, Worden Capital Management LLC and Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Manuel Paredes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Standard Financial Company LLC, Worden Capital Management LLC and Spartan Capital Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Standard Financial Company LLC Due To Manuel Paredes If you have questions about First Standard Financial Company LLC, Worden Capital Management LLC, Spartan Capital Securities, LLC and/or Manuel Paredes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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