FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jun 6, 2023

Richard Harrison of Fidelity Brokerage Services LLC

DID RICHARD WILLIAM HARRISON CAUSE YOU INVESTMENT LOSSES? Richard Harrison Of Fidelity Brokerage Services LLC And Formerly With Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Richard Harrison Customer Complaint Richard Harrison has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended an asset allocation in a managed account that was not suitable for the customer’s financial situation. Fidelity Brokerage Services denied the customer and to date, no further action has been taken. Richard Harrison Red Flags & Your Rights As An Investor Of course, Richard Harrison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Harrison at Fidelity Brokerage Services LLC and Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Richard Harrison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Vanguard Marketing Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Richard Harrison If you have questions about Fidelity Brokerage Services LLC, Vanguard Marketing Corporation and/or Richard Harrison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 6, 2023

Richard Riemer of J.P. Morgan Securities LLC

DID RICHARD RIEMER CAUSE YOU INVESTMENT LOSSES? Richard Riemer Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Richard Riemer Customer Complaint Richard Riemer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding a mutual fund account. J.P. Morgan Securities denied the customer complaint and to date no further action has been taken by the customer. Richard Riemer Red Flags & Your Rights As An Investor Of course, Richard Riemer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Riemer at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Riemer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Richard Riemer If you have questions about J.P. Morgan Securities LLC and/or Richard Riemer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 5, 2023

Richard Feldman formerly with Stifel, Nicolaus & Company, Incorporated

DID RICHARD MARTIN FELDMAN CAUSE YOU INVESTMENT LOSSES? Richard Feldman Formerly With Stifel, Nicolaus & Company, Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct Richard Feldman Customer Complaints Richard Feldman has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Richard Feldman’s former employers in favor of the investors. Barclays Capital denied the other two customer complaints and no further action was taken. Allegations Against Richard Feldman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Feldman Red Flags & Your Rights As An Investor Of course, Richard Feldman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Feldman at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Richard Feldman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Feldman If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Richard Feldman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 5, 2023

Richard Held of UBS Financial Services Inc.

DID RICHARD MARK HELD CAUSE YOU INVESTMENT LOSSES? Richard Held Of UBS Financial Services Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Richard Held Customer Complaints Richard Held has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration resulted in an arbitration award in favor of the investor.  UBS Financial Services settled 3 other customer in favor of the investors. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Richard Held A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Held Red Flags & Your Rights As An Investor Of course, Richard Held did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Held at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Held has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Richard Held If you have questions about UBS Financial Services Inc. and/or Richard Held and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 5, 2023

Richard Weaver of Sanford C. Bernstein & Co., LLC

DID RICHARD LINDSAY NEWTON WEAVER CAUSE YOU INVESTMENT LOSSES? Richard Weaver Of Sanford C. Bernstein & Co., LLC Has A Customer Complaint For Alleged Broker Misconduct Richard Weaver Customer Complaint Richard Weaver has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations to invest in alternative investments. Sanford Bernstein settled the customer dispute in favor of the investor. Richard Weaver Red Flags & Your Rights As An Investor Of course, Richard Weaver did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Weaver at Sanford C. Bernstein & Co., LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Weaver has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sanford C. Bernstein & Co., LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sanford C. Bernstein & Co., LLC Due To Richard Weaver If you have questions about Sanford C. Bernstein & Co., LLC and/or Richard Weaver and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Finnell of MWA Financial Services, Inc.

DID RICHARD KEVIN FINNELL CAUSE YOU INVESTMENT LOSSES? Richard Finnell Of MWA Financial Services, Inc. And Formerly With Woodmen Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Richard Finnell Customer Complaints Richard Finnell has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Woodmen Financial Services in favor of the investors. Allegations Against Richard Finnell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Finnell Red Flags & Your Rights As An Investor Of course, Richard Finnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Finnell at MWA Financial Services, Inc. and Woodmen Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Finnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MWA Financial Services, Inc. and Woodmen Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MWA Financial Services, Inc. Due To Richard Finnell If you have questions about MWA Financial Services, Inc., Woodmen Financial Services, Inc. and/or Richard Finnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Dellarusso of UBS Financial Services Inc.

DID RICHARD JOSEPH DELLARUSSO CAUSE YOU INVESTMENT LOSSES? Richard Dellarusso Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Richard Dellarusso Customer Complaints Richard Dellarusso has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by UBS Financial Services in favor of the investors. Allegations Against Richard Dellarusso A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Dellarusso Red Flags & Your Rights As An Investor Of course, Richard Dellarusso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Dellarusso at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Dellarusso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Richard Dellarusso If you have questions about UBS Financial Services Inc. and/or Richard Dellarusso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Excell of Edward Jones

DID RICHARD JOHN EXCELL CAUSE YOU INVESTMENT LOSSES? Richard Excell Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Richard Excell Customer Complaint Richard Excell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial adviser sold half his position in IMMU stock without consent or authorization. Edward Jones denied a customer complaint and, to date, the customer has not take further action. Richard Excell Red Flags & Your Rights As An Investor Of course, Richard Excell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Excell at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Richard Excell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Richard Excell If you have questions about Edward Jones and/or Richard Excell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Gopin of Madison Avenue Securities, LLC

DID RICHARD JAY GOPIN CAUSE YOU INVESTMENT LOSSES? Richard Gopin Of Madison Avenue Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Gopin Customer Complaints Richard Gopin has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other customer complaint was denied by Madison Avenue Securities and, to date, the customer has not taken any further action. Allegations Against Richard Gopin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Gopin Red Flags & Your Rights As An Investor Of course, Richard Gopin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Gopin at Madison Avenue Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Gopin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Richard Gopin If you have questions about Madison Avenue Securities, LLC and/or Richard Gopin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Carlesco, Jr. of IBN Financial Services, Inc.

DID RICHARD JAMES CARLESCO JR CAUSE YOU INVESTMENT LOSSES? Richard Carlesco, Jr. Of IBN Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Carlesco, Jr. Customer Complaint Richard Carlesco, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial adviser sold client’s investments away from his broker-dealer. The customer complaint was settled by IBN Financial Services in favor of the investor. Richard Carlesco, Jr. Red Flags & Your Rights As An Investor Of course, Richard Carlesco, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Carlesco, Jr. at IBN Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Carlesco, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IBN Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IBN Financial Services, Inc. Due To Richard Carlesco, Jr. If you have questions about IBN Financial Services, Inc. and/or Richard Carlesco, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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