FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 4, 2023

Louis Bayhi, Jr of NYLife Securities LLC

DID LOUIS LEE BAYHI JR CAUSE YOU INVESTMENT LOSSES? Louis Bayhi, Jr Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Louis Bayhi, Jr Customer Complaint Louis Bayhi, Jr has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor never advised him that he would incur a tax obligation when he recommended that he exchange one fund for another in his Mainstay mutual fund accounts. NYLIFE Securities settled the customer complaint in favor of the investor. Louis Bayhi, Jr Red Flags & Your Rights As An Investor Of course, Louis Bayhi, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Bayhi, Jr at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Louis Bayhi, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Louis Bayhi, Jr If you have questions about NYLife Securities LLC and/or Louis Bayhi, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 4, 2023

Lorne Levy of Kingswood Capital Partners, LLC

DID LORNE HOWARD LEVY CAUSE YOU INVESTMENT LOSSES? Lorne Levy Of Kingswood Capital Partners, LLC And Formerly With Forta Financial Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lorne Levy Customer Complaint Lorne Levy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to conduct proper due diligence, unsuitable investment recommendations, negligence, misrepresentation and omissions, and breach of fiduciary duty related to the offer or sale of non-traded REITs and business development companies. Forta Financial Group recently denied the customer complaint, and the 3 customers filed an arbitration proceeding. Lorne Levy Red Flags & Your Rights As An Investor Of course, Lorne Levy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lorne Levy at Kingswood Capital Partners, LLC and Forta Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lorne Levy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC and Forta Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Lorne Levy If you have questions about Kingswood Capital Partners, LLC, Forta Financial Group, Inc. and/or Lorne Levy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 4, 2023

Lori Caumeil of Morgan Stanley

DID LORI ANNE CAUMEIL CAUSE YOU INVESTMENT LOSSES? Lori Caumeil Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Lori Caumeil Customer Complaint Lori Caumeil has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the strategy to establish a liquidity access line with the fixed rate was unsuitable. Morgan Stanley denied the customer complaint, and to date, the investor has not taken any further action. Lori Caumeil Red Flags & Your Rights As An Investor Of course, Lori Caumeil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lori Caumeil at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Lori Caumeil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Lori Caumeil If you have questions about Morgan Stanley and/or Lori Caumeil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 4, 2023

Lon Faccini, Jr. formerly with Arive Capital Markets

DID LON CHARLES FACCINI JR CAUSE YOU INVESTMENT LOSSES? Lon Faccini, Jr. Formerly With Arive Capital Markets Has 9 Customer Complaints For Alleged Broker Misconduct Lon Faccini, Jr. Customer Complaints Lon Faccini, Jr. has been the subject of 9 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration against Liberty Partners Financial Services for Lon Faccini’s alleged misconduct and resulted in an arbitration award in favor of the investor. Five of the other customer complaints were settled by the financial advisor’s employers in favor of the investors. Only one customer complaint was denied and that customer took no further action. Allegations Against Lon Faccini, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lon Faccini, Jr.Red Flags & Your Rights As An Investor Of course, Lon Faccini, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lon Faccini, Jr. at Arive Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Lon Faccini, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arive Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arive Capital Markets Due To Lon Faccini, Jr. If you have questions about Arive Capital Markets and/or Lon Faccini, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 3, 2023

Lizbeth Bloom formerly with Arive Capital Markets

DID LIZBETH TRACY BLOOM CAUSE YOU INVESTMENT LOSSES? Lizbeth Bloom Formerly With Arive Capital Markets Has 2 Customer Complaints For Alleged Broker Misconduct Lizbeth Bloom Customer Complaints Lizbeth Bloom has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Arive Capital Markets in favor of the investor. The other complaint was denied by Lizbeth Bloom’s former employers and, the customers took no further action. Allegations Against Lizbeth Bloom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lizbeth Bloom Red Flags & Your Rights As An Investor Of course, Lizbeth Bloom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lizbeth Bloom at Arive Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Lizbeth Bloom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arive Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arive Capital Markets Due To Lizbeth Bloom If you have questions about Arive Capital Markets and/or Lizbeth Bloom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 3, 2023

Livia Mansur of J.P. Morgan Securities LLC

DID LIVIA MENDES MANSUR CAUSE YOU INVESTMENT LOSSES? Livia Mansur Of J.P. Morgan Securities LLC And Formerly With XP Investments US, LLC, Has 2 Customer Complaints For Alleged Broker Misconduct Livia Mansur Customer Complaints Livia Mansur has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by XP Investments US in favor of the investor for $175,000. It denied another customer complaint, and to date, no further action has been taken. Allegations Against Livia Mansur A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Livia Mansur Red Flags & Your Rights As An Investor Of course, Livia Mansur did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Livia Mansur at J.P. Morgan Securities LLC and XP Investments US, LLC on alert to review carefully the activity and performance of their accounts and question whether Livia Mansur has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and XP Investments US, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Livia Mansur If you have questions about J.P. Morgan Securities LLC, XP Investments US, LLC and/or Livia Mansur and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 3, 2023

Lisa Thorpe of Wells Fargo Clearing Services, LLC

DID LISA MARIE THORPE CAUSE YOU INVESTMENT LOSSES? Lisa Thorpe Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Lisa Thorpe Customer Complaint Lisa Thorpe has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor advised him the death benefit on his variable annuity contract would not go below a specific dollar amount which was untrue. Wells Fargo Advisors settled the customer dispute for $50,000. Lisa Thorpe Red Flags & Your Rights As An Investor Of course, Lisa Thorpe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Thorpe at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lisa Thorpe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Lisa Thorpe If you have questions about Wells Fargo Clearing Services, LLC and/or Lisa Thorpe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 2, 2023

Linda Rotsztein formerly with Truist Investment Services, Inc.

DID LINDA ROTSZTEIN CAUSE YOU INVESTMENT LOSSES? Linda Rotsztein Formerly With Truist Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Linda Rotsztein Customer Complaints Linda Rotsztein has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by her employer Truist Investment Services formerly known as SunTrust Investment Services in favor of the investors. Allegations Against Linda Rotsztein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Linda Rotsztein Red Flags & Your Rights As An Investor Of course, Linda Rotsztein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Linda Rotsztein at Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Linda Rotsztein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Linda Rotsztein If you have questions about Truist Investment Services, Inc. and/or Linda Rotsztein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 2, 2023

Linda Liu of Cetera Investment Services LLC?

DID LINDA LIU CAUSE YOU INVESTMENT LOSSES? Linda Liu Of Cetera Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Linda Liu Customer Complaints Linda Liu has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Cetera Investment Services in favor of the investor. The brokerage firm denied another customer complaint and the customer took no further action. There is currently one arbitration proceeding pending against Cetera Investment Services for Linda Liu’s alleged misconduct. Allegations Against Linda Liu A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Linda Liu Red Flags & Your Rights As An Investor Of course, Linda Liu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Linda Liu at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Linda Liu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Linda Liu If you have questions about Cetera Investment Services LLC and/or Linda Liu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 2, 2023

Linda Olson of Edward Jones

DID LINDA J OLSON CAUSE YOU INVESTMENT LOSSES? Linda Olson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Linda Olson Customer Complaint Linda Olson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to follow instructions to change the asset allocation and the client’s variable annuity subaccounts. Edward Jones settled the customer dispute in favor of the investor and the stockbroker contributed to that settlement as well. Linda Olson Red Flags & Your Rights As An Investor Of course, Linda Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Linda Olson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Linda Olson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fifth Third Securities, Inc. Due To Linda Graham If you have questions about Fifth Third Securities, Inc. and/or Linda Graham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading