FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jun 3, 2023

Richard Westerman formerly with Northwest Investment Advisors, Inc.

DID RICHARD HERBERT WESTERMAN CAUSE YOU INVESTMENT LOSSES? Richard Westerman Formerly With Northwest Investment Advisors, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Richard Westerman Customer Complaints Richard Westerman has been the subject of 9 customer complaints that we know about to recover investment losses. One customer complaint proceeded arbitration and the customer received an arbitration award. Seven for the customer complaint to settle in favor of the investors. The last customer complaint was denied by Raymond James and the customer took no further action. Allegations Against Richard Westerman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Westerman Red Flags & Your Rights As An Investor Of course, Richard Westerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Westerman at Northwest Investment Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Westerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwest Investment Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwest Investment Advisors, Inc. Due To Richard Westerman If you have questions about Northwest Investment Advisors, Inc. and/or Richard Westerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 3, 2023

Richard Eden of David Lerner Associates, Inc.

DID RICHARD HENRY EDEN CAUSE YOU INVESTMENT LOSSES? Richard Eden Of David Lerner Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Richard Eden Customer Complaints Richard Eden has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Richard Eden’s employer and the customer took no further action. The other customer complaint proceeded to arbitration and remains pending. Allegations Against Richard Eden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Eden Red Flags & Your Rights As An Investor Of course, Richard Eden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Eden at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Eden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Richard Eden If you have questions about David Lerner Associates, Inc. and/or Richard Eden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 3, 2023

Richard Cody formerly with IFS Securities

DID RICHARD GRANT CODY CAUSE YOU INVESTMENT LOSSES? Richard Cody Formerly With IFS Securities Has 24 Customer Complaints For Alleged Broker Misconduct Richard Cody Customer Complaints Richard Cody has been the subject of 24 customer complaints that we know about to recover investment losses. One of the customer complaints went to arbitration and resulted in an arbitration award in favor of the investor. Seventeen of the customer complaints settled in favor of the investments. Four customer complaints were denied by his former employers and the investors took no further action. There are currently 2 actions still pending. Allegations Against Richard Cody A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Cody Red Flags & Your Rights As An Investor Of course, Richard Cody did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Cody at IFS Securities and Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Cody has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFS Securities and Concorde Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IFS Securities Due To Richard Cody If you have questions about IFS Securities, Concorde Investment Services, LLC and/or Richard Cody and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 3, 2023

Richard Baer of Lion Street Financial, LLC

DID RICHARD EVAN BAER CAUSE YOU INVESTMENT LOSSES? Richard Baer Of Lion Street Financial, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Richard Baer Customer Complaints Richard Baer has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled in favor of the investors. Allegations Against Richard Baer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Baer Red Flags & Your Rights As An Investor Of course, Richard Baer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Baer at Lion Street Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Baer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lion Street Financial, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lion Street Financial, LLC Due To Richard Baer If you have questions about Lion Street Financial, LLC and/or Richard Baer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 2, 2023

Richard Coronel of Wells Fargo Clearing Services, LLC

DID RICHARD CORONEL CAUSE YOU INVESTMENT LOSSES? Richard Coronel Of Wells Fargo Clearing Services, LLC And Formerly With BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Coronel Customer Complaint Richard Coronel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the fixed annuity contracts were unsuitable in light of a customer’s age and liquidity needs. Richard Coronel’s former employer BBVA Securities denied the customer complaint and, to date, the customer has not taken any further action. Richard Coronel Red Flags & Your Rights As An Investor Of course, Richard Coronel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Coronel at Wells Fargo Clearing Services, LLC and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Coronel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Richard Coronel If you have questions about Wells Fargo Clearing Services, LLC, BBVA Securities Inc. and/or Richard Coronel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 2, 2023

Richard Stoyeck formerly with Titus Rockefeller, LLC

DID RICHARD CHRISTOPHER STOYECK CAUSE YOU INVESTMENT LOSSES? Richard Stoyeck Formerly With Titus Rockefeller, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Richard Stoyeck Customer Complaints Richard Stoyeck has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and award against Richard Stoyeck for $572,000 in compensatory damages, $100,000 in punitive damages, plus attorney’s fees, costs and other sanctions. Three of the other customer disputes settled by the adviser’s former employers in favor of the investors. One FINRA Arbitration proceeding is still pending against his employers for his alleged misconduct. Allegations Against Richard Stoyeck A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Stoyeck Red Flags & Your Rights As An Investor Of course, Richard Stoyeck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Stoyeck at Titus Rockefeller, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Stoyeck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Titus Rockefeller, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Titus Rockefeller, LLC Due To Richard Stoyeck If you have questions about Titus Rockefeller, LLC and/or Richard Stoyeck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 2, 2023

Richard Schultz formerly with Stifel, Nicolaus & Company, Incorporated

DID RICHARD C. SCHULTZ CAUSE YOU INVESTMENT LOSSES? Richard Schultz Formerly With Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Schultz Customer Complaints Richard Schultz has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into an arbitration proceeding an award in favor of the investor. The other customer complaint was denied by Stifel Nicolaus & Co. and, to date, the customer has not taken any further action. Allegations Against Richard Schultz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Schultz Red Flags & Your Rights As An Investor Of course, Richard Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Schultz at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Schultz If you have questions about Stifel, Nicolaus & Company, Incorporated, Wells Fargo Advisors, LLC and/or Richard Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 1, 2023

Richard Hinesley of The Huntington Investment Company

DID RICHARD CHARLES HINESLEY CAUSE YOU INVESTMENT LOSSES? Richard Hinesley Of The Huntington Investment Company Has A Customer Complaint For Alleged Broker Misconduct Richard Hinesley Customer Complaint Richard Hinesley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose significant tax consequences in moving out of a variable annuity contract into a managed account. The Huntington Investment Company settled the customer complaint in favor of the investor. Richard Hinesley Red Flags & Your Rights As An Investor Of course, Richard Hinesley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Hinesley at The Huntington Investment Company on alert to review carefully the activity and performance of their accounts and question whether Richard Hinesley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Richard Hinesley If you have questions about The Huntington Investment Company and/or Richard Hinesley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 1, 2023

Ricardo Urrutia formerly with Mutual of Omaha Investor Services, Inc.

DID RICARDO ENRIQUE URRUTIA CAUSE YOU INVESTMENT LOSSES? Ricardo Urrutia Formerly With Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Ricardo Urrutia Customer Complaints Ricardo Urrutia has been the subject of 3 other customer complaints that we know about to recover investment losses. All 3 customer complaints were denied and, to date, no further action has been taken. Allegations Against Ricardo Urrutia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ricardo Urrutia Red Flags & Your Rights As An Investor Of course, Ricardo Urrutia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Urrutia at Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ricardo Urrutiahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mutual of Omaha Investor Services, Inc Due To Ricardo Urrutia If you have questions about Mutual of Omaha Investor Services, Inc., AKA Advisors, LLC and/or Ricardo Urrutia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 1, 2023

Ric Reyes formerly with The Tidal Group, Inc

DID RIC A REYES CAUSE YOU INVESTMENT LOSSES? Ric Reyes Formerly With The Tidal Group, Inc Has 2 Customer Complaints For Alleged Broker Misconduct Ric Reyes Customer Complaints Ric Reyes has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by the Tidal Group in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Ric Reyes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ric Reyes Red Flags & Your Rights As An Investor Of course, Ric Reyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ric Reyes at The Tidal Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ric Reyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Tidal Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Tidal Group, Inc. Due To Ric Reyes If you have questions about The Tidal Group, Inc. and/or Ric Reyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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