FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

May 31, 2023

Riad Attal of Bankers Life Securities, Inc.

DID RIAD ATTAL CAUSE YOU INVESTMENT LOSSES? Riad Attal Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Riad Attal Customer Complaint Riad Attal has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that deceased husband’s insurance proceeds upon his death were used to fund a Guarantee Lifetime Income Annuity issued by Bankers Life and Casualty Ins. Co. by means of forged signatures. The brokerage firm denied the customer complaint and to date, no further action has been taken. Riad Attal Red Flags & Your Rights As An Investor Of course, Riad Attal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Riad Attal at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Riad Attal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Riad Attal If you have questions about Bankers Life Securities, Inc. and/or Riad Attal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 31, 2023

Reese Gneiting of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID REESE C GNEITING CAUSE YOU INVESTMENT LOSSES? Reese Gneiting Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Reese Gneiting Customer Complaint Reese Gneiting has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or an unsuitable investment recommendation. Merrill Lynch Pierce Fenner and Smith denied the customer complaint and, to date, no further action has been taken. Reese Gneiting Red Flags & Your Rights As An Investor Of course, Reese Gneiting did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Reese Gneiting at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Reese Gneiting has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Reese Gneiting If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Reese Gneiting and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 30, 2023

Ray Reese of Money Concepts Capital Corp.

DID RAY GENE REESE CAUSE YOU INVESTMENT LOSSES? Ray Reese Of Money Concepts Capital Corp. Has 6 Customer Complaints For Alleged Broker Misconduct Ray Reese Customer Complaints Ray Reese has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Ray Reese’s current and former employers in favor of the investors. One customer complaint was denied by Pruco Securities and the customer took no further action. There is currently one pending FINRA arbitration proceeding against Money Concepts Capital Corp. for Ray Reese’s alleged misconduct. Allegations Against Ray Reese A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ray Reese Red Flags & Your Rights As An Investor Of course, Ray Reese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ray Reese at Money Concepts Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Ray Reese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp. Due To Ray Reese If you have questions about Money Concepts Capital Corp. and/or Ray Reese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 30, 2023

Rashid Bissat of Sorrento Pacific Financial, LLC

DID RASHID HASSAN BISSAT CAUSE YOU INVESTMENT LOSSES? Rashid Bissat Of Sorrento Pacific Financial, LLC Has A Customer Complaint For Alleged Broker Misconduct Rashid Bissat Customer Complaint Rashid Bissat has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions related to a mutual fund exchange. Rashid Bissat’s employer denied the customer complaint and, to date, no further action has been taken. Rashid Bissat Red Flags & Your Rights As An Investor Of course, Rashid Bissat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rashid Bissat at Sorrento Pacific Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Rashid Bissat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sorrento Pacific Financial, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sorrento Pacific Financial, LLC Due To Rashid Bissat If you have questions about Sorrento Pacific Financial, LLC and/or Rashid Bissat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 29, 2023

Randy Moorehead of Level Four Financial, LLC

DID RANDY R MOOREHEAD CAUSE YOU INVESTMENT LOSSES? Randy Moorehead Of Level Four Financial, LLC And Formerly With LPL Financial LLC and Signator investors Inc. Has A Customer Complaint For Alleged Broker Misconduct Randy Moorehead Customer Complaint Randy Moorehead has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations by the adviser in connection with the replacement of a variable life insurance policy with another universal life insurance policy. Equitable Advisors denied the customer complaint and, to date, the customer has not taken any further action. Randy Moorehead Red Flags & Your Rights As An Investor Of course, Randy Moorehead did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randy Moorehead at Level Four Financial, LLC, LPL Financial LLC and Signator investors Inc. on alert to review carefully the activity and performance of their accounts and question whether Randy Moorehead has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Level Four Financial, LLC, LPL Financial LLC and Signator investors Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Level Four Financial, LLC Due To Randy Moorehead If you have questions about Level Four Financial, LLC, LPL Financial LLC, Signator investors Inc. and/or Randy Moorehead and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 29, 2023

Randall Minas of Stifel, Nicolaus & Company, Incorporated

DID RANDALL KENT MINAS CAUSE YOU INVESTMENT LOSSES? Randall Minas Of Stifel, Nicolaus & Company, Incorporated, Has 6 Customer Complaints For Alleged Broker Misconduct Randall Minas Customer Complaints Randall Minas has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Randall Minas’ former employer, Merrill Lynch Pierce Fenner and Smith, in favor of the investors. His employers denied the other 2 customer complaints and, to date, no further action has been taken. Allegations Against Randall Minas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Randall Minas Red Flags & Your Rights As An Investor Of course, Randall Minas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Minas at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Randall Minas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Randall Minas If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Randall Minas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 29, 2023

Randall Giorgi of NYLife Securities LLC

DID RANDALL JOSEPH GIORGI CAUSE YOU INVESTMENT LOSSES? Randall Giorgi Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Randall Giorgi Customer Complaint Randall Giorgi has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of the risk associated with bond funds. NYLIFE Securities denied the customer complaint and, to date, no further action has been taken. Randall Giorgi Red Flags & Your Rights As An Investor Of course, Randall Giorgi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Giorgi at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Randall Giorgi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Randall Giorgi If you have questions about NYLife Securities LLC and/or Randall Giorgi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 28, 2023

Ramiro Colon III of ACP Securities, LLC

DID RAMIRO LUIS COLON III CAUSE YOU INVESTMENT LOSSES? Ramiro Colon III Of ACP Securities, LLC And Formerly With UBS Financial Services Inc. Has 42 Customer Complaints For Alleged Broker Misconduct Ramiro Colon III Customer Complaints Ramiro Colon III has been the subject of 42 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award against UBS Financial Services for the advisor’s alleged misconduct. Thirty-four of the customer complaints were settled for millions of dollars by UBS Financial Services in favor of the investors. Five of the customer complaints were denied and no further action was taken. There are currently 2 customer complaints pending in arbitration for the advisor’s alleged misconduct. Allegations Against Ramiro Colon III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses generally relate to the offer and sale of misrepresented, overconcentration, and therefore unsuitable Puerto Rico municipal bonds in Puerto Rico closed-end bond fund transactions by Ramiro Colon III and other advisors he allegedly failed to supervise. Ramiro Colon III Red Flags & Your Rights As An Investor Of course, Ramiro Colon III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ramiro Colon III at ACP Securities, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ramiro Colon III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at ACP Securities, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At ACP Securities, LLC Due To Ramiro Colon III If you have questions about ACP Securities, LLC, UBS Financial Services Inc. and/or Ramiro Colon III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 28, 2023

Ralph Metz Jr. of Spartan Capital Securities, LLC

DID RALPH EDWARD METZ, JR CAUSE YOU INVESTMENT LOSSES? Ralph Metz, Jr. Of Spartan Capital Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Ralph Metz Jr. Customer Complaint Ralph Metz, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations in common and preferred stock. Spartan Capital Securities denied the customer complaint and no further action was taken. Ralph Metz Jr. Red Flags & Your Rights As An Investor Of course, Ralph Metz, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Metz, Jr. at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Ralph Metz, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Ralph Metz, Jr. If you have questions about Spartan Capital Securities, LLC and/or Ralph Metz, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Rafael Comba of UBS Financial Services Inc.

DID RAFAEL SOLER COMBA CAUSE YOU INVESTMENT LOSSES? Rafael Comba Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Rafael Comba Customer Complaint Rafael Comba has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the recommendation and sale of a highly speculative portfolio of structured notes. Further, advisor failed to disclose all risk of these types of investments. UBS Financial Services denied the customer complaint and, to date, the customer is not taking any further action. Rafael Comba Red Flags & Your Rights As An Investor Of course, Rafael Comba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rafael Comba at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Rafael Comba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Rafael Comba If you have questions about UBS Financial Services Inc. and/or Rafael Comba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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