FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 30, 2023

Lazaro Rodriguez of J.P. Morgan Securities LLC

DID LAZARO RODRIGUEZ CAUSE YOU INVESTMENT LOSSES? Lazaro Rodriguez Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Lazaro Rodriguez Customer Complaint Lazaro Rodriguez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendations and advice regarding managed account investments. J.P. Morgan Securities denied the customer complaint and to date, no further action has been taken. Lazaro Rodriguez Red Flags & Your Rights As An Investor Of course, Lazaro Rodriguez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lazaro Rodriguez at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Lazaro Rodriguez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Lazaro Rodriguez If you have questions about J.P. Morgan Securities LLC and/or Lazaro Rodriguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2023

Lawrence Delhagen, Jr. formerly with Stifel, Nicolaus & Company, Incorporated

DID LAWRENCE RAPHAEL DELHAGEN JR CAUSE YOU INVESTMENT LOSSES? Lawrence Delhagen, Jr. Formerly With Stifel, Nicolaus & Company, Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Lawrence Delhagen, Jr. Customer Complaints Lawrence Delhagen, Jr. has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Stifel, Nicholas & Co. in favor of the investors. Lawrence Delhagen’s former employer denied one customer complaint no further action was taken. However, there are 2 pending arbitration proceedings against his former employer for his alleged misconduct. Allegations Against Lawrence Delhagen, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Delhagen, Jr. Red Flags & Your Rights As An Investor Of course, Lawrence Delhagen, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Delhagen, Jr. at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Lawrence Delhagen, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Lawrence Delhagen, Jr. If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Lawrence Delhagen, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2023

Lawrence Rose of Pruco Securities, LLC

DID LAWRENCE PHILIP ROSE CAUSE YOU INVESTMENT LOSSES? Lawrence Rose Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Lawrence Rose Customer Complaint Lawrence Rose has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Failed to disclose all the facts regarding charges, expenses and fees of a insurance policy replacement. Pruco Securities denied the customer complaint, and to date, no further action has been taken. Lawrence Rose Red Flags & Your Rights As An Investor Of course, Lawrence Rose did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Rose at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Rose has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Lawrence Rose If you have questions about Pruco Securities, LLC and/or Lawrence Rose and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2023

Lawrence Merl formerly with David Lerner Associates, Inc.

DID LAWRENCE MERL CAUSE YOU INVESTMENT LOSSES? Lawrence Merl Formerly With David Lerner Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lawrence Merl Customer Complaints Lawrence Merl has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by David Lerner Associates in favor of the investor for $750,000. The other customer complaint filed against his employer for Lawrence Merl’s alleged misconduct is still pending in a FINRA arbitration proceeding. Allegations Against Lawrence Merl A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Merl Red Flags & Your Rights As An Investor Of course, Lawrence Merl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Merl at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Merlhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Lawrence Merl If you have questions about David Lerner Associates, Inc. and/or Lawrence Merl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2023

Lawrence Klenda formerly with Cooper Malone McClain, Inc.

DID LAWRENCE ANDREW KLENDA CAUSE YOU INVESTMENT LOSSES? Lawrence Klenda Formerly With Cooper Malone McClain, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lawrence Klenda Customer Complaint Lawrence Klenda has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for permitting abnormal activity by a joint account owner in account. The customer complaint was settled by Cooper Malone McClain, Inc. in favor of the investor and the broker contributed to that settlement. Lawrence Klenda Red Flags & Your Rights As An Investor Of course, Lawrence Klenda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Klenda at Cooper Malone McClain, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Klenda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cooper Malone McClain, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cooper Malone McClain, Inc. Due To Lawrence Klenda If you have questions about Cooper Malone McClain, Inc. and/or Lawrence Klenda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2023

Laurence Braunstein formerly with Janney Montgomery Scott LLC

DID LAURENCE MICHAEL BRAUNSTEIN CAUSE YOU INVESTMENT LOSSES? Laurence Braunstein Formerly With Janney Montgomery Scott LLC Has 7 Customer Complaints For Alleged Broker Misconduct Laurence Braunstein Customer Complaints Laurence Braunstein has been the subject of 7 customer complaints that we know about to recover investment losses. Six of the customer complaints was settled by Laurence Braunstein’s former employer’s in favor of the investors. Only one customer complaint was denied in that invested took no further action. Allegations Against Laurence Braunstein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Laurence Braunstein Red Flags & Your Rights As An Investor Of course, Laurence Braunstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Laurence Braunstein at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Laurence Braunstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Laurence Braunstein If you have questions about Janney Montgomery Scott LLC and/or Laurence Braunstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2023

Lawrence Napolitano of Independent Financial Group, LLC

DID LAWRENCE ANTHONY NAPOLITANO CAUSE YOU INVESTMENT LOSSES? Lawrence Napolitano Of Independent Financial Group, LLC And Formerly With Kalos Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lawrence Napolitano Customer Complaints Lawrence Napolitano has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Kalos Capital in favor of the investor. His former employer Sammons Securities Co. denied the other customer complaint and no further action was taken. Allegations Against Lawrence Napolitano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Napolitano Red Flags & Your Rights As An Investor Of course, Lawrence Napolitano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Napolitano at Independent Financial Group, LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Napolitano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Lawrence Napolitano If you have questions about Independent Financial Group, LLC, Kalos Capital, Inc. and/or Lawrence Napolitano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2023

Larry Tarleton of Wells Fargo Clearing Services, LLC

DID LARRY HUNTLEY TARLETON CAUSE YOU INVESTMENT LOSSES? Larry Tarleton Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Larry Tarleton Customer Complaints Larry Tarleton has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are settled by Larry Tarleton’s former employers Wells Fargo Advisors and Merrill Lynch, Pierce, Fenner and Smith in favor of the investors. Allegations Against Larry Tarleton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Larry Tarleton Red Flags & Your Rights As An Investor Of course, Larry Tarleton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Tarleton at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Larry Tarleton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Larry Tarleton If you have questions about Wells Fargo Clearing Services, LLC and/or Larry Tarleton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 27, 2023

Kevin Wright of Rockefeller Financial LLC

DID KEVIN ROBERT WRIGHT CAUSE YOU INVESTMENT LOSSES? Kevin Wright Of Rockefeller Financial LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Kevin Wright Customer Complaint Kevin Wright has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations resulting in principal losses. UBS Financial Services settled the customer complaint favorably for the investor. Kevin Wright Red Flags & Your Rights As An Investor Of course, Kevin Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Wright at Rockefeller Financial LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Rockefeller Financial LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Rockefeller Financial LLC Due To Kevin Wright If you have questions about Rockefeller Financial LLC, UBS Financial Services Inc. and/or Kevin Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 27, 2023

Kevin Broderick of Bankers Life Securities, Inc.

DID KEVIN RICHARD BRODERICK CAUSE YOU INVESTMENT LOSSES? Kevin Broderick Of Bankers Life Securities, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kevin Broderick Customer Complaint Kevin Broderick has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to execute a transaction in a mutual fund. Wells Fargo Advisors denied the customer complaint and to date, the customer has not taken any further action. Kevin Broderick Red Flags & Your Rights As An Investor Of course, Kevin Broderick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Broderick at Bankers Life Securities, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Broderick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Kevin Broderick If you have questions about Bankers Life Securities, Inc., Wells Fargo Clearing Services, LLC and/or Kevin Broderick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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