FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 19, 2023

Kerry Hoffman formerly with Union Capital Company

DID KERRY LEE HOFFMAN CAUSE YOU INVESTMENT LOSSES? Kerry Hoffman Formerly With Union Capital Company and LPL Financial LLC Has 8 Customer Complaints For Alleged Broker Misconduct Kerry Hoffman Customer Complaints Kerry Hoffman has been the subject of 8 customer complaints that we know about to recover investment losses. Six of the customer disputes were settled in favor of the investors by LPL Financial. One customer complaint was denied by First Union Securities and the customer took no further action. There is currently one customer complaint pending. Allegations Against Kerry Hoffman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kerry Hoffman Red Flags & Your Rights As An Investor Of course, Kerry Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerry Hoffman at Union Capital Company and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kerry Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Union Capital Company and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Union Capital Company Due To Kerry Hoffman If you have questions about Union Capital Company, LPL Financial LLC and/or Kerry Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 19, 2023

Kerry Beslin of NYLife Securities LLC?

DID KERRY B BESLIN CAUSE YOU INVESTMENT LOSSES? Kerry Beslin Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Kerry Beslin Customer Complaint Kerry Beslin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to advise a customer that he would incur a tax obligation when she recommended that he exchange one fund for another in his mutual fund accounts. The customer dispute was settled by NYLife Securities LLC in favor of the investor. Kerry Beslin Red Flags & Your Rights As An Investor Of course, Kerry Beslin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerry Beslin at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Kerry Beslin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Kerry Beslin If you have questions about NYLife Securities LLC and/or Kerry Beslin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2023

Kerri Wasserman-Nir formerly with Portfolio Advisors Alliance, LLC

DID KERRI LYNN WASSERMAN-NIR CAUSE YOU INVESTMENT LOSSES? Kerri Wasserman-Nir Formerly With Portfolio Advisors Alliance, LLC Has A Customer Complaint For Alleged Broker Misconduct Kerri Wasserman-Nir Customer Complaint Kerri Wasserman-Nir has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading, fraud, misrepresentation, negligence and breach of fiduciary duty. The FINRA arbitration is still pending. Kerri Wasserman-Nir Red Flags & Your Rights As An Investor Of course, Kerri Wasserman-Nir did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerri Wasserman-Nir at Portfolio Advisors Alliance, LLC on alert to review carefully the activity and performance of their accounts and question whether Kerri Wasserman-Nir has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Portfolio Advisors Alliance, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Portfolio Advisors Alliance, LLC Due To Kerri Wasserman-Nir If you have questions about Portfolio Advisors Alliance, LLC and/or Kerri Wasserman-Nir and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2023

Kerri Spielman of Edward Jones

DID KERRI L SPIELMAN CAUSE YOU INVESTMENT LOSSES? Kerri Spielman Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Kerri Spielman Customer Complaint Kerri Spielman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation about the availability of mutual funds should client transfer 401(k) to Edward Jones. The mutual funds were not available following the transfer as represented. The customer complaint was settled by Edward Jones in favor of the investor. Kerri Spielman Red Flags & Your Rights As An Investor Of course, Kerri Spielman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerri Spielman at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Kerri Spielman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Kerri Spielman If you have questions about Larson Edward Jones and/or Kerri Spielman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2023

Kent Engelke of Capitol Securities Management, Inc.

DID KENT ERIC ENGELKE CAUSE YOU INVESTMENT LOSSES? Kent Engelke Of Capitol Securities Management, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kent Engelke Customer Complaints Kent Engelke has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled favorably by Kent Engelke’s employer for the investors. Allegations Against Kent Engelke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kent Engelke Red Flags & Your Rights As An Investor Of course, Kent Engelke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kent Engelke at Capitol Securities Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kent Engelke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capitol Securities Management, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, all us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capitol Securities Management, Inc. Due To Kent Engelke If you have questions about Capitol Securities Management, Inc. and/or Kent Engelke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2023

Kenneth Stillings of Larson Financial Securities, LLC

DID KENNETH WALTER STILLINGS CAUSE YOU INVESTMENT LOSSES? Kenneth Stillings Of Larson Financial Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Kenneth Stillings Customer Complaint Kenneth Stillings has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for mismanagement of a variable universal life insurance policy subaccounts and Thrift Savings Retirement Plan. The customer complaint was settled favorably for the investor. Kenneth Stillings Red Flags & Your Rights As An Investor Of course, Kenneth Stillings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Stillings at Larson Financial Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Kenneth Stillings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Larson Financial Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Larson Financial Securities, LLC Due To Kenneth Stillings If you have questions about Larson Financial Securities, LLC and/or Kenneth Stillings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2023

Kenneth Collins, Jr. formerly with Union Capital Company

DID KENNETH PAUL COLLINS, JR CAUSE YOU INVESTMENT LOSSES? Kenneth Collins, Jr. Formerly With Union Capital Company Has 4 Customer Complaints For Alleged Broker Misconduct Kenneth Collins, Jr.  Customer Complaints Kenneth Collins, Jr. has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. The other 2 customer complaints were denied by Kenneth Collins former employers and customers took no further action. Allegations Against Kenneth Collins, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kenneth Collins, Jr.  Red Flags & Your Rights As An Investor Of course, Kenneth Collins, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Collins, Jr. at Union Capital Companyon alert to review carefully the activity and performance of their accounts and question whether Kenneth Collins, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Union Capital Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Union Capital Company Due To Kenneth Collins, Jr. If you have questions about Union Capital Company and/or Kenneth Collins, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2023

Kenneth Dwyer formerly with John Thomas Financial

DID KENNETH MICHAEL DWYER CAUSE YOU INVESTMENT LOSSES? Kenneth Dwyer Formerly With John Thomas Financial Has 6 Customer Complaints For Alleged Broker Misconduct Kenneth Dwyer Customer Complaints Kenneth Dwyer has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints was settled in favor of investors. Two complaints were denied by Kenneth Dwyer’s former employer and the customers took no further action. There is one dispute against the financial advisor’s former employer John Thomas Financial which is still pending in arbitration. Allegations Against Kenneth Dwyer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kenneth Dwyer Red Flags & Your Rights As An Investor Of course, Kenneth Dwyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Dwyer at John Thomas Financial on alert to review carefully the activity and performance of their accounts and question whether Kenneth Dwyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at John Thomas Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At John Thomas Financial Due To Kenneth Dwyer If you have questions about John Thomas Financial and/or Kenneth Dwyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 17, 2023

Kenneth Heidelberger of Fifth Third Securities, Inc.

DID KENNETH JOSEPH HEIDELBERGER CAUSE YOU INVESTMENT LOSSES? Kenneth Heidelberger Of Fifth Third Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Kenneth Heidelberger Customer Complaints Kenneth Heidelberger has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied by Fifth Third Securities and to date, the customer has not taken any further action. Allegations Against Kenneth Heidelberger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kenneth Heidelberger Red Flags & Your Rights As An Investor Of course, Kenneth Heidelberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Heidelberger at Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kenneth Heidelberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fifth Third Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fifth Third Securities, Inc. Due To Kenneth Heidelberger If you have questions about Fifth Third Securities, Inc. and/or Kenneth Heidelberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 16, 2023

Kenneth Levin of Mesirow Financial, Inc.

DID KENNETH CHARNEY LEVIN CAUSE YOU INVESTMENT LOSSES? Kenneth Levin Of Mesirow Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Kenneth Levin Customer Complaint Kenneth Levin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose a material provision in a contract between waste management and advanced disposal. Mesirow Financial denied the customer complaint and to date no further action has been taken. Kenneth Levin Red Flags & Your Rights As An Investor Of course, Kenneth Levin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Levin at Mesirow Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kenneth Levin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mesirow Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mesirow Financial, Inc. Due To Kenneth Levin If you have questions about Mesirow Financial, Inc. and/or Kenneth Levinand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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