FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

May 15, 2023

Nicholas Baecker formerly with Thrivent Investment Management Inc.

DID NICHOLAS GREGORY BAECKER CAUSE YOU INVESTMENT LOSSES? Nicholas Baecker Formerly With Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Baecker Customer Complaint Nicholas Baecker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for selling a whole life insurance policy and a variable annuity that was not in the customer’s best interest. Thrivent Investment Management settled the customer complaint in favor of the investor. It also terminated Nicholas Baecker’s employment at the firm. Nicholas Baecker Red Flags & Your Rights As An Investor Of course, Nicholas Baecker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Baecker at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Baecker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Nicholas Baecker If you have questions about Thrivent Investment Management Inc. and/or Nicholas Baecker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 15, 2023

Nicholas Alencewicz of Fidelity Brokerage Services LLC

DID NICHOLAS EDWARD ALENCEWICZ CAUSE YOU INVESTMENT LOSSES? Nicholas Alencewicz Of Fidelity Brokerage Services LLC and Formerly With Strategic Advisers LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Alencewicz Customer Complaint Nicholas Alencewicz has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to liquidate securities. Fidelity Brokerage Services denied the customer complaint and, to date, the customer has not taken any further action. Nicholas Alencewicz Red Flags & Your Rights As An Investor Of course, Nicholas Alencewicz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Alencewicz at Fidelity Brokerage Services LLC and Strategic Advisers LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Alencewicz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Strategic Advisers LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Nicholas Alencewicz If you have questions about Fidelity Brokerage Services LLC, Strategic Advisers LLC and/or Nicholas Alencewicz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 14, 2023

Nicholas Damiani of Mutual Securities, Inc.

DID NICHOLAS ARTHUR DAMIANI CAUSE YOU INVESTMENT LOSSES? Nicholas Damiani Of Mutual Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Damiani Customer Complaint Nicholas Damiani has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of contract, breach of duty, negligence, misrepresentation and omissions, and violations of various FINRA rules and Federal and State laws. The arbitration proceeding is still pending against Mutual Securities. Nicholas Damiani Red Flags & Your Rights As An Investor Of course, Nicholas Damiani did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Damiani at Mutual Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Damiani has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mutual Securities, Inc. Due To Nicholas Damiani If you have questions about Mutual Securities, Inc. and/or Nicholas Damiani and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 14, 2023

Neil Fineman formerly with First Allied Securities, Inc.

DID NEIL S FINEMAN CAUSE YOU INVESTMENT LOSSES? Neil Fineman Formerly With First Allied Securities, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Neil Fineman Customer Complaints Neil Fineman has been the subject of 8 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled by his former employers in favor of the investors. Only one of the customer complaints was denied by the brokerage firm and no further action was taken. Allegations Against Neil Fineman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Neil Fineman Red Flags & Your Rights As An Investor Of course, Neil Fineman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Fineman at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Neil Fineman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. Due To Neil Fineman If you have questions about First Allied Securities, Inc. and/or Neil Fineman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 14, 2023

Neil Zeller of Thrivent Investment Management Inc.

DID NEIL IVAN ZELLER CAUSE YOU INVESTMENT LOSSES? Neil Zeller Of Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Neil Zeller Customer Complaint Neil Zeller has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for a recommendation to exchange mutual funds which was not in the customer’s best interest. Thrivent Investment Management settled the customer complaint in favor of the investor. Neil Zeller Red Flags & Your Rights As An Investor Of course, Neil Zeller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Zeller at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Neil Zeller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Neil Zeller If you have questions about Thrivent Investment Management Inc. and/or Neil Zeller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 14, 2023

Neil Berlant formerly with D.A. Davidson & Co.

DID NEIL DAVID BERLANT CAUSE YOU INVESTMENT LOSSES? Neil Berlant Formerly With D.A. Davidson & Co. Has A Customer Complaint For Alleged Broker Misconduct Neil Berlant Customer Complaint Neil Berlant has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor had not discussed in investment with the client or received authorization to purchase any securities. The brokerage firm settled the customer dispute in favor of the investor. Neil Berlant Red Flags & Your Rights As An Investor Of course, Neil Berlant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Berlant at D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Neil Berlant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Neil Berlant If you have questions about D.A. Davidson & Co. and/or Neil Berlant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 13, 2023

Ned Pascucci of 1st Discount Brokerage, Inc.

DID NED JOSEPH PASCUCCI CAUSE YOU INVESTMENT LOSSES? Ned Pascucci Of 1st Discount Brokerage, Inc. And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Ned Pascucci Customer Complaints Ned Pascucci has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investor. Ned Pascucci’s former employer denied the other customer complaint and no further action was taken. Ned Pascucci Red Flags & Your Rights As An Investor Of course, Ned Pascucci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ned Pascucci at 1st Discount Brokerage, Inc. and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ned Pascucci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at 1st Discount Brokerage, Inc. and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At 1st Discount Brokerage, Inc. Due To Ned Pascucci If you have questions about 1st Discount Brokerage, Inc. and/or Ned Pascucci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 13, 2023

Nathaniel Miller of Edward Jones

DID NATHANIEL LAWRENCE MILLER CAUSE YOU INVESTMENT LOSSES? Nathaniel Miller Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Nathaniel Miller Customer Complaints Nathaniel Miller has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Edward Jones in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken by the customer against the firm or the advisor. Allegations Against Nathaniel Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Nathaniel Miller Red Flags & Your Rights As An Investor Of course, Nathaniel Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathaniel Miller at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Nathaniel Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Nathaniel Miller If you have questions about Edward Jones and/or Nathaniel Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 13, 2023

Nathan Fincher, Jr. formerly with Santander Securities LLC

DID NATHAN WAYLAND FINCHER, JR CAUSE YOU INVESTMENT LOSSES? Nathan Fincher, Jr. Formerly With Santander Securities LLC and NYLIFE Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Nathan Fincher, Jr. Customer Complaint Nathan Fincher, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to switch variable annuities and reset the surrender charges for another 8 years. NYLIFE Securities settled the customer complaint for almost the full amount demanded by the investor. Nathan Fincher, Jr. Red Flags & Your Rights As An Investor Of course, Nathan Fincher, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Fincher, Jr. at Santander Securities LLC and NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Nathan Fincher, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities LLC and NYLIFE Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Santander Securities LLC Due To Nathan Fincher, Jr. If you have questions about Santander Securities LLC, NYLIFE Securities LLC and/or Nathan Fincher, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 12, 2023

Nathan Sampler, Sr. formerly with Cetera Advisor Networks LLC

DID NATHAN S SAMPLER SR CAUSE YOU INVESTMENT LOSSES? Nathan Sampler, Sr. Formerly With Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Nathan Sampler, Sr.  Customer Complaint Nathan Sampler, Sr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations to invest in REITs and business development company. Cetera Advisor Networks settled the customer complaint in favor of the investor. Nathan Sampler, Sr.  Red Flags & Your Rights As An Investor Of course, Nathan Sampler, Sr.  did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Sampler, Sr. at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Nathan Sampler, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Nathan Sampler, Sr. If you have questions about Cetera Advisor Networks LLC and/or Nathan Sampler, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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