FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 16, 2023

Kendall Pfutzenreuter of RBC Capital Markets, LLC

DID KENDALL RAY PFUTZENREUTER CAUSE YOU INVESTMENT LOSSES? Kendall Pfutzenreuter Of RBC Capital Markets, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Kendall Pfutzenreuter Customer Complaint Kendall Pfutzenreuter has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendation and misrepresentations related to structured products. Merrill Lynch Pierce Fenner and Smith has denied the customer allegations and, to date the customer has not taken any further action. Kendall Pfutzenreuter Red Flags & Your Rights As An Investor Of course, Kendall Pfutzenreuter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kendall Pfutzenreuter at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kendall Pfutzenreuterhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Kendall Pfutzenreuter If you have questions about RBC Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kendall Pfutzenreuter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 16, 2023

Keith Patterson of Avantax Investment Services, Inc.

DID KEITH WAYNE PATTERSON CAUSE YOU INVESTMENT LOSSES? Keith Patterson Of Avantax Investment Services, Inc. And Formerly With Securities America, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Keith Patterson Customer Complaints Keith Patterson has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Keith Patterson’s former employers in favor of the investors. The remaining 3 customer complaints were denied by his former employers and the customers took no further action. Allegations Against Keith Patterson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Keith Patterson Red Flags & Your Rights As An Investor Of course, Keith Patterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Patterson at Avantax Investment Services, Inc. and Securities America, Inc on alert to review carefully the activity and performance of their accounts and question whether Keith Patterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. and Securities America, Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Keith Patterson If you have questions about Avantax Investment Services, Inc., Securities America, Inc and/or Keith Patterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2023

Keith Simmons formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID KEITH F. SIMMONS CAUSE YOU INVESTMENT LOSSES? Keith Simmons Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Keith Simmons Customer Complaints Keith Simmons has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors. Allegations Against Keith Simmons A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Keith Simmons Red Flags & Your Rights As An Investor Of course, Keith Simmons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Simmons at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Keith Simmons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Keith Simmons If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Keith Simmons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2023

Keith Moore of Boustead Securities LLC

DID KEITH CHARLES MOORE CAUSE YOU INVESTMENT LOSSES? Keith Moore Of Boustead Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Keith Moore Customer Complaint Keith Moore has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unreasonable underwriter compensation related to the ATIF Holdings initial public offering. The customer complaint was denied by Boustead Securities and, to date, the customer has not taken any further action. Keith Moore Red Flags & Your Rights As An Investor Of course, Keith Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Moore at Boustead Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Keith Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Boustead Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Boustead Securities LLC Due To Keith Moore If you have questions about Boustead Securities LLC and/or Keith Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2023

Kathryn Prescott of Edward Jones

DID KATHRYN SHURBET PRESCOTT CAUSE YOU INVESTMENT LOSSES? Kathryn Prescott Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Kathryn Prescott Customer Complaint Kathryn Prescott has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to move investments in the account to bonds. The customer dispute remains pending at the brokerage firm. Kathryn Prescott Red Flags & Your Rights As An Investor Of course, Kathryn Prescott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathryn Prescott at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Kathryn Prescott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Kathryn Prescott If you have questions about Edward Jones and/or Kathryn Prescott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2023

Kathleen Entwistle of Morgan Stanley

DID KATHLEEN MCNICHOLAS ENTWISTLE CAUSE YOU INVESTMENT LOSSES? Kathleen Entwistle Of Morgan Stanley And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Kathleen Entwistle Customer Complaints Kathleen Entwistle has been the subject of 2 customer complaints that we know about to recover investment losses. The 2 customer complaints are pending further arbitration proceedings. Allegations Against Kathleen Entwistle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kathleen Entwistle Red Flags & Your Rights As An Investor Of course, Kathleen Entwistle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathleen Entwistle at Morgan Stanley and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Kathleen Entwistle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Kathleen Entwistle If you have questions about Morgan Stanley, UBS Financial Services Inc. and/or Kathleen Entwistle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2023

Katherine Clark of RBC Capital Markets, LLC

DID KATHERINE STCHARLES CLARK CAUSE YOU INVESTMENT LOSSES? Katherine Clark Of RBC Capital Markets, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Katherine Clark Customer Complaints Katherine Clark has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Two of the customer complaints were settled by Katherine Clark’s former employers in favor of the investors. Merrill Lynch Pierce Fenner and Smith denied a customer complaint and the customer did not take any action. The last customer complaint was denied by RBC Capital Markets and the customer has not yet taken any action. Allegations Against Katherine Clark A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Katherine Clark Red Flags & Your Rights As An Investor Of course, Katherine Clark did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine Clark at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Katherine Clark has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Katherine Clark If you have questions about RBC Capital Markets, LLC and/or Katherine Clark and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2023

Kamilah McCray of Vanguard Marketing Corporation

DID KAMILAH COLEMAN MCCRAY CAUSE YOU INVESTMENT LOSSES? Kamilah McCray Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Kamilah McCray Customer Complaint Kamilah McCray has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor advice the stay the course. The customer complaint was denied and, today, the customer has not taken any further action. Kamilah McCray Red Flags & Your Rights As An Investor Of course, Kamilah McCray did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kamilah McCray at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Kamilah McCray has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporationalso raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Kamilah McCray If you have questions about Vanguard Marketing Corporation and/or Kamilah McCray and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2023

Justin Pagel of Feltl & Company

DID JUSTIN WILLIAM PAGEL CAUSE YOU INVESTMENT LOSSES? Justin Pagel Of Feltl & Company Has 5 Customer Complaints For Alleged Broker Misconduct Justin Pagel Customer Complaints Justin Pagel has been the subject of 5 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award against Justin Pagel’s former employer. Three of the customer disputes were settled by Justin Pagel’s former employers. The last customer complaint was denied and the customer, today, is not taking any further action. Allegations Against Justin Pagel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Justin Pagel Red Flags & Your Rights As An Investor Of course, Justin Pagel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Pagel at Feltl & Company on alert to review carefully the activity and performance of their accounts and question whether Justin Pagel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Feltl & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Feltl & Company Due To Justin Pagel If you have questions about Feltl & Company and/or Justin Pagel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2023

Justin Deiter of Spartan Capital Securities, LLC

DID JUSTIN RAY DEITER CAUSE YOU INVESTMENT LOSSES? Justin Deiter Of Spartan Capital Securities, LLC And Formerly With Allied Millennial Partners, LLC and Aegis Capital Corp. Has 6 Customer Complaints For Alleged Broker Misconduct Justin Deiter Customer Complaints Justin Deiter has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints have been settled by Justin Deiter’s former employers in favor of the investors. One customer complaint was denied and no further action was taken. The last customer complaint against Spartan Capital Securities remains pending in a FINRA arbitration proceeding. Allegations Against Justin Deiter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Justin Deiter Red Flags & Your Rights As An Investor Of course, Justin Deiter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Deiter at Spartan Capital Securities, LLC, Allied Millennial Partners, LLC and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Justin Deiter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC, Allied Millennial Partners, LLC and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Justin Deiter If you have questions about Spartan Capital Securities, LLC, Allied Millennial Partners, LLC, Aegis Capital Corp. and/or Justin Deiter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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