FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 6, 2023

Joseph Pratt formerly with Stifel, Nicolaus & Company, Incorporated

DID JOSEPH HERSEY PRATT CAUSE YOU INVESTMENT LOSSES? Joseph Pratt Formerly With Stifel, Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Joseph Pratt Customer Complaints Joseph Pratt has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 of the customer complaints were settled by Stifel Nicholas & Co. and/or Wells Fargo Advisors in favor of the investors. Allegations Against Joseph Pratt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Pratt Red Flags & Your Rights As An Investor Of course, Joseph Pratt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Pratt at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joseph Pratt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Joseph Pratt If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Joseph Pratt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 6, 2023

Joseph Kolina formerly with BBVA Securities Inc.

DID JOSEPH LEAMON KOLINA CAUSE YOU INVESTMENT LOSSES? Joseph Kolina Of BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Kolina Customer Complaint Joseph Kolina has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation of variable and fixed annuity investments. The customer complaint was settled by BBVA Securities in favor of the investor. Joseph Kolina Red Flags & Your Rights As An Investor Of course, Joseph Kolina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Kolina at BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Kolina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At BBVA Securities Inc.  Due To Joseph Kolina If you have questions about BBVA Securities Inc. and/or Joseph Kolina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 6, 2023

Joseph Barbour formerly with Verity Investments, Inc.

DID JOSEPH ANTHONY BARBOUR CAUSE YOU INVESTMENT LOSSES? Joseph Barbour Formerly With Verity Investments, Inc., BBVA Securities Inc. and J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Barbour Customer Complaint Joseph Barbour has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made an unsuitable recommendation of a structured product. The customer complaint was settled by BBVA Securities for the full amount demanded. Joseph Barbour Red Flags & Your Rights As An Investor Of course, Joseph Barbour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Barbour at Verity Investments, Inc., BBVA Securities Inc. and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Barbour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Verity Investments, Inc., BBVA Securities Inc. and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Verity Investments, Inc. Due To Joseph Barbour If you have questions about Verity Investments, Inc., BBVA Securities Inc., J.P. Morgan Securities LLC and/or Joseph Barbour and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 6, 2023

Joseph Gau of Fairport Capital Inc.

DID JOSEPH EMIL GAU CAUSE YOU INVESTMENT LOSSES? Joseph Gau Of Fairport Capital Inc. And Formerly With Key Investment Services LLC and Crito Capital LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Gau Customer Complaint Joseph Gau has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a switch of a variable annuity investment. Customer alleged she did not know she would lose her automatic 7% income rider step-up benefit if she were to take her required minimum distribution from the new variable in annuity contract. Fairport Capital denied the customer complaint and today, the customer is not taken any further action. Joseph Gau Red Flags & Your Rights As An Investor Of course, Joseph Gau did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Gau at Fairport Capital Inc., Key Investment Services LLC and Crito Capital LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Gau has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fairport Capital Inc., Key Investment Services LLC and Crito Capital LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fairport Capital Inc. Due To Joseph Gau If you have questions about Fairport Capital Inc., Key Investment Services LLC, Crito Capital LLC and/or Joseph Gau and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 5, 2023

Joseph Brandefine formerly with J.P. Morgan Securities LLC

DID JOSEPH MICHAEL BRANDFINE CAUSE YOU INVESTMENT LOSSES? Joseph Brandefine Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Brandefine Customer Complaint Joseph Brandefine has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were turning, unsuitable investment recommendations, unauthorized trading, and failure to supervise in connection with common stock and REIT investments. The customer complaint was settled by BCG Securities in favor of the investor. Joseph Brandefine Red Flags & Your Rights As An Investor Of course, Joseph Brandefine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Brandefine at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Brandefine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Joseph Brandefine If you have questions about J.P. Morgan Securities LLC and/or Joseph Brandefine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 5, 2023

Joseph Corcoran of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOSEPH GEORGE CORCORAN CAUSE YOU INVESTMENT LOSSES? Joseph Corcoran Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Corcoran Customer Complaints Joseph Corcoran has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Joseph Corcoran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Corcoran Red Flags & Your Rights As An Investor Of course, Joseph Corcoran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Corcoran at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Merrill Lynch, Pierce, Fenner & Smith Incorporated has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Joseph Corcoran If you have questions aboutMerrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joseph Corcoran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 5, 2023

Joseph Larocca of Garden State Securities, Inc.

DID JOSPH LAROCCA CAUSE YOU INVESTMENT LOSSES? Joseph Larocca Of Garden State Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Joseph Larocca Customer Complaints Joseph Larocca has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Joseph Larocca’s current and former employers in favor of the investors. Allegations Against Joseph Larocca A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Larocca Red Flags & Your Rights As An Investor Of course, Joseph Larocca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Larocca at Garden State Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Larocca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Garden State Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Garden State Securities, Inc. Due To Joseph Larocca If you have questions about Garden State Securities, Inc. and/or Joseph Larocca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 5, 2023

Joseph Ringhoffer of Stifel, Nicolaus & Company, Incorporated

DID JOSEPH EDWARD RINGHOFFER CAUSE YOU INVESTMENT LOSSES? Joseph Ringhoffer Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Joseph Ringhoffer Customer Complaint Joseph Ringhoffer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. The customer complaint was denied by Stifel Nicolaus & Co., and today, the customer is not taken any further action. Joseph Ringhoffer Red Flags & Your Rights As An Investor Of course, Joseph Ringhoffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Ringhoffer at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joseph Ringhoffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Joseph Ringhoffer If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Joseph Ringhoffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2023

John Gatto of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOHN CHRISTOPHER GATTO CAUSE YOU INVESTMENT LOSSES? John Gatto Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct John Gatto Customer Complaints John Gatto has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors by John Gatto’s former employers. The other 3 customer complaints was denied, and to date, the customers have not taken any further action. Allegations Against John Gatto A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Gatto Red Flags & Your Rights As An Investor Of course, John Gatto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Gatto at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether John Gatto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To John Gatto If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or John Gatto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2023

Jose Cornide, Jr. formerly with UBS Financial Services Inc.

DID JOSE MANUEL CORNIDE, JR CAUSE YOU INVESTMENT LOSSES? Jose Cornide, Jr. Formerly With UBS Financial Services Inc. Has 13 Customer Complaints For Alleged Broker Misconduct Jose Cornide, Jr.  Customer Complaints Jose Cornide, Jr. has been the subject of 13 customer complaints that we know about to recover investment losses. Ten of the customer complaints were settled by UBS Financial Services in favor of the investors. The other 3 customer complaints were denied and to date, the customers have not taken any further action. Allegations Against Jose Cornide, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jose Cornide, Jr.  Red Flags & Your Rights As An Investor Of course, Jose Cornide, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Cornide, Jr. at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jose Cornide, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Jose Cornide, Jr. If you have questions about UBS Financial Services Inc. and/or Jose Cornide, Jr. and and/or Jose Acosta Jordan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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