FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

May 2, 2023

Michael Giovannelli formerly with Spartan Capital Securities, LLC

DID MICHAEL JOHN GIOVANNELLI CAUSE YOU INVESTMENT LOSSES? Michael Giovannelli Formerly With Spartan Capital Securities, LLC and Richard James & Associates, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Michael Giovannelli Customer Complaints Michael Giovannelli has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into an arbitration proceeding and an arbitration award against Michael Giovannelli and his employer in favor of the investor. Another customer complaint was settled by his former employer in favor of the investor. Woodstock Financial Group denied another customer complaint and no further action was taken by the customer. There is currently one customer complaint pending. Allegations Against Michael Giovannelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Giovannelli Red Flags & Your Rights As An Investor Of course, Michael Giovannelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Giovannelli at Spartan Capital Securities, LLC and Richard James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Giovannelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC and Richard James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Michael Giovannelli If you have questions about Spartan Capital Securities, LLC, Richard James & Associates, Inc. and/or Michael Giovannelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2023

Michael Karp formerly with David Lerner Associates, Inc.

DID MICHAEL JAY KARP CAUSE YOU INVESTMENT LOSSES? Michael Karp Formerly With David Lerner Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Michael Karp Customer Complaints Michael Karp has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by David Lerner Associates in favor of the investors. The same brokerage firm denied another customer complaint and, to date, the customer has not taken any further action. Allegations Against Michael Karp A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Karp Red Flags & Your Rights As An Investor Of course, Michael Karp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Karp at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Karp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Michael Karp If you have questions about David Lerner Associates, Inc. and/or Michael Karp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 1, 2023

Michael Hood of Morgan Stanley

DID MICHAEL J HOOD CAUSE YOU INVESTMENT LOSSES? Michael Hood Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Michael Hood Customer Complaints Michael Hood has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Citigroup Global Markets in favor of the investor. Morgan Stanley denied the other customer complaint and, to date, no further action has been taken. Allegations Against Michael Hood A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Hood Red Flags & Your Rights As An Investor Of course, Michael Hood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Hood at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Hood has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Hood If you have questions about Morgan Stanley and/or Michael Hood and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 1, 2023

Michael Lee of NYLife Securities LLC

DID MICHAEL INNSUN LEE CAUSE YOU INVESTMENT LOSSES? Michael Lee Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Lee Customer Complaint Michael Lee has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to explain stock sales transactions and purchases of 2 variable annuities. NYLIFE Securities settled a customer complaint in favor of the investor. Michael Lee Red Flags & Your Rights As An Investor Of course, Michael Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Lee at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Michael Lee If you have questions about NYLife Securities LLC and/or Michael Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 1, 2023

Michael Douvadjian of Morgan Stanley

DID MICHAEL HARRY DOUVADJIAN CAUSE YOU INVESTMENT LOSSES? Michael Douvadjian Of Morgan Stanley And Formerly With UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Michael Douvadjian Customer Complaints Michael Douvadjian has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by his employers in favor of the investors. The other customer complaint was denied and, to date, the customer has not taken any further action. Allegations Against Michael Douvadjian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Douvadjian Red Flags & Your Rights As An Investor Of course, Michael Douvadjian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Douvadjian at Morgan Stanley and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Douvadjian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Douvadjian If you have questions about Morgan Stanley, UBS Financial Services Inc. and/or Michael Douvadjian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Vetere formerly with Aegis Capital Corp.

DID MICHAEL FRANK VETERE CAUSE YOU INVESTMENT LOSSES? Michael Vetere Formerly With Aegis Capital Corp. and TFS Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Michael Vetere Customer Complaints Michael Vetere has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Ameritas Investment Corp. for $500,000. The other 2 customer complaints were denied by his former employers. There is currently one FINRA arbitration proceeding pending against his former employer. Allegations Against Michael Vetere A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Vetere Red Flags & Your Rights As An Investor Of course, Michael Vetere did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Vetere at Aegis Capital Corp. and TFS Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Vetere has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and TFS Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Michael Vetere If you have questions about Aegis Capital Corp., TFS Securities, Inc. and/or Michael Vetere and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Shillin formerly with Formerly With A.G.P. / Alliance Global Partners

DID MICHAEL FRANCIS SHILLIN CAUSE YOU INVESTMENT LOSSES? Michael Shillin Formerly With A.G.P. / Alliance Global Partners and Raymond James Financial Services, Inc. Has 41 Customer Complaints For Alleged Broker Misconduct Michael Shillin Customer Complaints Michael Shillin has been the subject of 41 customer complaints that we know about to recover investment losses. Twenty-four of the customer complaints have been settled by Michael Schillin’s former employers in favor of the investors. There are 12 FINRA arbitration proceedings pending for his alleged misconduct. Five of the customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Shillin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Shillin Red Flags & Your Rights As An Investor Of course, Michael Shillin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Shillin at A.G.P. / Alliance Global Partners and Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Shillin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at A.G.P. / Alliance Global Partners and Raymond James Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At A.G.P. / Alliance Global Partners Due To Michael Shillin If you have questions about A.G.P. / Alliance Global Partners, Raymond James Financial Services, Inc. and/or Michael Shillin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Fasciglione of Aegis Capital Corp.

DID MICHAEL FASCIGLIONE CAUSE YOU INVESTMENT LOSSES? Michael Fasciglione Of Aegis Capital Corp. And Formerly With National Securities Corporation Has 20 Customer Complaints For Alleged Broker Misconduct Michael Fasciglione Customer Complaints Michael Fasciglione has been the subject of 20 customer complaints that we know about to recover investment losses. Two of the customer complaints evolved into an arbitration proceeding resulted in an arbitration award in each case against his employer for his misconduct. Twelve of the customer complaints were settled by Michael Fasciglione’s employers in favor of the investors. There are currently 6 FINRA arbitration proceedings pending. Allegations Against Michael Fasciglione A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Fasciglione Red Flags & Your Rights As An Investor Of course, Michael Fasciglione did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Fasciglione at Aegis Capital Corp. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Michael Fasciglione has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Michael Fasciglione If you have questions about Aegis Capital Corp., National Securities Corporation and/or Michael Fasciglione and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Cecil of Morgan Stanley

DID MICHAEL EDWARD CECIL CAUSE YOU INVESTMENT LOSSES? Michael Cecil Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Michael Cecil Customer Complaint Michael Cecil has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to a mutual fund exchange. Morgan Stanley denied the customer complaint, and to date, no further action has been taken. Michael Cecil Red Flags & Your Rights As An Investor Of course, Michael Cecil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Cecil at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Cecil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Cecil If you have questions about Morgan Stanley and/or Michael Cecil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Freeman formerly with Spartan Capital Securities, LLC

DID MICHAEL EDGAR FREEMAN CAUSE YOU INVESTMENT LOSSES? Michael Freeman Formerly With Spartan Capital Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael Freeman Customer Complaints Michael Freeman has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award against Michael Freeman and his employer. The other customer complaint evolved into a FINRA arbitration and was settled by Spartan Capital Securities in favor of the investor. Allegations Against Michael Freeman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Freeman Red Flags & Your Rights As An Investor Of course, Michael Freeman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Freeman at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Freeman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Michael Freeman If you have questions about Spartan Capital Securities, LLC and/or Michael Freeman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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