FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 23, 2023

Maurice McKinney formerly with Concorde Investment Services, LLC

DID MAURICE WAYNE MCKINNEY CAUSE YOU INVESTMENT LOSSES? Maurice McKinney Formerly With Concorde Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Maurice McKinney Customer Complaint Maurice McKinney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representatives recommended unsuitable alternative investments. Further, that the investments were misrepresented and sold in breach of his fiduciary duty. First Allied Securities settled the customer complaint in favor of the investor. Maurice McKinney Red Flags & Your Rights As An Investor Of course, Maurice McKinney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maurice McKinney at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Maurice McKinney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Maurice McKinney If you have questions about Concorde Investment Services, LLC and/or Maurice McKinney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 23, 2023

Maureen Boone of Pruco Securities, LLC

DID MAUREEN G UMANA BOONE CAUSE YOU INVESTMENT LOSSES? Maureen Boone Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Maureen Boone Customer Complaint Maureen Boone has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendation of a variable annuity was unsuitable and that the representative did not fully disclose all facts regarding the charges, expenses, and fees. Pruco Securities denied the customer complaint and to date, no further action has been taken. Maureen Boone Red Flags & Your Rights As An Investor Of course, Maureen Boone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maureen Boone at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Maureen Boone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Maureen Boone If you have questions about Pruco Securities, LLC and/or Maureen Boone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 23, 2023

Matthew Buchsbaum of UBS Financial Services Inc.

DID MATTHEW STERN BUCHSBAUM CAUSE YOU INVESTMENT LOSSES? Matthew Buchsbaum Of UBS Financial Services Inc. Has 32 Customer Complaints For Alleged Broker Misconduct Matthew Buchsbaum Customer Complaints Matthew Buchsbaum has been the subject of 32 customer complaints that we know about to recover investment losses in connection with the financial advisors Yield Enhancement Investment Strategy. Twenty-four of the customer complaints are final. There are 5 pending arbitration proceedings. Three of the customer complaints proceeded to arbitration and resulted in arbitration awards against UBS Financial Services for Matthew Buchbaum’s alleged misconduct in excess of $1.8 million, $5 million, and $848,000. Twelve of the customer complaints were settled by UBS Financial Services in favor of the investors. Nine customer complaints were recently denied by the same brokerage firm and, to date, it’s unclear whether any action has been filed. Allegations Against Matthew Buchsbaum A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Buchsbaum Red Flags & Your Rights As An Investor Of course, Matthew Buchsbaum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Buchsbaum at UBS Financial Services Inc .on alert to review carefully the activity and performance of their accounts and question whether Matthew Buchsbaum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Matthew Buchsbaum If you have questions about UBS Financial Services Inc. and/or Matthew Buchsbaum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 23, 2023

Matthew Gurule of FBL Marketing Services, LLC

DID MATTHEW S GURULE CAUSE YOU INVESTMENT LOSSES? Matthew Gurule Of FBL Marketing Services, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Matthew Gurule Customer Complaint Matthew Gurule has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized liquidation and transfer of assets from Edward Jones to FBL Marketing Services. FBL Marketing Services settled the customer dispute in favor of the investor. Matthew Gurule Red Flags & Your Rights As An Investor Of course, Matthew Gurule did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Gurule at FBL Marketing Services, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Matthew Gurule has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FBL Marketing Services, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At FBL Marketing Services, LLC Due To Matthew Gurule If you have questions about FBL Marketing Services, LLC, Edward Jones and/or Matthew Gurule and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2023

Matthew Sullivan formerly with Charles Schwab & Co., Inc.

DID MATTHEW RYAN SULLIVAN CAUSE YOU INVESTMENT LOSSES? Matthew Sullivan Formerly With Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Sullivan Customer Complaint Matthew Sullivan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice with regard to recommendation to sell Amazon Stock to meet a margin call. The customer complaint was settled by Charles Schwab and Co. in favor of the investor. Matthew Sullivan Red Flags & Your Rights As An Investor Of course, Matthew Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Sullivan at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Matthew Sullivan If you have questions about Charles Schwab & Co., Inc. and/or Matthew Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2023

Matthew McCoy of Purshe Kaplan Sterling Investments

DID MATTHEW PAUL MCCOY CAUSE YOU INVESTMENT LOSSES? Matthew McCoy Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct Matthew McCoy Customer Complaint Matthew McCoy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation to purchase GPB Automotive Portfolio and GPB Capital Holdings private placements. The customer dispute was settled by his employer in favor the investor. Matthew McCoy Red Flags & Your Rights As An Investor Of course, Matthew McCoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew McCoy at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Matthew McCoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Matthew McCoy If you have questions about Purshe Kaplan Sterling Investments and/or Matthew McCoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2023

Matthew Metzger of Cetera Advisor Networks LLC

DID MATTHEW LYNN METZGER CAUSE YOU INVESTMENT LOSSES? Matthew Metzger Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Metzger Customer Complaint Matthew Metzger has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to fully disclose variable annuity expenses. Voya Financial Advisors denied the customer complaint and no further action was taken. Matthew Metzger Red Flags & Your Rights As An Investor Of course, Matthew Metzger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Metzger at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Metzger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Matthew Metzger If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Matthew Metzger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2023

Matthew Smith of Wells Fargo Clearing Services, LLC

DID MATTHEW JOSHUA SMITH CAUSE YOU INVESTMENT LOSSES? Matthew Smith Of Wells Fargo Clearing Services, LLC And Formerly With Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Smith Customer Complaint Matthew Smith has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendation to invest in a business development company. Ameriprise Financial Services denied the customer complaint and no further action was taken. Matthew Smith Red Flags & Your Rights As An Investor Of course, Matthew Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Smith at Wells Fargo Clearing Services, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Matthew Smith If you have questions about Wells Fargo Clearing Services, LLC, Ameriprise Financial Services, Inc. and/or Matthew Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2023

Matthew Eckenrode of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MATTHEW J ECKENRODE CAUSE YOU INVESTMENT LOSSES? Matthew Eckenrode Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Matthew Eckenrode Customer Complaints Matthew Eckenrode has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Merrill Lynch Pierce Fenner and Smith and, to date, the customers have not taken any further action. Allegations Against Matthew Eckenrode A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Eckenrode Red Flags & Your Rights As An Investor Of course, Matthew Eckenrode did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Eckenrode at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Matthew Eckenrode has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Matthew Eckenrode If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Matthew Eckenrode and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2023

Matthew Rollins Edward Jones

DID MATTHEW HUNTER ROLLINS CAUSE YOU INVESTMENT LOSSES? Matthew Rollins Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Matthew Rollins Customer Complaints Matthew Rollins has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor. The same brokerage firm denied the other customer complaint and, to date, the customer has not taken any further action. Allegations Against Matthew Rollins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Rollins Red Flags & Your Rights As An Investor Of course, Matthew Rollins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Rollins at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Matthew Rollins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Matthew Rollins If you have questions about Edward Jones and/or Matthew Rollins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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