FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 16, 2023

Mark Brody of Planned Financial Programs, Inc.

DID MARK STEWART BRODY CAUSE YOU INVESTMENT LOSSES? Mark Brody Of Planned Financial Programs, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Brody Customer Complaints Mark Brodyhas been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Planned Financial Programs in favor of the investors. Allegations Against Mark Brody A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Brody Red Flags & Your Rights As An Investor Of course, Mark Brody did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Brody at Planned Financial Programs, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Brodyhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Planned Financial Programs, Inc.also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Planned Financial Programs, Inc. Due To Mark Brody If you have questions about Investors Planned Financial Programs, Inc. and/or Mark Brody and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Falter formerly with Investors Capital Corp.

DID MARK STEPHEN FALTER CAUSE YOU INVESTMENT LOSSES? Mark Falter Formerly With Investors Capital Corp. Has 5 Customer Complaints For Alleged Broker Misconduct Mark Falter Customer Complaints Mark Falter has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Mark Falter’s former employers in favor of the investors.  Only one of those complaints was denied and the customer took no further action. Allegations Against Mark Falter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Falter Red Flags & Your Rights As An Investor Of course, Mark Falter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Falter at Investors Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Mark Falter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Investors Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Investors Capital Corp. Due To Mark Falter If you have questions about Investors Capital Corp. and/or Mark Falter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 15, 2023

Mark Kolta formerly with Worden Capital Management LLC?

DID MARK SAM KOLTA CAUSE YOU INVESTMENT LOSSES? Mark Kolta Formerly With Worden Capital Management LLC and Aegis Capital Corp. Has 28 Customer Complaints For Alleged Broker Misconduct Mark Kolta Customer Complaints Mark Kolta has been the subject of 28 customer complaints that we know about to recover investment losses. Twenty-four of the customer complaints have been settled by Mark Kolta’s former employers in favor of the investors. Only 2 of the customer complaints were denied and, to date, the customers have not taken any further action. There are 2 pending FINRA arbitration proceedings for his alleged misconduct. Allegations Against Mark Kolta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Kolta Red Flags & Your Rights As An Investor Of course, Mark Kolta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Kolta at Worden Capital Management LLC and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Mark Kolta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Worden Capital Management LLC and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Worden Capital Management LLC Due To Mark Kolta If you have questions about Worden Capital Management LLC, Aegis Capital Corp. and/or Mark Kolta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 14, 2023

Mark Lohmann formerly with J.P. Morgan Securities LLC

DID MARK D LOHMANN CAUSE YOU INVESTMENT LOSSES? Mark Lohmann Formerly With J.P. Morgan Securities LLC and Citi Private Advisory, LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Lohmann Customer Complaint Mark Lohmann has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose the liquidity terms of a notice deposit product. J.P. Morgan Securities settled the customer complaint in favor of the investor. Mark Lohmann Red Flags & Your Rights As An Investor Of course, Mark Lohmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Lohmann at J.P. Morgan Securities LLC and Citi Private Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Lohmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Citi Private Advisory, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Mark Lohmann If you have questions about J.P. Morgan Securities LLC, Citi Private Advisory, LLC and/or Mark Lohmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 14, 2023

Who is Mark Starr formerly with Edward Jones

DID MARK KENNETH STARR CAUSE YOU INVESTMENT LOSSES? Mark Starr Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Mark Starr Customer Complaints Mark Starr has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints was settled in favor of the investors by Edward Jones for Mark Starr’s alleged misconduct. Allegations Against Mark Starr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Starr Red Flags & Your Rights As An Investor Of course, Mark Starr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Starr at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Mark Starr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Mark Starr If you have questions about Edward Jones and/or Mark Starr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 14, 2023

Mark Katz of Western International Securities, Inc.

DID MARK KATZ CAUSE YOU INVESTMENT LOSSES? Mark Katz Of Western International Securities, Inc. And Formerly With Hilltop Securities Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Mark Katz Customer Complaints Mark Katz has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Hilltop Securities in favor of the investor. The other 2 customer complaints were denied by the same brokerage firm and the customers took no further action. Allegations Against Mark Katz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Katz Red Flags & Your Rights As An Investor Of course, Mark Katz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Katz at Western International Securities, Inc. and Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Katz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Hilltop Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Mark Katz If you have questions about Western International Securities, Inc., Hilltop Securities Inc. and/or Mark Katz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 14, 2023

Mark Potocsny of International Assets Advisory, LLC

DID MARK JULIUS POTOCSNY CAUSE YOU INVESTMENT LOSSES? Mark Potocsny Of International Assets Advisory, LLC And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Mark Potocsny Customer Complaints Mark Potocsny has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by AG Edwards and Sons. The other customer complaint was denied by Morgan Stanley, and to date, the customer has taken no further action. Notwithstanding, Morgan Stanley terminated Mark Potocsny’s employment. Allegations Against Mark Potocsny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Potocsny Red Flags & Your Rights As An Investor Of course, Mark Potocsny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Potocsny at International Assets Advisory, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Potocsny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To Mark Potocsny If you have questions about International Assets Advisory, LLC, Morgan Stanley and/or Mark Potocsny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 14, 2023

Mark Ogren of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MARK JOSEPH OGREN CAUSE YOU INVESTMENT LOSSES? Mark Ogren Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Mark Ogren Customer Complaints Mark Ogren has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. The same brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Mark Ogren A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Ogren Red Flags & Your Rights As An Investor Of course, Mark Ogren did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Ogren at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Mark Ogren has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Mark Ogren If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Mark Ogren and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2023

Mark Johnson of Steward Partners Investment Solutions, LLC

DID MARK JOHNSON CAUSE YOU INVESTMENT LOSSES? Mark Johnson Of Steward Partners Investment Solutions, LLC And Formerly With Raymond James Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Mark Johnson Customer Complaints Mark Johnson has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Mark Johnson’s former employers in favor of the investors. Raymond James Financial Services denied the other customer complaint, and to date, no further action has been taken by the investor. Allegations Against Mark Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Johnson Red Flags & Your Rights As An Investor Of course, Mark Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Johnson at Steward Partners Investment Solutions, LLC and Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Steward Partners Investment Solutions, LLC and Raymond James Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Steward Partners Investment Solutions, LLC Due To Mark Johnson If you have questions about Steward Partners Investment Solutions, LLC, Raymond James Financial Services, Inc. and/or Mark Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2023

Mark Daniels formerly with Four Points Capital Partners LLC

DID MARK J DANIELS CAUSE YOU INVESTMENT LOSSES? Mark Daniels Formerly With Four Points Capital Partners LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Daniels Customer Complaint Mark Daniels has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for mismanagement of an account at Four Point’s Capital Partners. The customer complaint proceeded to arbitration and is still pending. Mark Daniels Red Flags & Your Rights As An Investor Of course, Mark Daniels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Daniels at Four Points Capital Partners LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Daniels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Four Points Capital Partners LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Four Points Capital Partners LLC Due To Mark Daniels If you have questions about Four Points Capital Partners LLC and/or Mark Daniels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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