FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Feb 7, 2023

Jeffrey Cadan formerly with Morgan Stanley

DID JEFFREY NEIL CADAN CAUSE YOU INVESTMENT LOSSES? Jeffrey Cadan Formerly With Morgan Stanley Has 15 Customer Complaints For Alleged Broker Misconduct Jeffrey Cadan Customer Complaints Jeffrey Cadan has been the subject of 15 customer complaints that we know about to recover investment losses. Twelve of the customer disputes settled by Jeffrey Cadence former employers Morgan Stanley and UBS Financial Services in favor of the investors.  Three customer complaints were denied by his former employers in the customers took no further action. Allegations Against Jeffrey Cadan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jeffrey Cadan Red Flags & Your Rights As An Investor Of course, Jeffrey Cadan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Cadan at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Cadan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jeffrey Cadan If you have questions about Morgan Stanley and/or Jeffrey Cadan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2023

Jeff Kramer of Morgan Stanley

DID JEFF JOEL KRAMER CAUSE YOU INVESTMENT LOSSES? Jeff Kramer Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Jeff Kramer of Morgan Stanley? Jeff Kramer CRD #4722106 who is currently registered with Morgan Stanley and located in Oak Brook, Illinois, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Jeff Kramer was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeff Kramer Customer Complaint Jeff Kramer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for excessive trading of investments in client’s accounts. Morgan Stanley settled the customer dispute in favor of the investor. Jeff Kramer Red Flags & Your Rights As An Investor Of course, Jeff Kramer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeff Kramer at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeff Kramer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jeff Kramer If you have questions about Morgan Stanley and/or Jeff Kramer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2023

Jean-Pierre Fernandez of Wells Fargo Clearing Services, LLC

DID JEAN-PIERRE FERNANDEZ CAUSE YOU INVESTMENT LOSSES? Jean-Pierre Fernandez Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Jean-Pierre Fernandez of Wells Fargo Clearing Services, LLC? Jean-Pierre Fernandez (CRD #5446400) who is currently registered with Wells Fargo Clearing Services, LLC and located in Fort Lauderdale, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Jean-Pierre Fernandez was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jean-Pierre Fernandez Customer Complaint Jean-Pierre Fernandez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failing to liquidate as instructed. The customer complaint was denied by Wells Fargo Advisors and, to date, the customer has not taken any further action. Jean-Pierre Fernandez Red Flags & Your Rights As An Investor Of course, Jean-Pierre Fernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jean-Pierre Fernandez at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jean-Pierre Fernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jean-Pierre Fernandez If you have questions about Wells Fargo Clearing Services, LLC and/or Jean-Pierre Fernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2023

Jay McIntyre of Pruco Securities, LLC

DID JAY SCOTT MCINTYRE CAUSE YOU INVESTMENT LOSSES? Jay McIntyre Formerly With Pruco Securities, LLC and Principal Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jay McIntyre of Pruco Securities, LLC? Jay McIntyre (CRD #2604957) who was formerly registered with Pruco Securities, LLC and located in Franklin, Tennessee, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC, Jay McIntyre was associated with Principal Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jay McIntyre Customer Complaints Jay McIntyre has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by MetLife Securities in favor of the investor. The other 2 customer complaints were denied by Jay McIntyre’s former employers in the customers, to date, took no further action. Allegations Against Jay McIntyre A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jay McIntyre Red Flags & Your Rights As An Investor Of course, Jay McIntyre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay McIntyre at Pruco Securities, LLC and Principal Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jay McIntyre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Principal Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Jay McIntyre If you have questions about Pruco Securities, LLC, Principal Securities, Inc. and/or Jay McIntyre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 6, 2023

Jay Slade of Signature Securities

DID JAY DAVID SLADE CAUSE YOU INVESTMENT LOSSES? Jay Slade Of Signature Securities And Formerly With HSBC Securities (USA) Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Jay Slade of Signature Securities? Jay Slade (CRD #2191979) who is currently registered with Signature Securities and located in Brooklyn, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Signature Securities, Jay Slade was associated with HSBC Securities (USA) Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jay Slade Customer Complaint Jay Slade has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence and unsuitable investment recommendations related to a private placement investment. Jay Slade’s employer settled the customer dispute in favor of the investor. Jay Slade Red Flags & Your Rights As An Investor Of course, Jay Slade did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Slade at Signature Securities and HSBC Securities (USA) Inc on alert to review carefully the activity and performance of their accounts and question whether Jay Slade has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Signature Securities and HSBC Securities (USA) Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Signature Securities Due To Jay Slade If you have questions about Signature Securities, HSBC Securities (USA) Inc. and/or Jay Slade and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 6, 2023

Jay Riggs formerly with Emerson Equity LLC

DID JAY ANTHONY RIGGS CAUSE YOU INVESTMENT LOSSES? Jay Riggs Formerly Of Emerson Equity LLC, DFPG Investments LLC and Orchard Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Jay Riggs formerly with Emerson Equity LLC? Jay Riggs  (CRD #2394147) who was formerly registered with Emerson Equity LLC and located in Provo, Utah, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Emerson Equity LLC, Jay Riggs was associated with DFPG Investments LLC and Orchard Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jay Riggs Customer Complaint Jay Riggs has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations of private placement and non-traded REIT investments. Triad Advisors settled the arbitration claim in favor of the investor. Jay Riggs Red Flags & Your Rights As An Investor Of course, Jay Riggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Riggs at Emerson Equity LLC, DFPG Investments LLC and Orchard Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Jay Riggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC, DFPG Investments LLC and Orchard Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Jay Riggs If you have questions about Emerson Equity LLC, DFPG Investments LLC. Orchard Securities, LLC and/or Jay Riggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 6, 2023

Javier Estremera of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JAVIER ESTREMERA CAUSE YOU INVESTMENT LOSSES? Javier Estremera Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 11 Customer Complaints For Alleged Broker Misconduct Who is Javier Estremera of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Javier Estremera (CRD #3139409) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Guaynabo, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Javier Estremera was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Javier Estremera Customer Complaints Javier Estremera has been the subject of 11 customer complaints that we know about to recover investment losses. Ten of the customer complaints filed against Javier Estremera’s former employer UBS Financial Services was settled in favor of the investors. The other customer complaint remains pending against that brokerage firm. Allegations Against Javier Estremera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are all related to his customers investments in Puerto Rico municipal bonds and Puerto Rico closed-end bond funds. The allegations were generally unsuitable recommendations, overconcentration of investments in a single geographic area, and failure to disclose the risk associated with those investments. Javier Estremera Red Flags & Your Rights As An Investor Of course, Javier Estremera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javier Estremera at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Javier Estremera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Javier Estremera If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Javier Estremera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 6, 2023

Javier Naselli of UBS Financial Services Inc.

DID JAVIER ADOLFO NASELLI CAUSE YOU INVESTMENT LOSSES? Javier Naselli Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Javier Naselli Customer Complaints Javier Naselli has been the subject of 3 customer complaints that we know about to recover investment losses. Two customer complaints were denied by UBS Financial Services and Morgan Stanley, and, to date, the customers have not taken any further action. The other customer complaint against Javier Naselli’s former employer Merrill Lynch Pierce Fenner and Smith has been active but still pending for many years. Allegations Against Javier Naselli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Javier Naselli Red Flags & Your Rights As An Investor Of course, Javier Naselli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javier Naselli at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Javier Naselli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Javier Naselli If you have questions about UBS Financial Services Inc. and/or Javier Naselli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 5, 2023

Javelin San Nicolas formerly with Edward Jones

DID JAVELIN MIKOL SAN NICOLAS CAUSE YOU INVESTMENT LOSSES? Javelin San Nicolas Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Javelin San Nicolas formerly with Edward Jones? Javelin San Nicolas (CRD #6722186) who was formerly registered with Edward Jones and located in Sparks, Nevada, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Javelin San Nicolas was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Javelin San Nicolas has regulatory problems as well. Javelin San Nicolas refused to cooperate with FINRA in one its’s investigations and consequently was permanently barred from any further association with any FINRA member firm in any capacity. Javelin San Nicolas Customer Complaint Javelin San Nicolas has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended the client transfer funds for personal accounts and then provide the advisor with cashier checks to purchase personal seat licenses for the new Las Vegas Raiders National football league team. Edward Jones settled the customer complaint for the full amount demanded by the customer. Javelin San Nicolas Red Flags & Your Rights As An Investor Of course, Javelin San Nicolas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javelin San Nicolas at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Javelin San Nicolas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Javelin San Nicolas If you have questions about Edward Jones and/or Javelin San Nicolas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 5, 2023

Jasper Yang of J.P. Morgan Securities LLC

DID JASPER D. YANG CAUSE YOU INVESTMENT LOSSES? Jasper Yang Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Jasper Yang of J.P. Morgan Securities LLC? Jasper Yang (CRD #5787797) who is currently registered with J.P. Morgan Securities LLC and located in Temecula, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Jasper Yang was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jasper Yang Customer Complaint Jasper Yang has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor recommendations regarding managed account investment. The customer complaint was denied by J.P. Morgan securities, and to date, the customer has not taken any further action. Jasper Yang Red Flags & Your Rights As An Investor Of course, Jasper Yang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jasper Yang at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jasper Yang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Jasper Yang If you have questions about J.P. Morgan Securities LLC and/or Jasper Yang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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