FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 30, 2023

James Petrizzo of Independent Financial Group, LLC

DID JAMES PETRIZZO CAUSE YOU INVESTMENT LOSSES? James Petrizzo Of Independent Financial Group, LLC And Formerly With Cuso Financial Services, L.P. and Cuna Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Petrizzo of Independent Financial Group, LLC? James Petrizzo (CRD #2140799) who is currently registered with Independent Financial Group, LLC and located in Boulder City, Nevada, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, James Petrizzo was associated with Cuso Financial Services, L.P. and Cuna Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Petrizzo Customer Complaint James Petrizzo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not disclose the callable nature of a CBA investment at the time of purchase. The customer complaint was settled by Cuna Brokerage Services in favor of the investor. James Petrizzo Red Flags & Your Rights As An Investor Of course, James Petrizzo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Petrizzo at Independent Financial Group, LLC, Cuso Financial Services, L.P. and Cuna Brokerage Services, Inc on alert to review carefully the activity and performance of their accounts and question whether James Petrizzo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC, Cuso Financial Services, L.P. and Cuna Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To James Petrizzo If you have questions about Independent Financial Group, LLC, Cuso Financial Services, L.P., Cuna Brokerage Services, Inc. and/or James Petrizzo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James Beckman of Truist Investment Services, Inc.

DID JAMES NEAL BECKMAN CAUSE YOU INVESTMENT LOSSES? James Beckman Of Truist Investment Services, Inc. and Formerly with Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Beckman of Truist Investment Services, Inc.? James Beckman (CRD #2237189) who is currently registered with Truist Investment Services, Inc. and located in Naples, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Truist Investment Services, Inc., James Beckman was associated with Fifth Third Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Beckman Customer Complaint James Beckman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to customers alleges dissatisfaction with performance of a managed portfolio. The customer complaint was denied, and the customer is not taken any further action. James Beckman Red Flags & Your Rights As An Investor Of course, James Beckman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Beckman at Truist Investment Services, Inc. and Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Beckman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To James Beckman If you have questions about Truist Investment Services, Inc., Fifth Third Securities, Inc. and/or James Beckman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James Lamont formerly with Whitehall Parker Securities, Inc.

DID JAMES MARTEN LAMONT CAUSE YOU INVESTMENT LOSSES? James Lamont Formerly With Whitehall Parker Securities, Inc. and Independent Financial Group, LLC Has 14 Customer Complaints For Alleged Broker Misconduct Who is James Lamont formerly with Whitehall Parker Securities, Inc.? James Lamont (CRD #2846228) who was formerly registered with Whitehall Parker Securities, Inc. and located in San Francisco, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Whitehall Parker Securities, Inc., James Lamont was associated with Independent Financial Group, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lamont has had his own share of regulatory problems. In November 2019, he was suspended and all capacities for 18 months and ordered to pay disgorgement to a customer and fines. When James Lamont failed to pay those fines, his registration was revoked. James Lamont Customer Complaints James Lamont has been the subject of 14 customer complaints that we know about to recover investment losses. Thirteen of the customer complaints were settled in favor of the investors. One customer complaint resulted in an arbitration proceeding that is still pending. Allegations Against Whitehall Parker Securities, Inc. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Lamont Red Flags & Your Rights As An Investor Of course, James Lamont did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lamont at Whitehall Parker Securities, Inc. and Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether James Lamont has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Whitehall Parker Securities, Inc. and Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Whitehall Parker Securities, Inc. Due To James Lamont If you have questions about Whitehall Parker Securities, Inc., Independent Financial Group, LLC and/or James Lamont and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James McCarthy of Charles Schwab & Co., Inc.

DID JAMES MICHAEL MCCARTHY CAUSE YOU INVESTMENT LOSSES? James McCarthy Of Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James McCarthy of Charles Schwab & Co., Inc.? James McCarthy (CRD #1090461) who is currently registered with Charles Schwab & Co., Inc. and located in Lone Tree, Colorado, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Charles Schwab & Co., Inc., James McCarthy was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James McCarthy Customer Complaint James McCarthy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendations to place limit order resulted in multiple closing orders for the same option in losses. The customer complaint was settled by Charles Schwab in favor of the investor. James McCarthy Red Flags & Your Rights As An Investor Of course, James McCarthy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James McCarthy at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether James McCarthy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To James McCarthy If you have questions about Charles Schwab & Co., Inc. and/or James McCarthy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James Lacey, Jr of Morgan Stanley

DID JAMES LESLIE LACEY JR CAUSE YOU INVESTMENT LOSSES? James Lacey, Jr Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Lacey, Jr of Morgan Stanley? James Lacey, Jr (CRD #3087081) who is currently registered with Morgan Stanley and located in Koloa, Hawaii, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, James Lacey, Jr was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lacey, Jr Customer Complaints James Lacey, Jr has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by his former employers Merrill Lynch Pierce Fenner and Smith and UBS Financial Services in favor of the investors. The other customer complaint was denied by Morgan Stanley and, to date, it appears the customer has not taken any further action. Allegations Against James Lacey, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Lacey, Jr Red Flags & Your Rights As An Investor Of course, James Lacey, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lacey, Jr at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Lacey, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Lacey, Jr If you have questions about Morgan Stanley and/or James Lacey, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Connell Mid-Atlantic Securities, Inc.

DID JAMES LEE CONNELL CAUSE YOU INVESTMENT LOSSES? James Connell Formerly With Mid-Atlantic Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Connell Mid-Atlantic Securities, Inc.? James Connell (CRD #52276) who was formerly registered with Mid-Atlantic Securities, Inc. and located in Raleigh, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mid-Atlantic Securities, Inc., James Connell was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Connell Customer Complaints James Connell has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by James Connell’s employer in favor of the investors. Allegations Against James Connell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Connell Red Flags & Your Rights As An Investor Of course, James Connell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Connell at Mid-Atlantic Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Connell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mid-Atlantic Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mid-Atlantic Securities, Inc. Due To James Connell If you have questions about Mid-Atlantic Securities, Inc. and/or James Connell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Greene formerly with B. Riley Wealth Management

DID JAMES LEE GREENE CAUSE YOU INVESTMENT LOSSES? James Greene Formerly With B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Greene formerly with B. Riley Wealth Management? James Greene (CRD #2974053) who was formerly registered with B. Riley Wealth Management and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to B. Riley Wealth Management, James Greene was associated with National Securities Corporation and First Command Financial Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Greene Customer Complaints James Greene has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by James Greene’s former employers in favor of the investors. The other customer complaint remains pending against National Securities Corp. Allegations Against James Greene A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Greene Red Flags & Your Rights As An Investor Of course, James Greene did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Greene at B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning on alert to review carefully the activity and performance of their accounts and question whether James Greene has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To James Greene If you have questions about B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning and/or James Greene and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Louderbaugh of Oppenheimer & Co. Inc.

DID JAMES KENNETH LOUDERBAUGH CAUSE YOU INVESTMENT LOSSES? James Louderbaugh Of Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Louderbaugh of Oppenheimer & Co. Inc.? James Louderbaugh (CRD #1282165) who is currently registered with Oppenheimer & Co. Inc. and located in Springfield, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., James Louderbaugh was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Louderbaugh Customer Complaints James Louderbaugh has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Oppenheimer & Co. in favor of the investor. The other customer complaint was denied by the financial advisor’s former employer and the customer took no further action. Allegations Against James Louderbaugh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Louderbaugh Red Flags & Your Rights As An Investor Of course, James Louderbaugh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Louderbaugh at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether James Louderbaugh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To James Louderbaugh If you have questions about Oppenheimer & Co. Inc. and/or James Louderbaugh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2023

James Treby of GMS Group

DID JAMES IAN TREBY CAUSE YOU INVESTMENT LOSSES? James Treby Of GMS Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Treby of GMS Group? James Treby (CRD #5007419) who is currently registered with GMS Group and located in East Hanover, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to GMS Group, James Treby was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Treby Customer Complaints James Treby has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by James Treby’s employer, and to date, it appears that the customers have not taken any further action. Allegations Against James Treby A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Treby Red Flags & Your Rights As An Investor Of course, James Treby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Treby at GMS Group on alert to review carefully the activity and performance of their accounts and question whether James Treby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GMS Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GMS Group Due To James Treby If you have questions about GMS Group and/or James Treby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2023

James Garner of Raymond James & Associates, Inc.

DID JAMES HYDRICK GARNER CAUSE YOU INVESTMENT LOSSES? James Garner Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Garner of Raymond James & Associates, Inc.? James Garner (CRD #1497791) who is currently registered with Raymond James & Associates, Inc. and located in Little Rock, Arkansas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., James Garner was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Garner Customer Complaint James Garner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a Lehman Brothers principal protected note was misrepresented. The customer complaint was settled by UBS Financial Services in favor of the investor. James Garner Red Flags & Your Rights As An Investor Of course, James Garner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Garner at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Garner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To James Garner If you have questions about Raymond James & Associates, Inc. and/or James Garner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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