FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 27, 2023

James Bowdish of Edward Jones

DID JAMES FREDRIC BOWDISH CAUSE YOU INVESTMENT LOSSES? James Bowdish Of Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Bowdish of Edward Jones? James Bowdish (CRD #3123554) who is currently registered with Edward Jones and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Edward Jones, James Bowdish was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Bowdish Customer Complaints James Bowdish has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by James Bowdish’s employer, and it appears to date, at the customers have not taken any further action. Allegations Against James Bowdish A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Bowdish Red Flags & Your Rights As An Investor Of course, James Bowdish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Bowdish at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Bowdish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To James Bowdish If you have questions about Edward Jones and/or James Bowdish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2023

James Joly of Cantella & Co., Inc.

DID JAMES ERNEST JOLY CAUSE YOU INVESTMENT LOSSES? James Joly Of Cantella & Co., Inc. And Formerly With Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is James Joly of Cantella & Co., Inc.? James Joly (CRD #2193463) who is currently registered with Cantella & Co., Inc. and located in Malden, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cantella & Co., Inc., James Joly was associated with Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Joly Customer Complaints James Joly has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL financial in favor of the investors. The other for customer complaints were denied by James Joly’s employer, and it appears, to date, that the customers have not taken any further action. Allegations Against James Joly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Joly Red Flags & Your Rights As An Investor Of course, James Joly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Joly at Cantella & Co., Inc., Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Joly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co., Inc., Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cantella & Co., Inc. Due To James Joly If you have questions about Cantella & Co., Inc., Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and/or James Joly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2023

James Kelly formerly with Pruco Securities, LLC

DID JAMES E. KELLY CAUSE YOU INVESTMENT LOSSES? James Kelly Formerly With Pruco Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Kelly formerly with Pruco Securities, LLC? James Kelly (CRD #2959343) who was formerly registered with Pruco Securities, LLC and located in Owings Mills, Maryland, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC, James Kelly was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Kelly has had his own share of regulatory problems. In November 2021 he was suspended by FINRA for allegedly engaging in a commission-sharing agreement with a registered representative of another firm without reflecting it on his member firm’s books and records. James Kelly Customer Complaints James Kelly has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by James Kelly’s former employer, and, to date, it appears that the customers have not taken any further action. Allegations Against James Kelly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Kelly Red Flags & Your Rights As An Investor Of course, James Kelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Kelly at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether James Kelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To James Kelly If you have questions about Pruco Securities, LLC and/or James Kelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2023

James Lyons formerly with Raymond James & Associates, Inc.

DID JAMES EDWARD LYONS CAUSE YOU INVESTMENT LOSSES? James Lyons Formerly With Raymond James & Associates, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Who is James Lyons formerly with Raymond James & Associates, Inc.? James Lyons (CRD #1020397) who was formerly registered with Raymond James & Associates, Inc. and located in Shreveport, Louisiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., James Lyons was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lyons has had his own share of regulatory problems. In 2018, he refused to cooperate with a FINRA investigation and was permanently barred from any further association with any FINRA member firm. James Lyons Customer Complaints James Lyons has been the subject of 9 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in the amount of over $2.9 million. Five customer complaints were settled in favor of the investors. The other 3 customer complaints were denied by James Lyons employers, and today, it appears the customers took no further action. Allegations Against James Lyons A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Lyons Red Flags & Your Rights As An Investor Of course, James Lyons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lyons at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Lyons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To James Lyons If you have questions about Raymond James & Associates, Inc. and/or James Lyons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2023

James Merrill of Edward Jones

DID JAMES D. MERRILL CAUSE YOU INVESTMENT LOSSES? James Merrill Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is James Merrill of Edward Jones? James Merrill (CRD #4198174) who is currently registered with Edward Jones and located in Albany, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, James Merrill was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Merrill Customer Complaint James Merrill has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations by a person holding a power of attorney of a mentally impaired client that the financial advisor was aware of the misappropriation from customer’s account and did not report same. Further, that the financial advisor did not act in the best interest of the client with regard to the purchase of an annuity. James Merrill Red Flags & Your Rights As An Investor Of course, James Merrill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Merrill at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Merrill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To James Merrill If you have questions about Edward Jones and/or James Merrill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2023

James Killeen of Stifel, Nicolaus & Company Incorporated

DID JAMES CHARLES KILLEEN CAUSE YOU INVESTMENT LOSSES? James Killeen Of Stifel, Nicolaus & Company Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is James Killeen of Stifel, Nicolaus & Company Incorporated? James Killeen (CRD #2666093) who is currently registered with Stifel, Nicolaus & Company Incorporated and located in Pasadena, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Stifel, Nicolaus & Company Incorporated, James Killeen was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Killeen Customer Complaint James Killeen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose risks associated with purchase of a security. James Killeen’s employer denied the complaint and today, the customer has not taken any further action. James Killeen Red Flags & Your Rights As An Investor Of course, James Killeen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Killeen at Stifel, Nicolaus & Company Incorporated on alert to review carefully the activity and performance of their accounts and question whether James Killeen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company Incorporated Due To James Killeen If you have questions about Stifel, Nicolaus & Company Incorporated and/or James Killeen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2023

James Schwartz formerly with Joseph Gunnar & Co. LLC

DID JAMES BRADLEY SCHWARTZ CAUSE YOU INVESTMENT LOSSES? James Schwartz Formerly With Joseph Gunnar & Co. LLC Has 12 Customer Complaints For Alleged Broker Misconduct Who is James Schwartz formerly with Joseph Gunnar & Co. LLC? James Schwartz (CRD #3043085) who was formerly registered with Joseph Gunnar & Co. LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Joseph Gunnar & Co. LLC, James Schwartz was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Schwartz has had his own share regulatory problems. In 2019, James Schwartz was permanently barred by FINRA from any further association with any member firm for allegedly excessively trading the accounts of customers of his member firm and other sales practice violations. James Schwartz Customer Complaints James Schwartz has been the subject of 12 customer complaints that we know about to recover investment losses. Eleven customer complaints were settled by his former employers in favor of the investors. One customer complaint for unauthorized trading was denied by the brokerage firm and the customer took no further action. Allegations Against James James Schwartz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Schwartz Red Flags & Your Rights As An Investor Of course, James Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Schwartz at Joseph Gunnar & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether James Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Gunnar & Co. LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Gunnar & Co. LLC Due To James Schwartz If you have questions about Joseph Gunnar & Co. LLC and/or James Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2023

James Barrett J.P. Morgan Securities LLC

DID JAMES BARRETT CAUSE YOU INVESTMENT LOSSES? James Barrett Of J.P. Morgan Securities LLC And Formerly With Northwestern Mutual Investment Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct Who is James Barrett of J.P. Morgan Securities LLC? James Barrett (CRD #6040059) who is currently registered with J.P. Morgan Securities LLC and located in Chicago Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, James Barrett was associated with Northwestern Mutual Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Barrett Customer Complaint James Barrett has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for allegedly making misrepresentations regarding a variable annuity investment. J.P. Morgan Securities settled the customer complaint in favor of the investor. James Barrett Red Flags & Your Rights As An Investor Of course, James Barrett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Barrett at J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Barrett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To James Barrett If you have questions about J.P. Morgan Securities LLC, Northwestern Mutual Investment Services, LLC and/or James Barrett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2023

James Allen of Oppenheimer & Co. Inc.

DID JAMES ARTHUR ALLEN CAUSE YOU INVESTMENT LOSSES? James Allen Of Oppenheimer & Co. Inc. And Formerly With Sanctuary Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Allen of Oppenheimer & Co. Inc.? James Allen (CRD #2287824) who is currently registered with Oppenheimer & Co. Inc. and located in Chicago, Illinois, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., James Allen was associated with Oppenheimer & Co. Inc., Sanctuary Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Allen Customer Complaints James Allen has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by James Allen’s employer in favor of the investors. Allegations Against James Allen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Allen Red Flags & Your Rights As An Investor Of course, James Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Allen at Oppenheimer & Co. Inc. and Sanctuary Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether James Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Sanctuary Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To James Allen If you have questions about Oppenheimer & Co. Inc., Sanctuary Advisors, LLC and/or James Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 24, 2023

James Bologna of Allstate Financial Services, LLC

DID JAMES ANTHONY BOLOGNA CAUSE YOU INVESTMENT LOSSES? James Bologna Of Allstate Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Bologna of Allstate Financial Services, LLC? James Bologna (CRD #3232798) who is currently registered with Allstate Financial Services, LLC and located in Macomb, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Allstate Financial Services, LLC, James Bologna was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Investment Losses? We Can Help. or, give us a ring at (800) 732-2889. James Bologna Customer Complaints James Bologna has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer disputes were settled in favor of the investors. Allegations Against James Bologna A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Bologna Red Flags & Your Rights As An Investor Of course, James Bologna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Bologna at Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Bologna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Stockbroker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To James Bologna If you have questions about Allstate Financial Services, LLC and/or James Bologna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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