FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 22, 2023

Ivan Williams, IV of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID IVAN WILLIAMS IV CAUSE YOU INVESTMENT LOSSES? Ivan Williams, IV Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Ivan Williams, IV of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Ivan Williams, IV (CRD #5610678) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Tulsa, Oklahoma, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith, Ivan Williams, IV was associated with Charles Schwab & Co., Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ivan Williams, IV Customer Complaint Ivan Williams, IV has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to follow the client’s instructions related to the purchase of a mutual fund. Ivan Williams former employer denied the complaint and, today, the customer has not taken any further action. Ivan Williams, IV Red Flags & Your Rights As An Investor Of course, Ivan Williams, IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ivan Williams, IV at Merrill Lynch, Pierce, Fenner & Smith and Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Ivan Williams, IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith and Charles Schwab & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith, Due To Ivan Williams, IV If you have questions about Merrill Lynch, Pierce, Fenner & Smith, Charles Schwab & Co., Inc. and/or Ivan Williams, IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 22, 2023

Ioan Grigor of Bankers Life Securities, Inc.

DID IOAN GRIGOR CAUSE YOU INVESTMENT LOSSES? Ioan Grigor Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Ioan Grigor of Bankers Life Securities, Inc.? Ioan Grigor (CRD #5920443) who is currently registered with Bankers Life Securities, Inc. and located in Northridge, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Bankers Life Securities, Inc., Ioan Grigor was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ioan Grigor Customer Complaint Ioan Grigor has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor changed an insurance policy without their knowledge or consent and further that a Jackson National Variable Annuity was unsuitable for them. The company settled the customer complaint favorably for the investor. Ioan Grigor Red Flags & Your Rights As An Investor Of course, Ioan Grigor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ioan Grigor at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ioan Grigor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Ioan Grigor If you have questions about Bankers Life Securities, Inc. and/or Ioan Grigor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2023

Ignacio Tejera of Truist Investment Services, Inc.

DID IGNACIO CARLOS TEJERA CAUSE YOU INVESTMENT LOSSES? Ignacio Tejera Of Truist Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ignacio Tejera of Truist Investment Services, Inc.? Ignacio Tejera (CRD #4422696) who is currently registered with Truist Investment Services, Inc. and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Truist Investment Services, Inc., Ignacio Tejera was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ignacio Tejera Customer Complaints Ignacio Tejera has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by SunTrust Investment Services with $300,000 in favor of the investor. The other customer complaint was denied by the brokerage firm and the customer took no further action. Allegations Against Ignacio Tejera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ignacio Tejera Red Flags & Your Rights As An Investor Of course, Ignacio Tejera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ignacio Tejera at Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ignacio Tejera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Ignacio Tejera If you have questions about Truist Investment Services, Inc. and/or Ignacio Tejera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2023

Ian Schmidt of Mid Atlantic Capital Corporation

DID IAN MICHAEL SCHMIDT CAUSE YOU INVESTMENT LOSSES? Ian Schmidt Of Mid Atlantic Capital Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Ian Schmidt of Mid Atlantic Capital Corporation? Ian Schmidt (CRD #5121518) who is currently registered with Mid Atlantic Capital Corporation and located in Dublin, Ohio, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Mid Atlantic Capital Corporation, Ian Schmidt was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ian Schmidt Customer Complaint Ian Schmidt has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for facilitating the client’s use of a qualified retirement plan savings the satisfy again willing debts incurred in partnership with Ian Schmidt. Mr. Schmidt was terminated by Everhart Advisors of this alleged misconduct. Ian Schmidt Red Flags & Your Rights As An Investor Of course, Ian Schmidt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Schmidt at Mid Atlantic Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Ian Schmidt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mid Atlantic Capital Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mid Atlantic Capital Corporation Due To Ian Schmidt If you have questions about Mid Atlantic Capital Corporation and/or Ian Schmidt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2023

Ian Ha of Infinity Financial Services

DID IAN HA CAUSE YOU INVESTMENT LOSSES? Ian Ha Of Infinity Financial Services And Formerly With AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Ian Ha of Infinity Financial Services? Ian Ha (CRD #5679255) who is currently registered with Infinity Financial Services and located in Beverly Hills, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinity Financial Services, Ian Ha was associated with AXA Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ian Ha has had his own regulatory problems. He has been permanently barred by FINRA from any further association with any member firm for failure to cooperate in one of its investigations. Ian Ha Customer Complaint Ian Ha has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for alleged misrepresentations in connection with the replacement of life insurance policies with 2 universal life insurance policies. The customer complaint was denied by AXA Advisors, and the customer took no further action. Ian Ha Red Flags & Your Rights As An Investor Of course, Ian Ha did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Ha at Infinity Financial Services and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ian Ha has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinity Financial Services and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinity Financial Services Due To Ian Ha If you have questions about Infinity Financial Services, AXA Advisors, LLC and/or Ian Ha and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Hoyte Cole of Edward Jones

DID HOYTE C. COLE CAUSE YOU INVESTMENT LOSSES? Hoyte Cole of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Hoyte Cole of Edward Jones? Hoyte Cole (CRD #2948467) who is currently registered with Edward Jones and located in Virginia Beach, Virginia, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Edward Jones, Hoyte Cole was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hoyte Cole Customer Complaint Hoyte Cole has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to purchase variable annuities in a trust account. The customer complaint was denied, and to date, the customer has not taken any further action. Hoyte Cole Red Flags & Your Rights As An Investor Of course, Hoyte Cole did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hoyte Cole at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Hoyte Cole has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Hoyte Cole If you have questions about Edward Jones and/or Hoyte Cole and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Howard Hsieh of Cetera Investment Services LLC

DID HOWARD HAO-CHUNG HSIEH CAUSE YOU INVESTMENT LOSSES? Howard Hsieh Of Cetera Investment Services LLC Has 7 Customer Complaints For Alleged Broker Misconduct Who is Howard Hsieh of Cetera Investment Services LLC? Howard Hsieh (CRD #4947882) who is currently registered with Cetera Investment Services LLC and located in Irving, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Investment Services LLC, Howard Hsieh was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Howard Hsieh Customer Complaints Howard Hsieh has been the subject of 7 customer complaints that we know about to recover investment losses. Three customer complaints were settled by Cetera Investment Services in favor of the investors. One customer complaint was denied by his employer, and today, the customer has not taken any further action. There are currently 3 pending arbitration proceeding filed against Cetera Investment Services for Howard Hsieh’s alleged misconduct. Allegations Against Howard Hsieh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Howard Hsieh Red Flags & Your Rights As An Investor Of course, Howard Hsieh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Hsieh at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Howard Hsieh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Howard Hsieh If you have questions about Cetera Investment Services LLC and/or Howard Hsieh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Howard Allen III Formerly of Portfolio Advisors Alliance, LLC

DID HOWARD JOSEPH ALLEN III CAUSE YOU INVESTMENT LOSSES? Howard Allen, III Formerly of Portfolio Advisors Alliance, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Who is Howard Allen III Formerly of Portfolio Advisors Alliance, LLC? Howard Allen, III (CRD #2033586) who was formerly registered with Portfolio Advisors Alliance, LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Portfolio Advisors Alliance, LLC, Howard Allen, III was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Howard Allen has had his own share of regulatory problems. The SEC filed suit for violation of the federal securities laws and a jury found him liable. As a result, he was permanently barred from the securities industry. Further, at least 4 states barred and/or suspended him. Howard Allen III Customer Complaints Howard Allen, III has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor in the amount of over $551,000.Three customer complaints were settled by Sands Brother’s in favor of the investors. One customer complaint was denied and, to date, the customer has not taken any action. There is currently one pending arbitration proceeding filed against Howard to Allen’s employer Portfolio Advisors Alliance. Allegations Against Howard Allen III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Howard Allen III Red Flags & Your Rights As An Investor Of course, Howard Allen, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Allen, III at Portfolio Advisors Alliance, LLC on alert to review carefully the activity and performance of their accounts and question whether Howard Allen, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Portfolio Advisors Alliance, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Portfolio Advisors Alliance, LLC Due To Howard Allen, III If you have questions about Portfolio Advisors Alliance, LLC and/or Howard Allen, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Horacio Gomez-Rabago of Oppenheimer & Co. Inc.

DID HORACIO GOMEZ-RABAGO CAUSE YOU INVESTMENT LOSSES? Horacio Gomez-Rabago Of Oppenheimer & Co. Inc. And Formerly With Morgan Stanley Has 7 Customer Complaints For Alleged Broker Misconduct Who is Horacio Gomez-Rabago of Oppenheimer & Co. Inc.? Horacio Gomez-Rabago (CRD #4437037) who is currently registered with Oppenheimer & Co. Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Horacio Gomez-Rabago was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Horacio Gomez-Rabago Customer Complaints Horacio Gomez-Rabago has been the subject of 7 customer complaints that we know about to recover investment losses. One customer complaint was settled by UBS International for $700,000. Another customer complaint was settled by UBS International $175,000 in favor of the investor. Four customer complaints were denied by his employers and, today, those customers have not taken any further action. Allegations Against Horacio Gomez-Rabago A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Horacio Gomez-Rabago Red Flags & Your Rights As An Investor Of course, Horacio Gomez-Rabago did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Horacio Gomez-Rabago and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Horacio Gomez-Rabago has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Horacio Gomez-Rabago If you have questions about Oppenheimer & Co. Inc., Morgan Stanley and/or Horacio Gomez-Rabago and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 19, 2023

Henry Goodman Formerly With UBS Financial Services Inc.

DID HENRY NATHAN GOODMAN CAUSE YOU INVESTMENT LOSSES? Henry Goodman Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Henry Goodman Formerly With UBS Financial Services Inc.? Henry Goodman (CRD #1789359) who was formerly registered with UBS Financial Services Inc. and located in New York New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Henry Goodman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henry Goodman Customer Complaints Henry Goodman has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. The other customer complaint remains pending in a FINRA arbitration proceeding. Allegations Against Henry Goodman The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses relate to unsuitable investment recommendations and misrepresentations about and options overlay strategy investment known as “YES,” the Yield Enhancement Strategy. Henry Goodman Red Flags & Your Rights As An Investor Of course, Henry Goodman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Goodman formerly with UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Henry Goodman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses at UBS Financial Services Inc. Due to Henry Goodman If you have questions about UBS Financial Services Inc. and/or Henry Goodman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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