FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 30, 2023

Michael Cecil of Morgan Stanley

DID MICHAEL EDWARD CECIL CAUSE YOU INVESTMENT LOSSES? Michael Cecil Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Michael Cecil Customer Complaint Michael Cecil has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to a mutual fund exchange. Morgan Stanley denied the customer complaint, and to date, no further action has been taken. Michael Cecil Red Flags & Your Rights As An Investor Of course, Michael Cecil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Cecil at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Cecil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Cecil If you have questions about Morgan Stanley and/or Michael Cecil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Freeman formerly with Spartan Capital Securities, LLC

DID MICHAEL EDGAR FREEMAN CAUSE YOU INVESTMENT LOSSES? Michael Freeman Formerly With Spartan Capital Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael Freeman Customer Complaints Michael Freeman has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award against Michael Freeman and his employer. The other customer complaint evolved into a FINRA arbitration and was settled by Spartan Capital Securities in favor of the investor. Allegations Against Michael Freeman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Freeman Red Flags & Your Rights As An Investor Of course, Michael Freeman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Freeman at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Freeman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Michael Freeman If you have questions about Spartan Capital Securities, LLC and/or Michael Freeman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 29, 2023

Michael Bell of Cetera Advisor Networks LLC

DID MICHAEL EARL BELL CAUSE YOU INVESTMENT LOSSES? Michael Bell Of Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Bell Customer Complaint Michael Bell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the recommended investments were unsuitable and that there was an overconcentration in client’s account. Michael Bell’s employer settled the customer complaint in favor of the investor. Michael Bell Red Flags & Your Rights As An Investor Of course, Michael Bell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bell at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Bell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Michael Bell If you have questions about Cetera Advisor Networks LLC and/or Michael Bell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 29, 2023

Michael Edwards of Morgan Stanley

DID MICHAEL DAVID EDWARDS CAUSE YOU INVESTMENT LOSSES? Michael Edwards Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Michael Edwards Customer Complaint Michael Edwards has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitability recommendations of a variable annuity and mutual fund. Morgan Stanley settled the customer complaint in favor of the investors. Michael Edwards Red Flags & Your Rights As An Investor Of course, Michael Edwards did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Edwards at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Edwards has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Edwards If you have questions about Morgan Stanley and/or Michael Edwards and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 29, 2023

Michael Venturino formerly with Spartan Capital Securities, LLC

DID MICHAEL CHRISTOPHER VENTURINO CAUSE YOU INVESTMENT LOSSES? Michael Venturino Formerly With Spartan Capital Securities, LLC and Trident Partners Ltd. Has 16 Customer Complaints For Alleged Broker Misconduct Michael Venturino Customer Complaints Michael Venturino has been the subject of 16 customer complaints that we know about to recover investment losses. Eleven of the customer complaints were settled by Michael Venturino’s employers in favor of the investors. Four of the customer complaints were denied and, to date, no further action has been taken. There is currently one arbitration proceeding that is pending against his former employer, Trident Partners, Ltd. for his alleged misconduct. Allegations Against Michael Venturino A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Venturino Red Flags & Your Rights As An Investor Of course, Michael Venturino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Venturino at Spartan Capital Securities, LLC and Trident Partners Ltd. on alert to review carefully the activity and performance of their accounts and question whether Michael Venturino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC and Trident Partners Ltd. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Michael Venturino If you have questions about Spartan Capital Securities, LLC, Trident Partners Ltd. and/or Michael Venturino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 29, 2023

Michael Martino of Four Points Capital Partners LLC

DID MICHAEL CHRISTOPHER MARTINO CAUSE YOU INVESTMENT LOSSES? Michael Martino Of Four Points Capital Partners LLC Has 5 Customer Complaints For Alleged Broker Misconduct Michael Martino Customer Complaints Michael Martino has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Four Points Capital Partners in favor of the investors. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Michael Martino A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Martino Red Flags & Your Rights As An Investor Of course, Michael Martino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Martino at Four Points Capital Partners LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Martino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Four Points Capital Partners LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Four Points Capital Partners LLC Due To Michael Martino If you have questions about Four Points Capital Partners LLC and/or Michael Martino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2023

Michael DiPenta of TIAA-CREF Individual & Institutional Services, LLC

DID MICHAEL CHRISTOPHER DIPENTA CAUSE YOU INVESTMENT LOSSES? Michael DiPenta Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael DiPenta Customer Complaint Michael DiPenta has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to sell equities and invest the sales proceeds and fixed rate investments. The customer complaint was denied by Michael DiPenta’s employer and, to date, the customer has not taken any further action. Michael DiPenta Red Flags & Your Rights As An Investor Of course, Michael DiPenta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael DiPenta at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael DiPenta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Michael DiPenta If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Michael DiPenta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2023

Michael Alvarez of Unionbanc Investment Services, LLC

DID MICHAEL CHRISTOPHER ALVAREZ CAUSE YOU INVESTMENT LOSSES? Michael Alvarez Of Unionbanc Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Alvarez Customer Complaint Michael Alvarez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to purchase equities. The customer dispute was denied by Michael Alvarez’s employer and the customer, to date, has not taken any further action. Michael Alvarez Red Flags & Your Rights As An Investor Of course, Michael Alvarez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Alvarez at Unionbanc Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Alvarez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Unionbanc Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Unionbanc Investment Services, LLC Due To Michael Alvarez If you have questions about Unionbanc Investment Services, LLC and/or Michael Alvarez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2023

Michael Bates of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL BRUCE BATES CAUSE YOU INVESTMENT LOSSES? Michael Bates Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Michael Bates Customer Complaint Michael Bates has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Merrill Lynch Pierce Fenner and Smith settled the customer dispute in favor of the investor. Michael Bates Red Flags & Your Rights As An Investor Of course, Michael Bates did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bates at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michael Bates has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Bates If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Michael Batesand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2023

Michael Carter formerly with Morgan Stanley

DID MICHAEL BARRY CARTER CAUSE YOU INVESTMENT LOSSES? Michael Carter Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Michael Carter Customer Complaints Michael Carter has been the subject of 5 customer complaints that we know about to recover investment losses. All 5 of the customer complaints were settled by Morgan Stanley in favor of the investors. Morgan Stanley also terminated him for his misconduct. Allegations Against Michael Carter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Carter Red Flags & Your Rights As An Investor Of course, Michael Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Carter at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Carter If you have questions about Morgan Stanley and/or Michael Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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