FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 12, 2023

Junior Tonkam formerly with PFS Investments Inc.

DID JUNIOR AGOBET TONKAM CAUSE YOU INVESTMENT LOSSES? Junior Tonkam Formerly With PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Junior Tonkam Customer Complaint Junior Tonkam has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor stole the customer’s money. PFS Investments settled the customer complaint for the full amount demanded. Junior Tonkam Red Flags & Your Rights As An Investor Of course, Junior Tonkam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Junior Tonkam at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Junior Tonkam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Junior Tonkam If you have questions about PFS Investments Inc. and/or Junior Tonkam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 12, 2023

Julie Cohen of Mutual Securities, Inc.

DID JULIE LAN COHEN CAUSE YOU INVESTMENT LOSSES? Julie Cohen Of Mutual Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Julie Cohen Customer Complaints Julie Cohen has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints proceeded to arbitration and resulted in an arbitration award in favor of the investors in excess of $727,000. The other 2 customer disputes are pending in Federal Court in Denver, Colorado. Allegations Against Julie Cohen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Julie Cohen Red Flags & Your Rights As An Investor Of course, Julie Cohen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julie Cohen at Mutual Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Julie Cohen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mutual Securities, Inc. Due To Julie Cohen If you have questions about Mutual Securities, Inc. and/or Julie Cohen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2023

How to File a Formal Complaint Against Your Financial Advisor

When you hire a financial advisor, you expect the advisor to act in your best interest to prevent unnecessary losses. Unfortunately, however, financial advisors do not always live up to these expectations. In some cases, a financial advisor fails to follow an investor’s requests and guidelines or otherwise engages in misconduct, causing the investor to suffer losses. When this happens, the investor may be able to file an official complaint against the financial advisor through the Financial Industry Regulatory Authority (FINRA). In this article you will learn how to file a complaint against a financial advisor to recover your losses.

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Mar 11, 2023

Juergen Weber formerly with Benjamin & Jerold Brokerage I, LLC

DID JUERGEN WEBER CAUSE YOU INVESTMENT LOSSES? Juergen Weber Formerly With Benjamin & Jerold Brokerage I, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Juergen Weber Customer Complaints Juergen Weber has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor. The other customer complaint was settled by Wachovia Securities in favor of the investor. Allegations Against Juergen Weber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Juergen Weber Red Flags & Your Rights As An Investor Of course, Juergen Weber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juergen Weber at Benjamin & Jerold Brokerage I, LLC on alert to review carefully the activity and performance of their accounts and question whether Juergen Weber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin & Jerold Brokerage I, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Benjamin & Jerold Brokerage I, LLC Due To Juergen Weber If you have questions about Benjamin & Jerold Brokerage I, LLC and/or Juergen Weber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2023

Juan Ley of Wells Fargo Clearing Services, LLC

DID JUAN LEY CAUSE YOU INVESTMENT LOSSES? Juan Ley Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Juan Ley Customer Complaints Juan Ley has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Wells Fargo Clearing services and the customers took no further action. Allegations Against Juan Ley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Juan Ley Red Flags & Your Rights As An Investor Of course, Juan Ley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Ley at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Juan Ley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Juan Ley If you have questions about Wells Fargo Clearing Services, LLC and/or Juan Ley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2023

Juan E. Goytia of UBS Financial Services Inc.

DID JUAN E. GOYTIA CAUSE YOU INVESTMENT LOSSES? Juan E. Goytia Formerly With UBS Financial Services Inc. Has 88 Customer Complaints For Alleged Broker Misconduct Juan E. Goytia Customer Complaints Juan E. Goytia has been the subject of 88 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration resulted in an award in favor of the investor in excess of $4.2 million. Eighty-three of the other customer complaints were settled by UBS Financial Services in favor of the investors. Only two of the customer complaints were denied and the customers did not take any further action. Allegations Against Juan E. Goytia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Juan E. Goytia Red Flags & Your Rights As An Investor Of course, Juan E. Goytia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan E. Goytia at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Juan E. Goytia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Juan E. Goytia If you have questions about UBS Financial Services Inc. and/or Juan E. Goytia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2023

Joshua Lipman of Revere Securities LLC

DID JOSHUA ROSS LIPMAN CAUSE YOU INVESTMENT LOSSES? Joshua Lipman Of Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Joshua Lipman Customer Complaint Joshua Lipman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for overconcentration, unnecessary use of margin and overall mismanagement of customer’s accounts. The customer complaint was settled by Revere Securities in favor of the investor for over $462,000. Joshua Lipman Red Flags & Your Rights As An Investor Of course, Joshua Lipman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Lipman at Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Lipman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To Joshua Lipman If you have questions about Revere Securities LLC and/or Joshua Lipman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2023

Joshua Ureke of Edward Jones

DID JOSHUA MICHAEL UREKE CAUSE YOU INVESTMENT LOSSES? Joshua Ureke of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Joshua Ureke Customer Complaint Joshua Ureke has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to follow instruction and move his accounts to cash before the accounts transferred out of the firm. Edward Jones settled the customer complaint in favor of the investor. Joshua Ureke Red Flags & Your Rights As An Investor Of course, Joshua Ureke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Ureke at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Joshua Ureke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joshua Ureke If you have questions about Edward Jones and/or Joshua Ureke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2023

Joshua Nix of Edward Jones

DID JOSHUA DAVID NIX CAUSE YOU INVESTMENT LOSSES? Joshua Nix Of Edward Jones And Formerly With Larson Financial Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Joshua Nix Customer Complaint Joshua Nix has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for mismanagement of variable universal life insurance policies subaccounts. The customer complaint was settled by Larson Financial Securities in favor of the investor. Joshua Nix Red Flags & Your Rights As An Investor Of course, Joshua Nix did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Nix at Edward Jones and Larson Financial Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Nix has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Larson Financial Securities, LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joshua Nix If you have questions about Edward Jones, Larson Financial Securities, LLC and/or Joshua Nix and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2023

Joseph Waterloo of Janney Montgomery Scott LLC

DID JOSEPH WILLIAM WATERLOO CAUSE YOU INVESTMENT LOSSES? Joseph Waterloo Of Janney Montgomery Scott LLC And Formerly With Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Joseph Waterloo Customer Complaint Joseph Waterloo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to implement the specific investment strategy that the client requested as indicated in the agreement. The customer complaint was settled in favor of the investor. Joseph Waterloo Red Flags & Your Rights As An Investor Of course, Joseph Waterloo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Waterloo at Janney Montgomery Scott LLC and Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Joseph Waterloo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and Vanguard Marketing Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Joseph Waterloo If you have questions about Janney Montgomery Scott LLC, Vanguard Marketing Corporation and/or Joseph Waterloo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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