FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 13, 2023

Gregory Jacobson of B. Riley Wealth Management

DID GREGORY ALAN JACOBSON CAUSE YOU INVESTMENT LOSSES? Gregory Jacobson Of B. Riley Wealth Management And Formerly With National Securities Corporation And Ameriprise Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gregory Jacobson of B. Riley Wealth Management? Gregory Jacobson (CRD #2635798) who is currently registered with B. Riley Wealth Management and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to B. Riley Wealth Management, Gregory Jacobson was associated with National Securities Corporation, Ameriprise Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Jacobson Customer Complaints Gregory Jacobson has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints settled in favor of the investor and the other was denied by Ameriprise Financial Services, and to date the customer is not taken any further action. Allegations Against Gregory Jacobson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Jacobson Red Flags & Your Rights As An Investor Of course, Gregory Jacobson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Jacobson at B. Riley Wealth Management, National Securities Corporation, and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Jacobson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management, National Securities Corporation, and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management To Gregory Jacobson If you have questions about B. Riley Wealth Management, National Securities Corporation, Ameriprise Financial Services, Inc. and/or Gregory Jacobson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2023

Gregory Williams formerly with Forta Financial Group, Inc.

DID GREGORY JON WILLIAMS CAUSE YOU INVESTMENT LOSSES? Gregory Williams Formerly With Forta Financial Group, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Who is Gregory Williams formerly with Forta Financial Group, Inc.? Gregory Williams (CRD #1561089) who was formerly registered with Forta Financial Group, Inc. and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations.  Gregory Williams has had his own share of regulatory problems. He was permanently barred from association with any FINRA member and all capacities. Gregory Williams Customer Complaints Gregory Williams has been the subject of 9 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Another arbitration claim was settled in favor of the investor. Morgan Stanley denied one customer complaint related to a variable annuity transaction, and to date, the customer has not taken any further action. There are currently 6 customer complaints pending against Forta Financial Group related to Gregory Williams investment recommendations. Allegations Against Gregory Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Williams Red Flags & Your Rights As An Investor Of course, Gregory Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Williams at Forta Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Forta Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Forta Financial Group, Inc. Due To Gregory Williams If you have questions about Forta Financial Group, Inc. and/or Gregory Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 12, 2023

Graham Okelly of RBC Capital Markets LLC

DID GRAHAM DYLAN OKELLY CAUSE YOU INVESTMENT LOSSES? Graham Okelly Of RBC Capital Markets LLC And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Graham Okelly of RBC Capital Markets LLC? Graham Okelly (CRD #4437544 ) who is currently registered with RBC Capital Markets LLC and located in Newport Beach, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets LLC, Graham Okelly was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Graham Okelly Customer Complaint Graham Okelly has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor engage in unauthorized trading. The customer complaint was settled in favor of the investor by RBC Capital Markets. Graham Okelly Red Flags & Your Rights As An Investor Of course, Graham Okelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Graham Okelly at RBC Capital Markets LLC, and formerly with Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Graham Okelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets LLC, and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Graham Okelly If you have questions about RBC Capital Markets LLC, Morgan Stanley and/or Graham Okelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 12, 2023

Grace Kim of Avantax Investment Services, Inc.

DID GRACE CHONG KIM CAUSE YOU INVESTMENT LOSSES? Grace Kim Of Avantax Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Grace Kim of Avantax Investment Services, Inc.? Grace Kim (CRD #4206921) who is currently registered with Avantax Investment Services, Inc. and located in Blue Bell, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Avantax Investment Services, Inc., Grace Kim was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Grace Kim Customer Complaint Grace Kim has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the recommendation of a surrender and replacement of a life insurance policy did not align with the client’s objectives. The customer complaint was denied, and it appears the customer took no further action. Grace Kim Red Flags & Your Rights As An Investor Of course, Grace Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Grace Kim at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Grace Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Grace Kim If you have questions about Avantax Investment Services, Inc. and/or Grace Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2023

Gordon Stevenson of Morgan Stanley

DID GORDON LESLIE STEVENSON CAUSE YOU INVESTMENT LOSSES? Gordon Stevenson Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Gordon Stevenson of Morgan Stanley? Gordon Stevenson (CRD #1226740) who is currently registered with Morgan Stanley and located in Dallas, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Gordon Stevenson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gordon Stevenson Customer Complaint Gordon Stevenson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the unsuitable recommendation of mutual fund investments. A customer complaint was denied by Morgan Stanley, antedate it appears that the customer has not taken any further action. Gordon Stevenson Red Flags & Your Rights As An Investor Of course, Gordon Stevenson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gordon Stevenson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Gordon Stevenson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Gordon Stevenson If you have questions about Morgan Stanley and/or Gordon Stevenson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2023

Glenn Yarbrough of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID GLENN YARBROUGH CAUSE YOU INVESTMENT LOSSES? Glenn Yarbrough Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Glenn Yarbrough of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Glenn Yarbrough (CRD #1695281) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Daytona Beach, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Glenn Yarbrough was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glenn Yarbrough Customer Complaints Glenn Yarbrough has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer’s filed an arbitration claim and was awarded $130,000. The other to customers complaints were denied, and today, it appears they have not taken any further action. Allegations Against Glenn Yarbrough A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Glenn Yarbrough Red Flags & Your Rights As An Investor Of course, Glenn Yarbrough did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Yarbrough at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Glenn Yarbrough has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Glenn Yarbrough If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Glenn Yarbrough and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2023

Glenn Werner David Lerner Associates, Inc.

DID GLENN H. WERNER CAUSE YOU INVESTMENT LOSSES? Glenn Werner Of David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Glenn Werner David Lerner Associates, Inc.? Glenn Werner (CRD #6118112) who is currently registered with David Lerner Associates, Inc. and located in Syosset, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to David Lerner Associates, Inc., Glenn Werner was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glenn Werner Customer Complaint Glenn Werner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, misrepresentation and breach of fiduciary duty related to mutual fund in private placement investments. The customer complaint was denied by the brokerage firm, and to date, it appears that the customer has not taken any further action. Glenn Werner Red Flags & Your Rights As An Investor Of course, Glenn Werner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Werner at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Glenn Werner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Glenn Werner If you have questions about David Lerner Associates, Inc. and/or Glenn Werner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2023

Glenn Pahnke of RBC Capital Markets, LLC

DID GLENN AUGUST PAHNKE CAUSE YOU INVESTMENT LOSSES? Glenn Pahnke Of RBC Capital Markets, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Glenn Pahnke of RBC Capital Markets, LLC? Glenn Pahnke (CRD #1803352) who is currently registered with RBC Capital Markets, LLC  and located in Scottsdale, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Glenn Pahnke was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glenn Pahnke Customer Complaints Glenn Pahnke has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by RBC Capital Markets and Robert W Baird in favor of the investors. The brokerage firm Robert W Baird denied the customer complaint and to date, no action has been taken by the customer. Allegations Against Glenn Pahnke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Glenn Pahnke Red Flags & Your Rights As An Investor Of course, Glenn Pahnke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Pahnke at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Glenn Pahnke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Glenn Pahnke If you have questions about RBC Capital Markets, LLC and/or Glenn Pahnke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2023

Gobind Hemnani at NY Life Securities LLC

DID GOBIND CHUHARMAL HEMNANI CAUSE YOU INVESTMENT LOSSES? Gobind Hemnani Of NY Life Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gobind Hemnani at NY Life Securities LLC? Gobind Hemnani (CRD #1227286) who is currently registered with NY Life Securities LLC and located in Silver Spring, Maryland, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to NY Life Securities LLC, Gobind Hemnani was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gobind Hemnani Customer Complaint Gobind Hemnani has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of the market risk of a variable universal life insurance policy. The customer complaint was settled by NYLIFE Securities in favor of the investor. Gobind Hemnani Red Flags & Your Rights As An Investor Of course, Gobind Hemnani did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gobind Hemnani at NY Life Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Gobind Hemnani has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NY Life Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NY Life Securities LLC Due To Gobind Hemnani If you have questions about NY Life Securities LLC and/or Gobind Hemnani and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2023

Glenn Childres of UBS Financial Services Inc.

DID GLENN DEAN CHILDRES CAUSE YOU INVESTMENT LOSSES? Glenn Childres Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Glenn Childres of UBS Financial Services Inc.? Glenn Childres (CRD #45750) who is currently registered with UBS Financial Services Inc. and located in Tyler, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Glenn Childres was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glenn Childres Customer Complaint Glenn Childres has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations of equity investments. UBS Financial Services settled the customer complaint in favor of the investor. Glenn Childres Red Flags & Your Rights As An Investor Of course, Glenn Childres did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Childres at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Glenn Childres has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Glenn Childres If you have questions about UBS Financial Services Inc. and/or Glenn Childres and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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