FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 9, 2023

Joseph Whitney formerly with Wedbush Securities Inc

DID JOSEPH WHITNEY CAUSE YOU INVESTMENT LOSSES? Joseph Whitney Formerly With Wedbush Securities Inc. and UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Whitney Customer Complaint Joseph Whitney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for fraud and breach of fiduciary duty by a financial advisor requesting the customer to invest in a project with his wife. The customer complaint is pending. Joseph Whitney Red Flags & Your Rights As An Investor Of course, Joseph Whitney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Whitney at Wedbush Securities Inc. and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Whitney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To Joseph Whitney If you have questions about Wedbush Securities Inc., UBS Financial Services Inc. and/or Joseph Whitney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2023

Joseph Valdes, Jr. of Valic Financial Advisors, Inc.

DID JOSEPH VALDES JR CAUSE YOU INVESTMENT LOSSES? Joseph Valdes, Jr. of Valic Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Valdes, Jr. Customer Complaints Joseph Valdes, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Valic Financial Advisors in favor of the investors. Allegations Against Joseph Valdes, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Valdes, Jr.  Red Flags & Your Rights As An Investor Of course, Joseph Valdes, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Valdes, Jr. at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Valdes, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc.  Due To Joseph Valdes, Jr. If you have questions about Valic Financial Advisors, Inc. and/or Joseph Valdes, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2023

Joseph Battaglia, Jr. Formerly With Vanguard Marketing Corporation

DID JOSEPH ROBERT BATTAGLIA JR. CAUSE YOU INVESTMENT LOSSES? Joseph Battaglia, Jr Formerly With Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Joseph Battaglia, Jr. Customer Complaint Joseph Battaglia, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to transfer his managed account funds into the money market. The customer complaint was denied by the Vanguard group and, to date, the customer is not taking any further action. Joseph Battaglia, Jr Red Flags & Your Rights As An Investor Of course, Joseph Battaglia, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Battaglia, Jr. at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Joseph Battaglia, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Joseph Battaglia, Jr. If you have questions about Vanguard Marketing Corporation and/or Joseph Battaglia, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2023

Joseph McLeod formerly of Intervest International Equities Corporation

DID JOSEPH READING McLEOD CAUSE YOU INVESTMENT LOSSES? Joseph McLeod Formerly With Intervest International Equities Corporation and G.F. Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph McLeod Customer Complaint Joseph McLeod has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for negligence, violations of Law, unsuitable recommendations, breach of fiduciary duty, and breach of securities industry law and rules related to to non-traded REIT’s. Joseph McLeod’s former employer settled the dispute in favor of of the customer. Joseph McLeod Red Flags & Your Rights As An Investor Of course, Joseph McLeod did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph McLeod at Intervest International Equities Corporation and G.F. Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph McLeod has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Intervest International Equities Corporation and G.F. Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Intervest International Equities Corporation Due To Joseph McLeod If you have questions about Intervest International Equities Corporation, G.F. Investment Services, LLC and/or Joseph McLeod and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2023

Joseph Fedorko, Jr of Laidlaw & Company (UK) Ltd.

DID JOSEPH MICHAEL FEDORKO JR CAUSE YOU INVESTMENT LOSSES? Joseph Fedorko, Jr Formerly With Laidlaw & Company (UK) Ltd. Has 18 Customer Complaints For Alleged Broker Misconduct Joseph Fedorko, Jr Customer Complaints Joseph Fedorko, Jr. has been the subject of 18 customer complaints that we know about to recover investment losses. Two of the customer complaints that proceeded to arbitration resulted in arbitration awards in favor of the investors. Ten of the customer complaints were settled by the financial advisor’s employer’s in favor in the investors. The remaining 6 customer complaints were denied by the representative’s former employers and the customers took no further action. Allegations Against Joseph Fedorko, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Fedorko, Jr Red Flags & Your Rights As An Investor Of course, Joseph Fedorko, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Fedorko, Jr. at Laidlaw & Company (UK) Ltd. on alert to review carefully the activity and performance of their accounts and question whether Joseph Fedorko, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Laidlaw & Company (UK) Ltd. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Ltd. Due To Joseph Fedorko, Jr. If you have questions about Laidlaw & Company (UK) Ltd. and/or Joseph Fedorko, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2023

Joseph McManus, III of Pruco Securities, LLC

DID JOSEPH M McMANUS III CAUSE YOU INVESTMENT LOSSES? Joseph McManus, III Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph McManus, III Customer Complaint Joseph McManus, III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the advisor’s failure to disclose all the facts regarding charges, expenses and fees related to an insurance policy replacement. The customer complaint was denied and today, the customer is not taking any further action. Joseph McManus, III Red Flags & Your Rights As An Investor Of course, Joseph McManus, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph McManus, III at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph McManus, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Joseph McManus, III If you have questions about Pruco Securities, LLC and/or Joseph McManus, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2023

Jose Martinez of Morgan Stanley

DID JOSE MANUEL MARTINEZ CAUSE YOU INVESTMENT LOSSES? Jose Martinez Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Jose Martinez Customer Complaint Jose Martinez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. The customer complaint was denied and, today, the customer has not taken any further action. Jose Martinez Red Flags & Your Rights As An Investor Of course, Jose Martinez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Martinez at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jose Martinez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jose Martinez If you have questions about Morgan Stanley and/or Jose Martinez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2023

Joseph Beckert formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOSEPH MARTIN BECKERT CAUSE YOU INVESTMENT LOSSES? Joseph Beckert Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Beckert Customer Complaints Joseph Beckert has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Merrill Lynch Pierce Fenner and Smith and the customers took no further action. Allegations Against Joseph Beckert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Beckert Red Flags & Your Rights As An Investor Of course, Joseph Beckert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Beckert at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joseph Beckert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Joseph Beckert If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joseph Beckert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 6, 2023

Joseph Pratt formerly with Stifel, Nicolaus & Company, Incorporated

DID JOSEPH HERSEY PRATT CAUSE YOU INVESTMENT LOSSES? Joseph Pratt Formerly With Stifel, Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Joseph Pratt Customer Complaints Joseph Pratt has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 of the customer complaints were settled by Stifel Nicholas & Co. and/or Wells Fargo Advisors in favor of the investors. Allegations Against Joseph Pratt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Pratt Red Flags & Your Rights As An Investor Of course, Joseph Pratt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Pratt at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joseph Pratt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Joseph Pratt If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Joseph Pratt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 6, 2023

Joseph Kolina formerly with BBVA Securities Inc.

DID JOSEPH LEAMON KOLINA CAUSE YOU INVESTMENT LOSSES? Joseph Kolina Of BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Kolina Customer Complaint Joseph Kolina has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation of variable and fixed annuity investments. The customer complaint was settled by BBVA Securities in favor of the investor. Joseph Kolina Red Flags & Your Rights As An Investor Of course, Joseph Kolina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Kolina at BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Kolina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At BBVA Securities Inc.  Due To Joseph Kolina If you have questions about BBVA Securities Inc. and/or Joseph Kolina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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