FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 17, 2023

Marshall Isaacson formerly with Newbridge Securities Corporation

DID MARSHALL OWEN ISAACSON CAUSE YOU INVESTMENT LOSSES? Marshall Isaacson Formerly With Newbridge Securities Corporation Has 6 Customer Complaints For Alleged Broker Misconduct Marshall Isaacson Customer Complaints Marshall Isaacson has been the subject of 6 customer complaints that we know about to recover investment losses. All 6 customer complaints were settled by Newbridge Securities Corporation or National Securities Corp. in favor of the investors. Allegations Against Marshall Isaacson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marshall Isaacson Red Flags & Your Rights As An Investor Of course, Marshall Isaacson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marshall Isaacson at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Marshall Isaacson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Marshall Isaacson If you have questions about Investors Newbridge Securities Corporation and/or Marshall Isaacson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 17, 2023

Marshall Hagen formerly with UBS Financial Services Inc.

DID MARSHALL CHARLES HAGEN CAUSE YOU INVESTMENT LOSSES? Marshall Hagen Formerly With UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Marshall Hagen Customer Complaints Marshall Hagen has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by UBS Financial Services and Citigroup Global Markets in favor of the investors. UBS Financial Services denied one complaint and the customer took no further action. Allegations Against Marshall Hagen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marshall Hagen Red Flags & Your Rights As An Investor Of course, Marshall Hagen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marshall Hagen at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Marshall Hagen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Marshall Hagen If you have questions about Investors UBS Financial Services Inc. and/or Marshall Hagen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 17, 2023

Marko Rendic formerly with Santander Securities LLC?

DID MARKO ANDRES RENDIC CAUSE YOU INVESTMENT LOSSES? Marko Rendic Formerly With Santander Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Marko Rendic Customer Complaint Marko Rendic has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, overconcentration, violations of the securities laws and rules, fraud, breach of fiduciary duty, negligence, and breach of contract related to the offer and sale of Puerto Rico Bonds. The arbitration claim was settled by Santander Securities, LLC in favor of the investor. Marko Rendic Red Flags & Your Rights As An Investor Of course, Marko Rendic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marko Rendic at Santander Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Marko Rendic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Santander Securities LLC Due To Marko Rendic If you have questions about Santander Securities LLC and/or Marko Rendic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 17, 2023

Mark Yunayev of J.P. Morgan Securities LLC

DID MARK YUNAYEV CAUSE YOU INVESTMENT LOSSES? Mark Yunayev Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Yunayev Customer Complaint Mark Yunayev has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations and unsuitable investment recommendations regarding mutual fund investment and a loan. The customer complaint is still pending in a FINRA arbitration proceeding. Mark Yunayev Red Flags & Your Rights As An Investor Of course, Mark Yunayev did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Yunayev at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Yunayev has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Mark Yunayev If you have questions about J.P. Morgan Securities LLC and/or Mark Yunayev and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 16, 2023

Mark Damer of Thurston Springer Financial

DID MARK WILLIAM DAMER CAUSE YOU INVESTMENT LOSSES? Mark Damer Of Thurston Springer Financial And Formerly With David A. Noyes & Company Has A Customer Complaint For Alleged Broker Misconduct Mark Damer Customer Complaint Mark Damer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations of alternative investments. David A. Noyes settled the customer complaint in favor of the investor. Mr. Damer was terminated by David A. Noyes on concerns over the accuracy and completeness of certifications involving the firm’s compliance and supervisory processes. Mark Damer Red Flags & Your Rights As An Investor Of course, Mark Damer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Damer at Thurston Springer Financial and David A. Noyes & Company on alert to review carefully the activity and performance of their accounts and question whether Mark Damer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thurston Springer Financial and David A. Noyes & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thurston Springer Financial Due To Mark Damer If you have questions about Thurston Springer Financial, David A. Noyes & Company and/or Mark Damer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 16, 2023

Mark Hein formerly with Morgan Stanley

DID MARK WELTE HEIN CAUSE YOU INVESTMENT LOSSES? Mark Hein Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mark Hein Customer Complaint Mark Hein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to liquidity of a direct investment. Morgan Stanley denied the customer complaint, and to date, no further action has been taken by the investor. Mark Hein Red Flags & Your Rights As An Investor Of course, Mark Hein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hein at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Hein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark Hein If you have questions about Morgan Stanley and/or Mark Hein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 16, 2023

Mark Brody of Planned Financial Programs, Inc.

DID MARK STEWART BRODY CAUSE YOU INVESTMENT LOSSES? Mark Brody Of Planned Financial Programs, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Brody Customer Complaints Mark Brodyhas been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Planned Financial Programs in favor of the investors. Allegations Against Mark Brody A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Brody Red Flags & Your Rights As An Investor Of course, Mark Brody did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Brody at Planned Financial Programs, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Brodyhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Planned Financial Programs, Inc.also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Planned Financial Programs, Inc. Due To Mark Brody If you have questions about Investors Planned Financial Programs, Inc. and/or Mark Brody and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 16, 2023

Mark Falter formerly with Investors Capital Corp.

DID MARK STEPHEN FALTER CAUSE YOU INVESTMENT LOSSES? Mark Falter Formerly With Investors Capital Corp. Has 5 Customer Complaints For Alleged Broker Misconduct Mark Falter Customer Complaints Mark Falter has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Mark Falter’s former employers in favor of the investors.  Only one of those complaints was denied and the customer took no further action. Allegations Against Mark Falter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Falter Red Flags & Your Rights As An Investor Of course, Mark Falter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Falter at Investors Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Mark Falter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Investors Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Investors Capital Corp. Due To Mark Falter If you have questions about Investors Capital Corp. and/or Mark Falter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 15, 2023

Mark Kolta formerly with Worden Capital Management LLC?

DID MARK SAM KOLTA CAUSE YOU INVESTMENT LOSSES? Mark Kolta Formerly With Worden Capital Management LLC and Aegis Capital Corp. Has 28 Customer Complaints For Alleged Broker Misconduct Mark Kolta Customer Complaints Mark Kolta has been the subject of 28 customer complaints that we know about to recover investment losses. Twenty-four of the customer complaints have been settled by Mark Kolta’s former employers in favor of the investors. Only 2 of the customer complaints were denied and, to date, the customers have not taken any further action. There are 2 pending FINRA arbitration proceedings for his alleged misconduct. Allegations Against Mark Kolta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Kolta Red Flags & Your Rights As An Investor Of course, Mark Kolta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Kolta at Worden Capital Management LLC and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Mark Kolta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Worden Capital Management LLC and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Worden Capital Management LLC Due To Mark Kolta If you have questions about Worden Capital Management LLC, Aegis Capital Corp. and/or Mark Kolta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 14, 2023

Mark Lohmann formerly with J.P. Morgan Securities LLC

DID MARK D LOHMANN CAUSE YOU INVESTMENT LOSSES? Mark Lohmann Formerly With J.P. Morgan Securities LLC and Citi Private Advisory, LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Lohmann Customer Complaint Mark Lohmann has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose the liquidity terms of a notice deposit product. J.P. Morgan Securities settled the customer complaint in favor of the investor. Mark Lohmann Red Flags & Your Rights As An Investor Of course, Mark Lohmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Lohmann at J.P. Morgan Securities LLC and Citi Private Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Lohmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Citi Private Advisory, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Mark Lohmann If you have questions about J.P. Morgan Securities LLC, Citi Private Advisory, LLC and/or Mark Lohmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading