FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 4, 2023

Gary Isler of David Lerner Associates, Inc.

DID GARY WALTER ISLER CAUSE YOU INVESTMENT LOSSES? Gary Isler of David Lerner Associates, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Gary Isler of David Lerner Associates, Inc.? Gary Isler (CRD #1514385) who is currently registered with David Lerner Associates, Inc. and located in Lawrenceville, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to David Lerner Associates, Inc., Gary Isler was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Isler Customer Complaints Gary Isler has been the subject of 5 customer complaints that we know about, to recover investment losses.  Four of the customer complaints resettled in favor of the investors. The other customer complaint was denied, and to date, it appears that the customer has not taken any further action. Allegations Against Gary Isler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Isler Red Flags & Your Rights As An Investor Of course, Gary Isler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Isler at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Isler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc.also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Gary Isler If you have questions about David Lerner Associates, Inc. and/or Gary Isler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2023

Gary Cecchett of Morgan Stanley

DID GARY M. CECCHETT CAUSE YOU INVESTMENT LOSSES? Gary Cecchett of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Cecchett of Morgan Stanley? Gary Cecchett (CRD #5757354) who is currently registered with Morgan Stanley and located in Rehoboth Beach, Delaware, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Gary Cecchett was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Cecchett Customer Complaint Gary Cecchett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor verbally misrepresented a mutual fund investment. The customer complaint was settled in favor of the investor. Gary Cecchett Red Flags & Your Rights As An Investor Of course, Gary Cecchett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Cecchett at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Gary Cecchett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Gary Cecchett If you have questions about Morgan Stanley and/or Gary Cecchett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Nethen of NYLife Securities LLC

DID GARY KAMKA NETHEN CAUSE YOU INVESTMENT LOSSES? Gary Nethen NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Nethen of NYLife Securities LLC? Gary Nethen (CRD #6602828) who is registered with NYLife Securities LLC and located in Timonium, Maryland, is a subject of one of our many securities industry sales practice abuse investigations.   Gary Nethen Customer Complaint Gary Nethen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor made an unsuitable investment recommendation to switch a variable annuity policies. The customer complaint was settled in favor of the investor. Gary Nethen Red Flags & Your Rights As An Investor Of course, Gary Nethen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Nethen at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Nethen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Gary Nethen If you have questions about NYLife Securities LLC and/or Gary Nethen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Conley of American Investors Company

DID GARY EARL CONLEY CAUSE YOU INVESTMENT LOSSES? Gary Conley Of American Investors Company Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Conley of American Investors Company? Gary Conley (CRD #52159) who is currently registered with American Investors Company and located in Eugene, Oregon, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to American Investors Company, Gary Conley was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.. Gary Conley Customer Complaint Gary Conley has been the subject of at least one customer complaint that we know about, which was filed in the last 2 years to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made unsuitable investment recommendations of alternative investments. The FINRA arbitration claim was settled in favor of the investor. Gary Conley Red Flags & Your Rights As An Investor Of course, Gary Conley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Conley at American Investors Company on alert to review carefully the activity and performance of their accounts and question whether Gary Conley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Investors Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Investors Company Due To Gary Conley If you have questions about American Investors Company and/or Gary Conley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Begnaud of Janney Montgomery Scott LLC

DID GARY BEGNAUD CAUSE YOU INVESTMENT LOSSES? Gary Begnaud Of Janney Montgomery Scott LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Begnaud of Janney Montgomery Scott LLC? Gary Begnaud (CRD #865927) who is currently registered with Janney Montgomery Scott LLC and located in Mt. Laurel, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott LLC, Gary Begnaud was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Begnaud Customer Complaints Gary Begnaud has been the subject of 2 customer complaints that we know about to recover investment losses.  One of the customer complaints was settled in favor of the investor. The other customer dispute remains pending against his former employer Merrill Lynch Pierce Fenner and Smith. Allegations Against Gary Begnaud A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Begnaud Red Flags & Your Rights As An Investor Of course, Gary Begnaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Begnaud at Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Gary Begnaud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Gary Begnaud If you have questions about Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Gary Begnaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Garth Allan of UBS Financial Services Inc.

DID GARTH ALLAN CAUSE YOU INVESTMENT LOSSES? Garth Allan of UBS Financial Services Inc. And Formerly With Wells Fargo Clearing Services LLC, Has A Customer Complaint For Alleged Broker Misconduct Who is Garth Allan of UBS Financial Services Inc.? Garth Allan (CRD #5294782) who is currently registered with UBS Financial Services Inc. and located in Newport Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Garth Allan was associated with UBS Financial Services Inc. and Wells Fargo Clearing Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Garth Allan Customer Complaint Garth Allan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not invest his funds as instructed. Garth Allan Red Flags & Your Rights As An Investor Of course, Garth Allan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Garth Allan at UBS Financial Services Inc. and Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Garth Allanhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Wells Fargo Clearing Services LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Garth Allan If you have questions about UBS Financial Services Inc. and Wells Fargo Clearing Services LLC and/or Garth Allan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2022

Furman Sheppard of UBS Financial Services Inc.

DID FURMAN SHEPPARD, JR. CAUSE YOU INVESTMENT LOSSES? Furman Sheppard of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Furman Sheppard of UBS Financial Services Inc.? Furman Sheppard (CRD #871936) who is currently registered with UBS Financial Services Inc. and located in Carmel, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Furman Sheppard was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Furman Sheppard Customer Complaints Furman Sheppard has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints settled in favor of the investors. The other customer complaint was denied by the brokerage firm and, to date, the customer has not taken any further action. Allegations Against Furman Sheppard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Furman Sheppard Red Flags & Your Rights As An Investor Of course, Furman Sheppard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Furman Sheppard at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Furman Sheppard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Furman Sheppard If you have questions about UBS Financial Services Inc.  and/or Furman Sheppard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2022

Frederick Long of UBS Financial Services Inc.

DID FREDERICK M. LONG CAUSE YOU INVESTMENT LOSSES? Frederick M. Long of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frederick Long of UBS Financial Services Inc.? Frederick Long (CRD #2518380) who is currently registered with UBS Financial Services Inc. and located in Nashville, Tennessee, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Frederick Long was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frederick Long Customer Complaint Frederick Long has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for Frederick Long’s alleged failure to invest the customer’s accounts in a timely manner. The complaint was settled in favor of the investor. Frederick Long Red Flags & Your Rights As An Investor Of course, Frederick Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Long at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Frederick Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Frederick Long If you have questions about UBS Financial Services Inc. and/or Frederick Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Fred Chasalow formerly with Concorde Investment Services, LLC

DID FRED I. CHASALOW CAUSE YOU INVESTMENT LOSSES? Fred Chasalow Formerly With Concorde Investment Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct Who is Fred Chasalow formerly with Concorde Investment Services, LLC? Fred Chasalow (CRD #3125986) who was formerly registered with Concorde Investment Services, LLC and located in Belmont, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Concorde Investment Services, LLC, Fred Chasalow was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Fred Chasalow Customer Complaint Fred Chasalow has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable investment recommendations relating to a REIT investment. Fred Chasalow Red Flags & Your Rights As An Investor Of course, Fred Chasalow did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fred Chasalow at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Fred Chasalow has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Fred Chasalow If you have questions about Concorde Investment Services, LLC and/or Fred Chasalow and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Frank Tenteromano of J.P. Morgan Securities LLC

DID FRANK R. TENTEROMANO CAUSE YOU INVESTMENT LOSSES? Frank Tenteromano of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Frank Tenteromano of J.P. Morgan Securities LLC? Frank Tenteromano (CRD #5052571) who is currently registered with J.P. Morgan Securities LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Frank Tenteromano was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Tenteromano Customer Complaints Frank Tenteromano has been the subject of 3 customer complaints that we know about. All 3 customer complaints were denied by J.P. Morgan Securities and to date, the customers have not taken any further action. Allegations Against Frank Tenteromano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Tenteromano Red Flags & Your Rights As An Investor Of course, Frank Tenteromano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Tenteromano at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Tenteromano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Frank Tenteromano If you have questions about J.P. Morgan Securities LLC and/or Frank Tenteromano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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