FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Dec 28, 2022

Frank Fusco with Dawson James Securities, Inc.

DID FRANK PHILIP FUSCO CAUSE YOU INVESTMENT LOSSES? Frank Fusco of Dawson James Securities, Inc. And Formerly With Legend Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Frank Fusco with Dawson James Securities, Inc.? Frank Fusco (CRD #1233242) who is currently registered with Dawson James Securities, Inc. and located in Pelham, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dawson James Securities, Inc., Frank Fusco was associated with Legend Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Fusco Customer Complaints Frank Fusco has been the subject of 5 customer complaints that we know about. One of the customer complaints resulted in an arbitration award to the customer. The other 3 customer complaints were settled in favor of the investors. The last customer complaint was dismissed by the brokerage firm and the customer took no further action to date. Allegations Against Frank Fusco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Fusco Red Flags & Your Rights As An Investor Of course, Frank Fusco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Fusco at Dawson James Securities, Inc. and Legend Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Fuscohas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dawson James Securities, Inc. and Legend Securities, Inc.also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dawson James Securities, Inc. Due To Frank Fusco If you have questions about Dawson James Securities, Inc. and/or Frank Fusco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Frank Mastrosimone of Pruco Securities, LLC

DID FRANK MASTROSIMONE CAUSE YOU INVESTMENT LOSSES? Frank Mastrosimone Pruco Securities, LLC And Formerly With Royal Alliance Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frank Mastrosimone of Pruco Securities, LLC? Frank Mastrosimone (CRD #322615) who is registered with Pruco Securities, LLC and located in Basking Ridge, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC, Frank Mastrosimone was associated with Royal Alliance Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Mastrosimone Customer Complaint Frank Mastrosimone has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the private investment fund recommended was inappropriate for the customer. The arbitration proceeding is currently pending.  Frank Mastrosimone Red Flags & Your Rights As An Investor Of course, Frank Mastrosimone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Mastrosimone at Pruco Securities LLC and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Mastrosimone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Frank Mastrosimone If you have questions about Pruco Securities, LLC, Royal Alliance Associates, Inc. and/or Frank Mastrosimone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Frank Olender of Wells Fargo Clearing Services, LLC

DID FRANK OLENDER CAUSE YOU INVESTMENT LOSSES? Frank Olender Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Frank Olender of Wells Fargo Clearing Services, LLC? Frank Olender (CRD #1363773) who is currently registered with Wells Fargo Clearing Services, LLC and located in Mount Pleasant, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Frank Olender was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Olender Customer Complaint Frank Olender has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor concentrated the client’s accounts and energy related securities. The complaint was settled in favor of the investor by the brokerage firm. Frank Olender Red Flags & Your Rights As An Investor Of course, Frank Olender did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Olender at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Olender has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Frank Olender If you have questions about Wells Fargo Clearing Services, LLC and/or Frank Olender and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2022

Frank Parker of Cetera Advisor Networks LLC

DID FRANK JAMES PARKER CAUSE YOU INVESTMENT LOSSES? Frank Parker of Cetera Advisor Networks LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Frank Parker of Cetera Advisor Networks LLC? Frank Parker (CRD #356563) who is currently registered with Cetera Advisor Networks LLC and located in Jacksonville, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Advisor Networks LLC, Frank Parker was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Parker Customer Complaints Frank Parker has been the subject of 4 customer complaints that we know about. Three of the customer complaints were settled in favor of the investors. The other customer dispute was closed by Cetera Advisor Networks for some unpublished reason. Allegations Against Frank Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Parker Red Flags & Your Rights As An Investor Of course, Frank Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Parker at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Frank Parker If you have questions about Cetera Advisor Networks LLC and/or Frank Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2022

Frank Barber formerly of National Planning Corporation

DID FRANK DEAN BARBER CAUSE YOU INVESTMENT LOSSES? Frank Barber Formerly of National Planning Corporation Has 9 Customer Complaints For Alleged Broker Misconduct Who is Frank Barber formerly of National Planning Corporation? Frank Barber (CRD #1738443) who was formerly registered with National Planning Corporation and located in Kansas City, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to National Planning Corporation Frank Barber was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Barber Customer Complaints Frank Barber has been the subject of 9 customer complaints that we know about. One of the customer complaints resulted in an arbitration award in favor of the investor. Four of the customer complaints were settled. The other for customer complaints were denied and to date the customers have not taking any further action.  Allegations Against Frank Barber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Barber Red Flags & Your Rights As An Investor Of course, Frank Barber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Barber Formerly of National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Barber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Planning Corporationalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Planning Corporation Due To Frank Barber If you have questions about National Planning Corporation and/or Frank Barber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2022

Frank Moore with UBS Financial Services Inc.

DID FRANK HORACE MOORE III CAUSE YOU INVESTMENT LOSSES? Frank Moore of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frank Moore with UBS Financial Services Inc.? Frank Moore (CRD #1552208) who currently registered with UBS Financial Services Inc. and located in Greenwich, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Frank Moore was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Moore Customer Complaint Frank Moore has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. The complaint was settled in favor of the investor.   Frank Moore Red Flags & Your Rights As An Investor Of course, Frank Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Moore at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Frank Moore If you have questions about UBS Financial Services Inc. and/or Frank Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2022

Francis Dougherty Of Prudential Financial Planning Services

DID FRANCIS JOSEPH DOUGHERTY CAUSE YOU INVESTMENT LOSSES? Francis Dougherty Of Prudential Financial Planning Services And Formerly With BCG Securities, Inc. and Voya financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Francis Dougherty Of Prudential Financial Planning Services? Francis Dougherty (CRD #4821828) who is currently registered with Prudential Financial Planning Services and located in Marlton, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Prudential Financial Planning Services, Francis Dougherty was associated with BCG Securities, Inc. and Voya financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Francis Dougherty Customer Complaint Francis Dougherty has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor allegedly made unsuitable alternative investment recommendations. The complaint was settled for $175,000 in favor of the investor. Francis Dougherty Red Flags & Your Rights As An Investor Of course, Francis Dougherty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francis Dougherty at Prudential Financial Planning Services and formerly with BCG Securities, Inc. and Voya financial Advisors, Inc., on alert to review carefully the activity and performance of their accounts and question whether Francis Dougherty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Prudential Financial Planning Services, BCG Securities, Inc. and Voya financial Advisors, Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Prudential Financial Planning Services Due To Francis Dougherty If you have questions about Francis Dougherty of Prudential Financial Planning Services, BCG Securities, Inc., Voya financial Advisors, Inc. and/or Francis Dougherty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2022

Francisco Valenzuela formerly with Morgan Stanley

DID FRANCISCO JAVIER VALENZUELA CAUSE YOU INVESTMENT LOSSES? Francisco Valenzuela Formerly With Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Francisco Valenzuela formerly with Morgan Stanley? Francisco Valenzuela (CRD #2786970) who was formerly registered with Morgan Stanley and located in Tucson, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Francisco Valenzuela was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Francisco  Valenzuela has also had his share of regulatory problems. He was suspended twice by FINRA and eventually permanently barred from any further association with any FINRA member firm in the future. Francisco Valenzuela Customer Complaints Francisco Valenzuela has been the subject of three customer complaints that we know about. Two of Francisco Valenzuela’s customer complaints resulted in Awards in favor of investors. One of Francisco Valenzuela’s customer complaints were settled in favor of the investors. Allegations Against Francisco Valenzuela A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Francisco Valenzuela Red Flags & Your Rights As An Investor Of course, Francisco Valenzuela did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francisco Valenzuela at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Francisco Valenzuela has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Francisco Valenzuela If you have questions about Morgan Stanley and/or Francisco Valenzuela and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2022

Fataneh Geransar of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID FATANEH GERANSAR CAUSE YOU INVESTMENT LOSSES? Fataneh Geransar of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Fataneh Geransar of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Fataneh Geransar (CRD #2337191) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Los Angeles,  California, is a subject of one of our many securities industry sales practice abuse investigations. Fataneh Geransar Customer Complaints Fataneh Geransar has been the subject of 2 customer complaints that we know about to recover investment losses.  Both of Fataneh Geransar’s customer complaints were denied and, to date, the customers have not taken any further action.  Allegations Against Fataneh Geransar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fataneh Geransar Red Flags & Your Rights As An Investor Of course, Fataneh Geransar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fataneh Geransar at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Fataneh Geransar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Fataneh Geransar If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Fataneh Geransar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2022

Feng Luo of Transamerica Financial Advisors, Inc.

DID FENG LUO CAUSE YOU INVESTMENT LOSSES? Feng Luo Of Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Feng Luo of Transamerica Financial Advisors, Inc.? Feng Luo (CRD #5508192) who is currently registered with Transamerica Financial Advisors, Inc. and located in Cerritos, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Transamerica Financial Advisors, Inc., Feng Luo was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Feng Luo Customer Complaint Feng Luo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and misleading statements related to the sale of an unsuitable insurance product. Feng Luo’s customer complaint was settled in favor of the investor(s).   Feng Luo Red Flags & Your Rights As An Investor Of course, Feng Luo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Feng Luo at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Feng Luo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Feng Luo If you have questions about Transamerica Financial Advisors, Inc. and/or Feng Luo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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