FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Dec 22, 2022

Florindo Volpacchio formerly with Oppenheimer & Co. Inc.

DID FLORINDO VOLPACCHIO CAUSE YOU INVESTMENT LOSSES? Florindo Volpacchio Formerly of Oppenheimer & Co. Inc. And Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Florindo Volpacchio formerly with Oppenheimer & Co. Inc.? Florindo Volpacchio (CRD #2615828) who was formerly registered with Oppenheimer & Co. Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to, Oppenheimer & Co. Inc., Florindo Volpacchio was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Florindo Volpacchio Customer Complaint Florindo Volpacchio has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor allegedly over-concentrated his portfolio and unsuitable investments. The customer complaint was settled in favor of the investor for over $1.5 million. Florindo Volpacchio Red Flags & Your Rights As An Investor Of course, Florindo Volpacchio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Florindo Volpacchio Formerly of Oppenheimer & Co. Inc. And Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Florindo Volpacchio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints Formerly of Oppenheimer & Co. Inc. And Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses Oppenheimer & Co. Inc. Due To Florindo Volpacchio If you have questions about Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC and/or Florindo Volpacchio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2022

Evan Hildreth of Vanguard Marketing Corporation

DID EVAN JAMES HILDRETH CAUSE YOU INVESTMENT LOSSES? Evan Hildreth Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Evan Hildreth of Vanguard Marketing Corporation? Evan Hildreth (CRD #6843564) who is currently registered with Vanguard Marketing Corporation and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.   Evan Hildreth Customer Complaint Evan Hildreth has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Evan Hildreth failed to file the client’s instructions related to a mutual fund investment. Evan Hildreth’s customer complaint was denied and, to date, the customer has not taken any further action. Evan Hildreth Red Flags & Your Rights As An Investor Of course, Evan Hildreth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Evan Hildreth at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Evan Hildreth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Evan Hildreth If you have questions about Vanguard Marketing Corporation and/or Evan Hildreth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2022

Evan Savarick of Morgan Stanley

DID EVAN M. SAVARICK CAUSE YOU INVESTMENT LOSSES? Evan Savarick Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Evan Savarick of Morgan Stanley? Evan Savarick (CRD #5153903) who is currently registered with Morgan Stanley and located in Plantation, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Evan Savarick Customer Complaints Evan Savarick has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Evan Savarick’s 2 customer complaints was settled in favor of the investor.  One of Evan Savarick’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Evan Savarick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Evan Savarick Red Flags & Your Rights As An Investor Of course, Evan Savarick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Evan Savarick at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Evan Savarick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Evan Savarick If you have questions about Morgan Stanley and/or Evan Savarick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2022

Ezri Schechter formerly with Spencer Winston Securities Corporation

DID EZRI SCHECHTER CAUSE YOU INVESTMENT LOSSES? Ezri Schechter Formerly with Spencer Winston Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Who is Ezri Schechter formerly with Spencer Winston Securities Corporation? Ezri Schechter (CRD #2772177) who was formerly registered with Spencer Winston Securities Corporation and located in Jersey City New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Ezri Schecter was also the subject of the FINRA investigation related to the exercise of discretion without written authority in client’s accounts that resulted in a suspension and fine. Ezri Schechter Customer Complaints Ezri Schechter has been the subject of five customer complaints that we know about, one of those complaints were filed in the last two years to recover investment losses. All 5 of the customer complaints were settled in favor of the clients. Allegations Against Ezri Schechter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ezri Schechter Red Flags & Your Rights As An Investor Of course, Ezri Schechter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ezri Schechter formerly with Spencer Winston Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Ezri Schechter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spencer Winston Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spencer Winston Securities Corporation Due To Ezri Schechter If you have questions about Spencer Winston Securities Corporation and/or Ezri Schechter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2022

Farid Farhoumand of Next Financial Group, Inc.

DID FARID FARHOUMAND CAUSE YOU INVESTMENT LOSSES? Farid Farhoumand Of Next Financial Group, Inc. still registered Has 13 Customer Complaints For Alleged Broker Misconduct Who is Farid Farhoumand of Next Financial Group, Inc.? Farid Farhoumand (CRD #727764) who is currently registered with Next Financial Group, Inc. and located in Fort Wayne, Indiana is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Next Financial Group, Inc., Farid Farhoumand was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Farid Farhoumand Customer Complaints Farid Farhoumand has been the subject of 13 customer complaints that we know about to recover investment losses.  Four of Farid Farhoumand customer complaints resulted in Awards in favor of investors. Nine of Farid Farhoumand customer complaints were denied and, to date, the customers have not taken any further action.  Allegations Against Farid Farhoumand A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Farid Farhoumand Red Flags & Your Rights As An Investor Of course, Farid Farhoumand did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Farid Farhoumand at Next Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Farid Farhoumand has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Next Financial Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Next Financial Group, Inc. Due To Farid Farhoumand If you have questions about Next Financial Group, Inc. and/or Farid Farhoumand and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2022

Ernest Dahlman of B. Riley Securities, Inc.

DID ERNEST JOHN DAHLMAN CAUSE YOU INVESTMENT LOSSES? Ernest Dahlman Of B. Riley Securities, Inc. And Formerly With Broad Street Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Ernest Dahlman of B. Riley Securities, Inc.? Ernest Dahlman (CRD #2166217) who is currently registered with B. Riley Securities, Inc. and located in Costa Mesa, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to B. Riley Securities, Inc., Ernest Dahlman was associated with Broad Street Capital Markets, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ernest Dahlman Customer Complaint Ernest Dahlman has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations of fraud, fraudulent concealment, negligence, breach of fiduciary duty in violation of Penal Code 496 related to a private placement investment. The customer complaint filed against Ernest Dahlman’s former employer Pacific Imperial Railroad for investment losses caused by the alleged misconduct is pending as of the date of this report. Ernest Dahlman Red Flags & Your Rights As An Investor Of course, Ernest Dahlman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernest Dahlman at B. Riley Securities, Inc. and Broad Street Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Ernest Dahlman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Securities, Inc. and Broad Street Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At B. Riley Securities, Inc. Due To Ernest Dahlman If you have questions about B. Riley Securities, Inc., Broad Street Capital Markets, LLC, and/or Ernest Dahlman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2022

Ernest Mishne of Oppenheimer & Co. Inc.

DID ERNEST SEAN MISHNE CAUSE YOU INVESTMENT LOSSES? Ernest Mishne Of Oppenheimer & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ernest Mishne of Oppenheimer & Co. Inc.? Ernest Mishne (CRD #2091091) who is currently registered with Oppenheimer & Co. Inc. and located in Beachwood, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Ernest Mishne Customer Complaints Ernest Mishne has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses.  All 3 of Ernest Mishne’s customer complaints resulted in Awards in favor of investors. Allegations Against Ernest Mishne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ernest Mishne Red Flags & Your Rights As An Investor Of course, Ernest Mishne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernest Mishne at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Ernest Mishne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Ernest Mishne If you have questions about Oppenheimer & Co. Inc. and/or Ernest Mishne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2022

Ethan Collins of Hightower Securities, LLC

DID ETHAN COLLINS CAUSE YOU INVESTMENT LOSSES? Ethan Collins Of Hightower Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ethan Collins of Hightower Securities, LLC? Ethan Collins (CRD # 4469610) who is currently registered with Hightower Securities, LLC and located in Iselin, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Ethan Collins Customer Complaints Ethan Collins has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses. Both of Ethan Collins’ customer complaints were settled in favor of investors. Allegations Against Ethan Collins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ethan Collins Red Flags & Your Rights As An Investor Of course, Ethan Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ethan Collins at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Ethan Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Ethan Collins If you have questions about Hightower Securities, LLC and/or Ethan Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2022

Eugene Riggio formerly with Wilmington Capital Securities, LLC

DID EUGENE ARTHUR RIGGIO CAUSE YOU INVESTMENT LOSSES? Eugene Riggio Formerly With Wilmington Capital Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Eugene Riggio formerly with Wilmington Capital Securities, LLC? Eugene Riggio (CRD #2571508) who was formerly registered with Wilmington Capital Securities, LLC and located in Hawthorne, New York is a subject of one of our many securities industry sales practice abuse investigations.   Eugene Riggio Customer Complaint Eugene Riggio has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Eugene Riggio misrepresented he was going to pool the claimant’s money with others and invest in companies before they go public and share in the profits. Eugene Riggio’s customer complaint was settled in favor of the investor. Eugene Riggio Red Flags & Your Rights As An Investor Of course, Eugene Riggio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eugene Riggio at Wilmington Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Eugene Riggio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wilmington Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wilmington Capital Securities, LLC Due To Eugene Riggio If you have questions about Wilmington Capital Securities, LLC and/or Eugene Riggio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 19, 2022

Erik Larsen of Cetera Investment Services LLC

DID ERIK MARTIN LARSEN CAUSE YOU INVESTMENT LOSSES? Erik Larsen Of Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Erik Larsen of Cetera Investment Services LLC? Erik Larsen (CRD #4464183) who is currently registered with Cetera Investment Services LLC and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Erik Larsen Customer Complaint Erik Larsen has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the unsuitable recommendation of REITs and business development company investments. The customer complaint filed against Erik Larsen’s current employer Cetera Investment Services LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Erik Larsen Red Flags & Your Rights As An Investor Of course, Erik Larsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erik Larsen at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Erik Larsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Erik Larsen If you have questions about Cetera Investment Services LLC and/or Erik Larsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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