FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 6, 2023

Magda Castro of Citigroup Global Markets Inc.

DID MAGDA CAROLINA CASTRO CAUSE YOU INVESTMENT LOSSES? Magda Castro Of Citigroup Global Markets Inc. And Formerly With HSBC Securities (USA) Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Magda Castro Customer Complaints Magda Castro has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by HSBC Securities and, to date, no further action has been taken by the customer. The other customer complaint is pending in a FINRA arbitration proceeding. Allegations Against Magda Castro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Magda Castro Red Flags & Your Rights As An Investor Of course, Magda Castro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Magda Castro at Citigroup Global Markets Inc. and HSBC Securities (USA) Inc. on alert to review carefully the activity and performance of their accounts and question whether Magda Castro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. and HSBC Securities (USA) Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Magda Castro If you have questions about Citigroup Global Markets Inc., HSBC Securities (USA) Inc. and/or Magda Castro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2023

Who is M.B. Schreiber formerly with Aegis Capital Corp.

DID M B SCHREIBER CAUSE YOU INVESTMENT LOSSES? M.B. Schreiber Formerly With Aegis Capital Corp. Has 4 Customer Complaints For Alleged Broker Misconduct M.B. Schreiber Customer Complaints M.B. Schreiber has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Mr. Schreiber’s former employers in favor of the investors. One customer complaint was denied and no further action was taken. The other customer complaint is pending in a FINRA arbitration against Aegis Capital Corp. for Mr. Schreiber’s alleged misconduct. Allegations Against M.B. Schreiber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lynn Carter Red Flags & Your Rights As An Investor Of course, M.B. Schreiber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of M.B. Schreiber at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether M.B. Schreiber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To M.B. Schreiber If you have questions about Aegis Capital Corp. and/or M.B. Schreiber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2023

Lynn Michael formerly with First Citizens Investor Services, Inc.

DID LYNN P MICHAEL CAUSE YOU INVESTMENT LOSSES? Lynn Michael Formerly With First Citizens Investor Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lynn Michael Customer Complaint Lynn Michael has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended in the unsuitable investment strategies and mismanaged the client relationship causing significant financial losses that were concealed. Wells Fargo Clearing Services denied the customer complaint and no further action was taken. Lynn Michael Red Flags & Your Rights As An Investor Of course, Lynn Michael did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lynn Michael at First Citizens Investor Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lynn Michael has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Citizens Investor Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Citizens Investor Services, Inc. Due To Lynn Michael If you have questions about First Citizens Investor Services, Inc. and/or Lynn Michael and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2023

Lynn Carter of Truist Investment Services, Inc.

DID LYNN NEWIGER CARTER CAUSE YOU INVESTMENT LOSSES? Lynn Carter Of Truist Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lynn Carter Customer Complaints Lynn Carter has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Truist Investment Services in favor of the Investor. The same brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Lynn Carter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lynn Carter Red Flags & Your Rights As An Investor Of course, Lynn Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lynn Carter at Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lynn Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Lynn Carter If you have questions about Truist Investment Services, Inc. and/or Lynn Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2023

Lutelles White of TIAA-CREF Individual & Institutional Services, LLC

DID LUTELLES L WHITE CAUSE YOU INVESTMENT LOSSES? Lutelles White Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Lutelles White Customer Complaint Lutelles White has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were reallocating Traditional Funds without client’s authorization. Lutelles White’s employer denied the customer complaint, and to date, the customer has not taken for any further action. Lutelles White Red Flags & Your Rights As An Investor Of course, Lutelles White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lutelles White at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lutelles White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Lutelles White If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Lutelles White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2023

Luis Vivas-Sardi of Miura Capital, LLC

DID LUIS HOMERO VIVAS-SARDI CAUSE YOU INVESTMENT LOSSES? Luis Vivas-Sardi Of Miura Capital, LLC And Formerly With Wells Fargo Clearing Services, LLC, Has 2 Customer Complaints For Alleged Broker Misconduct Luis Vivas-Sardi Customer Complaints Luis Vivas-Sardi has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled favorably by Wells Fargo Advisors for the investor. Its predecessor Wachovia Securities denied the other customer complaint and no further action was taken. Allegations Against Luis Vivas-Sardi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Luis Vivas-Sardi Red Flags & Your Rights As An Investor Of course, Luis Vivas-Sardi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Vivas-Sardi at Miura Capital, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Luis Vivas-Sardi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Miura Capital, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Miura Capital, LLC Due To Luis Vivas-Sardi If you have questions about Miura Capital, LLC, Wells Fargo Clearing Services, LLC and/or Luis Vivas-Sardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2023

Luis Lopez of Corecap Investments, LLC

DID LUIS ANGEL APONTE LOPEZ CAUSE YOU INVESTMENT LOSSES? Luis Lopez Of Corecap Investments, LLC And Formerly With Ameritas Investment Corp. and The Leaders Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lu Li Customer Complaint Luis Lopez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for a recommendation of a variable annuity contract that was allegedly unsuitable. Ameritas Investment Company recently denied the customer action, and to date, no arbitration proceeding has been filed by the customer. Luis Lopez Red Flags & Your Rights As An Investor Of course, Luis Lopez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Lopez at Corecap Investments, LLC, Ameritas Investment Corp. and The Leaders Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Luis Lopez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Corecap Investments, LLC, Ameritas Investment Corp. and The Leaders Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Corecap Investments, LLC Due To Luis Lopez If you have questions about Corecap Investments, LLC, Ameritas Investment Corp., The Leaders Group, Inc. and/or Luis Lopez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2023

Luis Garcia formerly with UBS Financial Services Inc.

DID LUIS ALBERTO GARCIA CAUSE YOU INVESTMENT LOSSES? Luis Garcia Formerly With UBS Financial Services Inc. Has 57 Customer Complaints For Alleged Broker Misconduct Luis Garcia Customer Complaints Luis Garcia has been the subject of 57 customer complaints that we know about to recover investment losses. Fifty-two of the customer complaints resettled by UBS Financial Services in favor of the investors. Only one customer complaint was denied by the brokerage firm. The other four customer complaints are pending and FINRA arbitration proceedings. Allegations Against Luis Garcia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are all related to the offer and sale of Puerto Rico municipal bonds and Puerto Rico denominated closed-end bond funds. The allegations are generally for misrepresentations and omissions making statements made misleading. There are suitability allegations related to the overconcentration of one geographic area in customers’ accounts. Luis Garcia Red Flags & Your Rights As An Investor Of course, Luis Garcia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Garcia at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Luis Garcia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Luis Garcia If you have questions about UBS Financial Services Inc. and/or Luis Garcia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2023

Lu Li of Transamerica Financial Advisors, Inc.

DID LU LING LI CAUSE YOU INVESTMENT LOSSES? Lu Li Of Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lu Li Customer Complaint Lu Li has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative misrepresented a Jackson National variable annuity contract and further that the variable annuity was unsuitable for him. The customer dispute was settled by Transamerica Financial Advisors after an arbitration proceeding was filed in favor of the investors. Lu Li Red Flags & Your Rights As An Investor Of course, Lu Li did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lu Li at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lu Li has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Lu Li If you have questions about Transamerica Financial Advisors, Inc. and/or Lu Li and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2023

Louis Bayhi, Jr of NYLife Securities LLC

DID LOUIS LEE BAYHI JR CAUSE YOU INVESTMENT LOSSES? Louis Bayhi, Jr Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Louis Bayhi, Jr Customer Complaint Louis Bayhi, Jr has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor never advised him that he would incur a tax obligation when he recommended that he exchange one fund for another in his Mainstay mutual fund accounts. NYLIFE Securities settled the customer complaint in favor of the investor. Louis Bayhi, Jr Red Flags & Your Rights As An Investor Of course, Louis Bayhi, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Bayhi, Jr at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Louis Bayhi, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Louis Bayhi, Jr If you have questions about NYLife Securities LLC and/or Louis Bayhi, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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