FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 1, 2025

Jeremy Lindquist of MML Investors Services, LLC Reviews

DID JEREMY TODD LINDQUIST CAUSE YOU INVESTMENT LOSSES? Jeremy Lindquist Of MML Investors Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct   Jeremy Lindquist Customer Complaints and Reviews Jeremy Lindquist has four disclosed customer disputes, summarized as follows: Allegations Against Jeremy Lindquist Jeremy Lindquist Red Flags & Your Rights As An Investor Of course, Jeremy Lindquist did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Lindquist at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jeremy Lindquist has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Jeremy Lindquist If you have questions about MML Investors Services, LLC and/or Jeremy Lindquist and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 31, 2024

Paris Lewis Formerly With NYLife Securities LLC Reviews

DID PARIS MONTE LEWIS CAUSE YOU INVESTMENT LOSSES? Paris Lewis Formerly With NYLife Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Paris Lewis Customer Complaints and Reviews Paris Lewis has four notable disclosure events: two customer disputes and two employment terminations: Allegations Against Paris Lewis The allegations against Paris Lewis include significant concerns related to unauthorized transactions and policy violations. Key issues include: Paris Lewis Red Flags & Your Rights As An Investor Of course, Paris Lewis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paris Lewis at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Paris Lewis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Paris Lewis If you have questions about NYLife Securities LLC and/or Paris Lewis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 31, 2024

Deborah Jackman of UBS Financial Services Inc. Reviews

DID DEBORAH ANNE JACKMAN CAUSE YOU INVESTMENT LOSSES? Deborah Jackman Customer Complaints and Reviews Deborah Jackman has one reported customer dispute, which has been resolved: Allegations Against Deborah Jackman The allegations against Mr. Culwell involve issues of misrepresentation and suitability, key areas of concern for investors: The disclosure underscores the importance of fiduciary transparency and safeguards to protect clients, particularly in sensitive estate-related matters. Deborah Jackman Red Flags & Your Rights As An Investor Of course, Deborah Jackman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deborah Jackman at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Deborah Jackman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Deborah Jackman If you have questions about UBS Financial Services Inc. and/or Deborah Jackman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 31, 2024

Michael Culwell of Emerson Equity LLC Reviews

DID MICHAEL GREGORY CULWELL CAUSE YOU INVESTMENT LOSSES? Michael Culwell Of Emerson Equity LLC Has 2 Customer Complaints For Alleged Broker Misconduct   Michael Culwell Customer Complaints and Reviews Michael Culwell has two reported customer disputes. Allegations Against Michael Culwell The allegations against Mr. Culwell involve issues of misrepresentation and suitability, key areas of concern for investors: Michael Culwell Red Flags & Your Rights As An Investor Of course, Michael Culwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Culwell at Emerson Equity LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Culwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Michael Culwell If you have questions about Emerson Equity LLC and/or Michael Culwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2024

Jennifer Breton of Valmark Securities, Inc.  Reviews

DID JENNIFER LYNN BRETON CAUSE YOU INVESTMENT LOSSES? Jennifer Breton Customer Complaints and Reviews Ms. Breton has one reported disclosure event: Allegations Against Jennifer Breton Jennifer Breton Red Flags & Your Rights As An Investor Of course, Jennifer Breton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Breton at Valmark Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jennifer Breton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valmark Securities, Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valmark Securities, Inc. Due To Jennifer Breton If you have questions about Valmark Securities, Inc. and/or Jennifer Breton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2024

Joseph Jackson of Capital Investment Group, Inc. Reviews

DID JOSEPH DEWEY JACKSON CAUSE YOU INVESTMENT LOSSES? Joseph Jackson Of Capital Investment Group, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct. Joseph Jackson Customer Complaints and Reviews Five customer disputes were noted: two settled disputes one dismissed dispute two pending disputes Allegations Against Joseph Jackson Joseph Jackson Red Flags & Your Rights As An Investor Of course, Joseph Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Jackson at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Joseph Jackson If you have questions about Capital Investment Group, Inc. and/or Joseph Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2024

James Paige of Wells Fargo Clearing Services, LLC

DID JAMES ROY PAIGE CAUSE YOU INVESTMENT LOSSES? James Paige Of Wells Fargo Clearing Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct James Paige Customer Complaints and Reviews Mr. Paige has five customer disputes listed in his report: Allegations Against James Paige James Paige Red Flags & Your Rights As An Investor Of course, James Paige did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Paige at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Paige has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To James Paige If you have questions about Wells Fargo Clearing Services, LLC and/or James Paige and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2024

Daniel Ellison of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DANIEL R ELLISON CAUSE YOU INVESTMENT LOSSES? Daniel Ellison Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Daniel Ellison Customer Complaints and Reviews There are Six customer disputes noted: three settled disputes, two dismissed or denied disputes and one pending dispute Allegations Against Daniel Ellison Daniel Ellison Red Flags & Your Rights As An Investor Of course, Daniel Ellison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Ellison at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Daniel Ellison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Daniel Ellison If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Daniel Ellison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2024

Aaron Graham of United Planners’ Financial Services of America, A Limited Partner Reviews

DID AARON BRIAN GRAHAM CAUSE YOU INVESTMENT LOSSES? Aaron Graham Of United Planners’ Financial Services of America, A Limited Partner Has 4 Customer Complaints For Alleged Broker Misconduct. Aaron Graham Customer Complaints and Reviews Five customer disputes were noted, including three settled disputes, one dismissed dispute and one pending dispute Allegations Against Aaron Graham Aaron Graham Red Flags & Your Rights As An Investor Of course, Aaron Graham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Graham at United Planners’ Financial Services of America, A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether Aaron Graham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints United Planners’ Financial Services of America, A Limited Partner also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America, A Limited Partner Due To Aaron Graham If you have questions about United Planners’ Financial Services of America, A Limited Partner and/or Aaron Graham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2024

Kerby Woo of Creative Planning Reviews

DID KERBY HOGAN WOO CAUSE YOU INVESTMENT LOSSES? Kerby Woo Customer Complaints and Reviews Kerby Woo has one reported customer dispute on his record. Allegations Against Kerby Woo The client alleged that investments recommended in May 2007 were not appropriate for their financial objectives. The matter was reviewed and subsequently denied without any financial settlement or findings of wrongdoing. While the claim did not result in disciplinary action, it emphasizes the significance of clear communication and diligent adherence to client investment guidelines. Kerby Woo Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties to act in the best interests of their clients. This entails full transparency regarding fees, potential conflicts of interest, and the risks associated with recommended investments. Advisors must tailor strategies to align with clients’ financial goals and risk tolerances. Upholding fiduciary standards not only ensures compliance with regulatory expectations but also fosters trust and long-term relationships with clients. Option Trading Can Be Extremely Risky Investment advisors are bound by fiduciary duties to act in the best interests of their clients. This entails full transparency regarding fees, potential conflicts of interest, and the risks associated with recommended investments. Advisors must tailor strategies to align with clients’ financial goals and risk tolerances. Upholding fiduciary standards not only ensures compliance with regulatory expectations but also fosters trust and long-term relationships with clients. Kerby Woo Red Flags & Your Rights As An Investor Of course, Kerby Woo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Kerby Woo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Kerby Woo If you have questions about about Creative Planning and/or Kerby Woo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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