FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 2, 2025

George Stratis Formerly With TD Securities (USA) LLC FIRED

DID GEORGE STRATIS CAUSE YOU INVESTMENT LOSSES? George Stratis was fired from TD Securities (USA) LLC In November 2024, following allegations related to a personal bank account transaction. George Stratis Employment History and Termination George Stratis has a professional career spanning over 25 years in the securities industry. He was most recently active in Toronto, Canada, as a registered representative TD Securities Inc. (2000–2024). His previous registrations were with Credit Suisse First Boston Corporation in New York (2000), and Nesbitt Burns Securities Ltd. In Toronto, Ontario (1998–1999). He passed four professional exams, including the General Securities Principal Examination (Series 24). George Stratis was discharged from TD Securities Inc. on November 1, 2024. Information shows that his termination was linked to an irregular transaction involving his personal bank account. According to reports, a bank customer transferred a significant sum into his account, stating it was a loan. Negative Disclosures Summary One disclosure of Employment Termination: George Stratis Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of George Stratis is a red flag which should put all current and former customers of George Stratis at TD Securities (USA) LLC on alert to review carefully the activity and performance of their accounts and question whether George Stratis engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Securities (USA) LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TD Securities (USA) LLC Due To George Stratis If you have questions about TD Securities (USA) LLC and/or George Stratis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2025

Laura Burgett Formerly With The Huntington Investment Company FIRED

DID LAURA ELIZABETH BURGETT CAUSE YOU INVESTMENT LOSSES? Laura Burgett was fired from The Huntington Investment Company in December 2024 due to violations of corporate conduct policy. Laura Burgett Employment History and Termination Laura Elizabeth Burgett has worked in the financial industry for over a decade. She was previously employed as a registered broker with The Huntington Investment Company in Warren, Michigan from June 2011 to January 2025, holding the role of Investment Representative at The Huntington Investment Company and was concurrently employed at Huntington National Bank as a Personal Banker since 1985. During her career, she passed two general industry/product exams and one multi-state securities law exam, but did not complete any principal/supervisory exams. Currently, she is not currently registered with any securities firm. Ms. Burgett was terminated by The Huntington Investment Company on December 14, 2024, following an internal review that led to her termination for violating corporate conduct policies. It was disclosed that she had provided the bank client depositing account information to a client’s relative who was not listed on the account. Negative Disclosures Summary Ms. Burgett has one reported employment termination in her FINRA record: Adam Brown Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Laura Burgett is a red flag which should put all current and former customers of Laura Burgett at The Huntington Investment Company on alert to review carefully the activity and performance of their accounts and question whether Laura Burgett engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Laura Burgett If you have questions about The Huntington Investment Company and/or Laura Burgett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 12, 2025

Adam Brown of St Bernard Financial Services, Inc.  Reviews

DID ADAM KENNON BROWN CAUSE YOU INVESTMENT LOSSES? Adam Brown Customer Complaints and Reviews Nikolay Brakshkis has experience in the financial sector, having been a registered broker with J.P. Morgan Securities LLC from August 2021 to January 2025. He also held a position as a relationship banker at JPMorgan Chase Bank, N.A. As of now, he is not currently registered with any securities firm. Over his career, he has passed two general industry/product exams and one multi-state securities law exam. However, he has not completed any principal/supervisory exams. Mr. Brakshkis was terminated on December 16, 2024, by JPMorgan Chase Bank, N.A. The reason cited for his dismissal was assigning affiliate bank incentive credit to a co-worker who was not eligible to receive it. Adam Brown Customer Complaints and Reviews Adam Kennon Brown has one customer dispute listed in his FINRA report. Allegations Against Adam Brown Adam Brown Red Flags & Your Rights As An Investor Of course, Adam Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Brown at St Bernard Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at St Bernard Financial Services, Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At St Bernard Financial Services, Inc.  Due To Adam Brown If you have questions about St Bernard Financial Services, Inc. and/or Adam Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 12, 2025

Nikolay Brakshkis Formerly With J.P. Morgan Securities LLC FIRED

DID NIKOLAY BRAKSHKIS CAUSE YOU INVESTMENT LOSSES? Nikolay Brakshkis was fired from J.P. Morgan Securities LLC on December 16, 2024 due to an internal banking incentive issue. Nikolay Brakshkis Employment History and Termination Nikolay Brakshkis has experience in the financial sector, having been a registered broker with J.P. Morgan Securities LLC from August 2021 to January 2025. He also held a position as a relationship banker at JPMorgan Chase Bank, N.A. As of now, he is not currently registered with any securities firm. Over his career, he has passed two general industry/product exams and one multi-state securities law exam. However, he has not completed any principal/supervisory exams. Mr. Brakshkis was terminated on December 16, 2024, by JPMorgan Chase Bank, N.A. The reason cited for his dismissal was assigning affiliate bank incentive credit to a co-worker who was not eligible to receive it. Negative Disclosures Summary Nikolay Brakshkis has one reported disclosure event in his FINRA record: Nikolay Brakshkis Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Nikolay Brakshkis is a red flag which should put all current and former customers of Nikolay Brakshkis at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Nikolay Brakshkis engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Nikolay Brakshkis If you have questions about J.P. Morgan Securities LLCand/or Nikolay Brakshkis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 12, 2025

Siobhan Brady of UBS Financial Services Inc. Reviews

DID SIOBHAN BRADY CAUSE YOU INVESTMENT LOSSES? Siobhan Brady Customer Complaints and Reviews Siobhan Brady has one disclosure event, which is summarized below: Allegations Against Siobhan Brady Siobhan Brady Red Flags & Your Rights As An Investor Of course, Siobhan Brady did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Siobhan Brady at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Siobhan Brady has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Siobhan Brady If you have questions about UBS Financial Services Inc. and/or Siobhan Brady and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2025

Ryan Bohn of Park Avenue Securities LLC Reviews

DID RYAN J BOHN CAUSE YOU INVESTMENT LOSSES? Ryan Bohn Customer Complaints and Reviews Ryan J. Bohn has one disclosure event, which is a pending customer dispute. Below is a summary: Allegations Against Ryan Bohn Ryan Bohn Red Flags & Your Rights As An Investor Of course, Ryan Bohn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Bohn at Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Bohn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To Ryan Bohn If you have questions about Park Avenue Securities LLC and/or Ryan Bohn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2025

Sharon Beamer Formerly With Wells Fargo Clearing Services, LLC FIRED

DID SHARON NICOLE BEAMER CAUSE YOU INVESTMENT LOSSES? Sharon Beamer was recently fired from Wells Fargo Clearing Services, LLC due to allegations of misconduct concerning confidential client information. Sharon Beamer Employment History and Termination Sharon Nicole Beamer has had a career spanning over two decades in the financial industry. She has worked for four different firms, including Wells Fargo Clearing Services, LLC (2019-2025), Raymond James Financial Services, Inc. (2015-2019), Wells Fargo Advisors, LLC (2002-2015), and Harris Investor Services LLC (2000-2002). During her tenure, she passed two general industry/product exams and two multi-state securities law exams but did not complete any principal/supervisory exams. Ms. Beamer is currently not registered with any securities firm. On December 12, 2024, she was discharged from Wells Fargo for sending unencrypted, confidential client information to her personal email, a violation of company policy. Negative Disclosures Summary Sharon Nicole Beamer has one reported disclosure event in her FINRA record: Sharon Beamer Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Sharon Beamer is a red flag which should put all current and former customers of Sharon Beamer at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Sharon Beamer engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Sharon Beamer If you have questions about Wells Fargo Clearing Services, LLC and/or Sharon Beamer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2025

Christopher Arnone of Northwestern Mutual Investment Services, LLC Reviews

DID CHRISTOPHER ARNONE CAUSE YOU INVESTMENT LOSSES? Christopher Arnone Customer Complaints and Reviews Christopher Arnone has one customer dispute disclosure event on record: Allegations Against Christopher Arnone The allegations and accusations disclosed in Allen H. Wilson’s record customer-related issues as follows: Christopher Arnone Red Flags & Your Rights As An Investor Of course, Christopher Arnone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Arnone at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Arnone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Christopher Arnone If you have questions about Northwestern Mutual Investment Services, LLC and/or Christopher Arnone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2025

Michael Spardello Formerly With Fidelity Brokerage Services LLC FIRED

DID MICHAEL ANTHONY SPARDELLO CAUSE YOU INVESTMENT LOSSES? Michael Spardello was fired from Fidelity Brokerage Services LLC in November 2024, due to allegations of improper use of a planning tool without confirming client information accuracy. Michael Spardello Employment History and Termination Michael Anthony Spardello was a registered broker at Fidelity Brokerage Services LLC, from January 2023 to December 2024, his role as a Workplace Planning Associate. In addition to working in the financial sector, he has prior experience in retail management, telecommunications, and sports memorabilia. He passed two general industry/product exams (SIE and Series 7) and one multi-state securities law exam (Series 66). However, he is not currently registered with any financial firm. His employment at Fidelity Brokerage Services LLC ended with termination on November 22, 2024, following allegations that he used a financial planning tool improperly without confirming client data accuracy, which impacted his performance metrics. Negative Disclosures Summary The FINRA report identifies one disclosure event: employment termination. Michael Spardello Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Michael Spardello is a red flag which should put all current and former customers of Michael Spardello at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Spardello engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Michael Spardello If you have questions about Fidelity Brokerage Services LLC and/or Michael Spardello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2025

Julian Soto Formerly With Jeffries LLC FIRED

DID JULIAN RODRIGO SOTO CAUSE YOU INVESTMENT LOSSES? Julian Soto was fired from Jeffries LLC on November 13, 2024, due to allegations of failing to follow company procedures. Julian Soto Employment History and Termination Julian Rodrigo Soto has been in the securities industry for over 20 years, with registrations at Wells Fargo Clearing Services, LLC September 2004-July 2017 and his most recent registration with Jefferies from July 2017 until his termination in November 2024. Julian has passed two general industry/product exams and one multi-state securities law exam, but no principal or supervisory exams. He is not currently registered with any firm. Julian was discharged from Jefferies LLC on November 13, 2024, following allegations of facilitating or failing to escalate impermissible money-wire transfers and using off-channel communications. Negative Disclosures Summary Disclosure: one termination. Allegations and Accusations Summary of Allegations: Julian Soto Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Julian Soto is a red flag which should put all current and former customers of Julian Soto at Jeffries LLC on alert to review carefully the activity and performance of their accounts and question whether Julian Soto engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Jeffries LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Jeffries LLC Due To Julian Soto If you have questions about Jeffries LLC and/or Julian Soto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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