News & Articles - Law Offices of Robert Wayne Pearce, P.A

Mar 6, 2025

Anibal Drelichman Jr of UBS Financial Services Inc. Reviews

DID ANIBAL DRELICHMAN JR CAUSE YOU INVESTMENT LOSSES? Anibal Drelichman Jr Customer Complaints and Reviews One customer dispute was noted in his record. Allegations Against Anibal Drelichman Jr Anibal Drelichman Jr Red Flags & Your Rights As An Investor Of course, Anibal Drelichman Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anibal Drelichman Jr at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Anibal Drelichman Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Anibal Drelichman Jr If you have questions about UBS Financial Services Inc. and/or Anibal Drelichman Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Mar 5, 2025

William Galvin Jr of Hightower Securities LLC Reviews

DID WILLIAM EDWARD GALVIN JR CAUSE YOU INVESTMENT LOSSES? William Galvin Jr Of Hightower Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct William Galvin Jr Customer Complaints and Reviews Two customer disputes were disclosed in his BrokerCheck. Allegations Against William Galvin Jr William Galvin Jr Red Flags & Your Rights As An Investor Of course, William Galvin Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Galvin Jr at Hightower Securities LLC on alert to review carefully the activity and performance of their accounts and question whether William Galvin Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hightower Securities LLC Due To William Galvin Jr If you have questions about Hightower Securities LLC and/or William Galvin Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Mar 5, 2025

Juan Dibildox of Morgan Stanley Reviews

DID JUAN DIBILDOX CAUSE YOU INVESTMENT LOSSES? Juan Dibildox Customer Complaints and Reviews One customer dispute was noted in Mr. Dibildox’ Disclosure report. Allegations Against Juan Dibildox Juan Dibildox Red Flags & Your Rights As An Investor Of course, Juan Dibildox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Dibildox at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Juan Dibildox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Juan Dibildox If you have questions about Morgan Stanley and/or Juan Dibildox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Mar 5, 2025

Edward Corbett of LPL Financial LLC Reviews

DID EDWARD JOHN CORBETT CAUSE YOU INVESTMENT LOSSES? Edward Corbett Customer Complaints and Reviews Edward J. Corbett has one customer dispute reported in his BrokerCheck record. Allegations Against Edward Corbett The pending customer dispute raises concerns about the suitability of municipal debt investments for the client. Suitability complaints typically suggest that the broker may have recommended investments that did not align with the investor’s risk tolerance, financial goals, or liquidity needs. While Mr. Corbett denies the allegations, the arbitration process will determine the outcome. Edward Corbett Red Flags & Your Rights As An Investor Of course, Edward Corbett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Corbett at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Corbett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Edward Corbett If you have questions about LPL Financial LLC and/or Edward Corbett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Mar 4, 2025

Edward Corbett of LPL Financial LLC Reviews

DID EDWARD JOHN CORBETT CAUSE YOU INVESTMENT LOSSES? Edward Corbett Customer Complaints and Reviews Edward J. Corbett has one customer dispute reported in his BrokerCheck record. Allegations Against Edward Corbett The pending customer dispute raises concerns about the suitability of municipal debt investments for the client. Suitability complaints typically suggest that the broker may have recommended investments that did not align with the investor’s risk tolerance, financial goals, or liquidity needs. While Mr. Corbett denies the allegations, the arbitration process will determine the outcome. Edward Corbett Red Flags & Your Rights As An Investor Of course, Edward Corbett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Corbett at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Corbett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Edward Corbett If you have questions about LPL Financial LLC and/or Edward Corbett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Mar 4, 2025

Charles Alfaro of Equitable Advisors, LLC Reviews

DID CHARLES JOSEPH ALFARO CAUSE YOU INVESTMENT LOSSES? Charles Alfaro Customer Complaints and Reviews Charles J. Alfaro has one disclosure event on his record, which is a pending customer dispute. Below is a summary: Allegations Against Charles Alfaro The pending customer dispute involves an allegation that Alfaro failed to disclose surrender fees when selling a variable annuity. Surrender fees are charges applied when an investor withdraws funds from an annuity before a specific period, which can significantly impact the investment’s value. Charles Alfaro Red Flags & Your Rights As An Investor Of course, Charles Alfaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Alfaro at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Alfaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Charles Alfaro If you have questions about Equitable Advisors, LLC and/or Charles Alfaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Mar 4, 2025

Douglas Charney of Prospera Financial Services, Inc. Reviews

DID DOUGLAS THEODORE CHARNEY CAUSE YOU INVESTMENT LOSSES? Douglas Charney Customer Complaints and Reviews One Customer Dispute was noted on his record: Allegations Against Douglas Charney The pending dispute involves a claim of poor investment performance over a three-year period (2021–2024). Douglas Charney Red Flags & Your Rights As An Investor Of course, Douglas Charney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Charney at Prospera Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Charney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Prospera Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Prospera Financial Services, Inc. Due To Douglas Charney If you have questions about Prospera Financial Services, Inc. and/or Douglas Charney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Mar 3, 2025

Heidi Chamberlain of Morgan Stanley Reviews

DID HEIDI GULDBRANDSEN CHAMBERLAIN CAUSE YOU INVESTMENT LOSSES? Heidi Chamberlain Customer Complaints and Reviews One Reported Disclosure was noted: Allegations Against Heidi Chamberlain Heidi Chamberlain Red Flags & Your Rights As An Investor Of course, Heidi Chamberlain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Heidi Chamberlain at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Heidi Chamberlain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Heidi Chamberlain If you have questions about Morgan Stanley and/or Heidi Chamberlain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Mar 3, 2025

Joyce Bloch of Ameriprise Financial Services, LLC Reviews

DID JOYCE LOUISE BLOCH CAUSE YOU INVESTMENT LOSSES? Joyce Bloch Customer Complaints and Reviews One Reported Disclosure was noted: Allegations Against Joyce Bloch Joyce Bloch Red Flags & Your Rights As An Investor Of course, Joyce Bloch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joyce Bloch at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joyce Bloch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Joyce Bloch If you have questions about Ameriprise Financial Services, LLC and/or Joyce Bloch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Mar 3, 2025

Brett Rutherford Formerly With Capital Investment Group, Inc. FIRED

DID BRETT ALLEN RUTHERFORD CAUSE YOU INVESTMENT LOSSES? Brett Rutherford was recently fired from Capital Investment Group, Inc following allegations of breaching multiple FINRA rules, regulations, and firm policies. Brett Rutherford Employment History and Termination Brett Allen Rutherford has over 20 years of experience in the securities industry, having worked for multiple firms, including Capital Investment Group, Inc. (2015–2024), Cape Fear Securities, Inc. (2011–2015), and Summit Brokerage Services, Inc. (2005–2011). He has passed five industry exams, including Series 7, Series 24, and Series 63, and he held licenses in several states. On December 6, 2024, Mr. Rutherford’s was terminated by Capital Investment Group following accusations of violating firm policies and FINRA regulations, firm policies, and failing to meet compliance standards. He is not currently registered with any securities firm. Negative Disclosures Summary Four disclosures were noted on Brett Allen Rutherford’s report: Brett Rutherford Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Brett Rutherford is a red flag which should put all current and former customers of Brett Rutherford at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brett Rutherford engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Brett Rutherford If you have questions about Capital Investment Group, Inc. and/or Brett Rutherford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.