FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Feb 6, 2023

Jay Slade of Signature Securities

DID JAY DAVID SLADE CAUSE YOU INVESTMENT LOSSES? Jay Slade Of Signature Securities And Formerly With HSBC Securities (USA) Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Jay Slade of Signature Securities? Jay Slade (CRD #2191979) who is currently registered with Signature Securities and located in Brooklyn, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Signature Securities, Jay Slade was associated with HSBC Securities (USA) Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jay Slade Customer Complaint Jay Slade has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence and unsuitable investment recommendations related to a private placement investment. Jay Slade’s employer settled the customer dispute in favor of the investor. Jay Slade Red Flags & Your Rights As An Investor Of course, Jay Slade did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Slade at Signature Securities and HSBC Securities (USA) Inc on alert to review carefully the activity and performance of their accounts and question whether Jay Slade has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Signature Securities and HSBC Securities (USA) Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Signature Securities Due To Jay Slade If you have questions about Signature Securities, HSBC Securities (USA) Inc. and/or Jay Slade and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 6, 2023

Jay Riggs formerly with Emerson Equity LLC

DID JAY ANTHONY RIGGS CAUSE YOU INVESTMENT LOSSES? Jay Riggs Formerly Of Emerson Equity LLC, DFPG Investments LLC and Orchard Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Jay Riggs formerly with Emerson Equity LLC? Jay Riggs  (CRD #2394147) who was formerly registered with Emerson Equity LLC and located in Provo, Utah, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Emerson Equity LLC, Jay Riggs was associated with DFPG Investments LLC and Orchard Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jay Riggs Customer Complaint Jay Riggs has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations of private placement and non-traded REIT investments. Triad Advisors settled the arbitration claim in favor of the investor. Jay Riggs Red Flags & Your Rights As An Investor Of course, Jay Riggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Riggs at Emerson Equity LLC, DFPG Investments LLC and Orchard Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Jay Riggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC, DFPG Investments LLC and Orchard Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Jay Riggs If you have questions about Emerson Equity LLC, DFPG Investments LLC. Orchard Securities, LLC and/or Jay Riggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 6, 2023

Javier Estremera of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JAVIER ESTREMERA CAUSE YOU INVESTMENT LOSSES? Javier Estremera Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 11 Customer Complaints For Alleged Broker Misconduct Who is Javier Estremera of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Javier Estremera (CRD #3139409) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Guaynabo, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Javier Estremera was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Javier Estremera Customer Complaints Javier Estremera has been the subject of 11 customer complaints that we know about to recover investment losses. Ten of the customer complaints filed against Javier Estremera’s former employer UBS Financial Services was settled in favor of the investors. The other customer complaint remains pending against that brokerage firm. Allegations Against Javier Estremera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are all related to his customers investments in Puerto Rico municipal bonds and Puerto Rico closed-end bond funds. The allegations were generally unsuitable recommendations, overconcentration of investments in a single geographic area, and failure to disclose the risk associated with those investments. Javier Estremera Red Flags & Your Rights As An Investor Of course, Javier Estremera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javier Estremera at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Javier Estremera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Javier Estremera If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Javier Estremera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 6, 2023

Javier Naselli of UBS Financial Services Inc.

DID JAVIER ADOLFO NASELLI CAUSE YOU INVESTMENT LOSSES? Javier Naselli Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Javier Naselli Customer Complaints Javier Naselli has been the subject of 3 customer complaints that we know about to recover investment losses. Two customer complaints were denied by UBS Financial Services and Morgan Stanley, and, to date, the customers have not taken any further action. The other customer complaint against Javier Naselli’s former employer Merrill Lynch Pierce Fenner and Smith has been active but still pending for many years. Allegations Against Javier Naselli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Javier Naselli Red Flags & Your Rights As An Investor Of course, Javier Naselli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javier Naselli at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Javier Naselli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Javier Naselli If you have questions about UBS Financial Services Inc. and/or Javier Naselli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 5, 2023

Javelin San Nicolas formerly with Edward Jones

DID JAVELIN MIKOL SAN NICOLAS CAUSE YOU INVESTMENT LOSSES? Javelin San Nicolas Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Javelin San Nicolas formerly with Edward Jones? Javelin San Nicolas (CRD #6722186) who was formerly registered with Edward Jones and located in Sparks, Nevada, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Javelin San Nicolas was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Javelin San Nicolas has regulatory problems as well. Javelin San Nicolas refused to cooperate with FINRA in one its’s investigations and consequently was permanently barred from any further association with any FINRA member firm in any capacity. Javelin San Nicolas Customer Complaint Javelin San Nicolas has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended the client transfer funds for personal accounts and then provide the advisor with cashier checks to purchase personal seat licenses for the new Las Vegas Raiders National football league team. Edward Jones settled the customer complaint for the full amount demanded by the customer. Javelin San Nicolas Red Flags & Your Rights As An Investor Of course, Javelin San Nicolas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javelin San Nicolas at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Javelin San Nicolas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Javelin San Nicolas If you have questions about Edward Jones and/or Javelin San Nicolas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 5, 2023

Jasper Yang of J.P. Morgan Securities LLC

DID JASPER D. YANG CAUSE YOU INVESTMENT LOSSES? Jasper Yang Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Jasper Yang of J.P. Morgan Securities LLC? Jasper Yang (CRD #5787797) who is currently registered with J.P. Morgan Securities LLC and located in Temecula, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Jasper Yang was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jasper Yang Customer Complaint Jasper Yang has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor recommendations regarding managed account investment. The customer complaint was denied by J.P. Morgan securities, and to date, the customer has not taken any further action. Jasper Yang Red Flags & Your Rights As An Investor Of course, Jasper Yang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jasper Yang at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jasper Yang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Jasper Yang If you have questions about J.P. Morgan Securities LLC and/or Jasper Yang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 5, 2023

Jason Rossi of Aegis Capital Corp.

DID JASON TOM ROSSI CAUSE YOU INVESTMENT LOSSES? Jason Rossi Of Aegis Capital Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jason Rossi of Aegis Capital Corp.? Jason Rossi (CRD #4384426) who is currently registered with Aegis Capital Corp. and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp., Jason Rossi was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Rossi Customer Complaints Jason Rossi has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Aegis Capital Corp. in favor of the investors. The other customer complaint was denied by Jason Rossi’s former employer Harrison Securities in the customer took no further action. Allegations Against Jason Rossi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jason Rossi Red Flags & Your Rights As An Investor Of course, Jason Rossi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Rossi at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Jason Rossi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Jason Rossi If you have questions about Aegis Capital Corp. and/or Jason Rossi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 5, 2023

Jason McBride formerly with Forta Financial Group, Inc.

DID JASON SCOTT MCBRIDE CAUSE YOU INVESTMENT LOSSES? Jason McBride Formerly With Forta Financial Group, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Who is Jason McBride formerly with Forta Financial Group, Inc.? Jason McBride (CRD #1875972) who was formerly registered with Forta Financial Group, Inc. and located in Greenwood Village, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Forta Financial Group, Inc., Jason McBride was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason McBride Customer Complaints Jason McBride has been the subject of 8 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. Two customer complaints were denied by Jason McBride’s former employers and it appears that the customers took no further action. There are currently 3 arbitration claims pending against Jason McBride’s former employers for his alleged misconduct. Allegations Against Jason McBride A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jason McBride Red Flags & Your Rights As An Investor Of course, Jason McBride did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason McBride at Forta Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason McBride has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Forta Financial Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Forta Financial Group, Inc. Due To Jason McBride If you have questions about Forta Financial Group, Inc. and/or Jason McBride and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 5, 2023

Jason Glidewell formerly with J.P. Morgan Securities LLC

DID JASON SHANE GLIDEWELL CAUSE YOU INVESTMENT LOSSES? Jason Glidewell Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Glidewell formerly with J.P. Morgan Securities LLC? Jason Glidewell (CRD #6421576) who was formerly registered with J.P. Morgan Securities LLC and located in Dallas, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Jason Glidewell was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Glidewell Customer Complaint Jason Glidewell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations related to mutual fund investments. J.P. Morgan securities settle the dispute in favor of the investor. Jason Glidewell Red Flags & Your Rights As An Investor Of course, Jason Glidewell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Glidewell at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Glidewell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Jason Glidewell If you have questions about J.P. Morgan Securities LLC and/or Jason Glidewell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 4, 2023

Jason Lee of J.P. Morgan Securities LLC

DID JASON LEE CAUSE YOU INVESTMENT LOSSES? Jason Lee Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Lee of J.P. Morgan Securities LLC? Jason Lee (CRD #4950921) who is currently registered with J.P. Morgan Securities LLC and located in East Norwich, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Jason Lee was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Lee Customer Complaint Jason Lee has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or misrepresentations related to a mutual fund investment. J.P. Morgan securities settled the customer dispute in favor of the investor. Jason Lee Red Flags & Your Rights As An Investor Of course, Jason Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Lee at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Jason Lee If you have questions about J.P. Morgan Securities LLC and/or Jason Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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