FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 31, 2023

James Hill, III formerly with Blackstone Advisory Partners L.P.

DID JAMES TOMILSON HILL III CAUSE YOU INVESTMENT LOSSES? James Hill, III Formerly With Blackstone Advisory Partners L.P. Has A Customer Complaint For Alleged Broker Misconduct Who is James Hill, III formerly with Blackstone Advisory Partners L.P.? James Hill, III (CRD #2114386) who was formerly registered with Blackstone Advisory Partners L.P. and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Blackstone Advisory Partners L.P., James Hill, III was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Hill, III Customer Complaint James Hill, III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the Kentucky Retirement System’s investment in a Blackstone managed fund and violations of various state laws. The lawsuit in state court in the Commonwealth of Kentucky is still pending. James Hill, III Red Flags & Your Rights As An Investor Of course, James Hill, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Hill, III at Blackstone Advisory Partners L.P. on alert to review carefully the activity and performance of their accounts and question whether James Hill, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Blackstone Advisory Partners L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Blackstone Advisory Partners L.P.  Due To James Hill, III If you have questions about Blackstone Advisory Partners L.P. and/or James Hill, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2023

James Dennik of U.S. Bancorp Investments, Inc.

DID JAMES STEVEN DENNIK CAUSE YOU INVESTMENT LOSSES? James Dennik Of U.S. Bancorp Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Dennik of U.S. Bancorp Investments, Inc.? James Dennik (CRD #1634218) who is currently registered with U.S. Bancorp Investments, Inc. and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.  Prior to U.S. Bancorp Investments, Inc., James Dennik was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Dennik Customer Complaint James Dennik has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to move money into the money market when instructed to do so. The customer complaint was denied by US Bancorp Investments and, to date, the customer has not taken any further action. James Dennik Red Flags & Your Rights As An Investor Of course, James Dennik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Dennik at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Dennik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To James Dennik If you have questions about U.S. Bancorp Investments, Inc. and/or James Dennik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2023

James Massengill formerly with Vanguard Marketing Corporation

DID JAMES RODNEY MASSENGILL CAUSE YOU INVESTMENT LOSSES? James Massengill Formerly With Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is James Massengill formerly with Vanguard Marketing Corporation? James Massengill (CRD #2076896) who was formerly registered with Vanguard Marketing Corporation and located in Malvern, Pennsylvania. is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Vanguard Marketing Corporation, James Massengill was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Massengill Customer Complaint James Massengill has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor rebalanced his cash accounts into stock funds when he specifically instructed him to leave the cash in a money market fund. The customer complaint was denied, and to date no further action has been taken by the customer. James Massengill Red Flags & Your Rights As An Investor Of course, James Massengill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Massengill formerly with Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether James Massengill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To James Massengill If you have questions about Vanguard Marketing Corporation and/or James Massengill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2023

James Ries of Oppenheimer & Co. Inc.

DID JAMES SANDER RIES CAUSE YOU INVESTMENT LOSSES? James Ries Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Ries of Oppenheimer & Co. Inc.? James Ries (CRD #861845) who is currently registered with Oppenheimer & Co. Inc. and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., James Ries was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Ries Customer Complaint James Ries has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to supervise. The customer complaint was denied by Oppenheimer & Co., and to date, the customer has not taken any further action. James Ries Red Flags & Your Rights As An Investor Of course, James Ries did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Ries at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether James Ries has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To James Ries If you have questions about Oppenheimer & Co. Inc. and/or James Ries and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2023

James Morner of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JAMES S. MORNER CAUSE YOU INVESTMENT LOSSES? James Morner Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Morner of Merrill Lynch, Pierce, Fenner & Smith Incorporated? James Morner (CRD #4977718) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Seal Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, James Morner was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Morner Customer Complaints James Morner has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Merrill Lynch, Pierce, Fenner and Smith Incorporated in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken by the customer. Allegations Against James Morner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Morner Red Flags & Your Rights As An Investor Of course, James Morner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Morner at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether James Morner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To James Morner If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or James Morner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2023

James Barcomb of Cantella & Co., Inc.

DID JAMES ROBERT BARCOMB CAUSE YOU INVESTMENT LOSSES? James Barcomb Of Cantella & Co., Inc. and Formerly with Cambridge Investment Research Advisors, Inc. and IC Advisory Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Barcomb of Cantella & Co., Inc.? James Barcomb (CRD #2434495) who is currently registered with Cantella & Co., Inc. and located in Malden, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cantella & Co., Inc., James Barcomb was associated with Cambridge Investment Research Advisors, Inc. and IC Advisory Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Barcomb Customer Complaints James Barcomb has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by James Barcomb’s employer and to date, the customers have not taken any further action. Allegations Against James Barcomb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Barcomb Red Flags & Your Rights As An Investor Of course, James Barcomb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Barcomb at Cantella & Co., Inc., Cambridge Investment Research Advisors, Inc. and IC Advisory Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Barcomb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co., Inc., Cambridge Investment Research Advisors, Inc. and IC Advisory Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cantella & Co., Inc. Due To James Barcomb If you have questions about Cantella & Co., Inc., Cambridge Investment Research Advisors, Inc., IC Advisory Services, Inc. and/or James Barcomb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2023

James Petrizzo of Independent Financial Group, LLC

DID JAMES PETRIZZO CAUSE YOU INVESTMENT LOSSES? James Petrizzo Of Independent Financial Group, LLC And Formerly With Cuso Financial Services, L.P. and Cuna Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Petrizzo of Independent Financial Group, LLC? James Petrizzo (CRD #2140799) who is currently registered with Independent Financial Group, LLC and located in Boulder City, Nevada, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, James Petrizzo was associated with Cuso Financial Services, L.P. and Cuna Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Petrizzo Customer Complaint James Petrizzo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not disclose the callable nature of a CBA investment at the time of purchase. The customer complaint was settled by Cuna Brokerage Services in favor of the investor. James Petrizzo Red Flags & Your Rights As An Investor Of course, James Petrizzo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Petrizzo at Independent Financial Group, LLC, Cuso Financial Services, L.P. and Cuna Brokerage Services, Inc on alert to review carefully the activity and performance of their accounts and question whether James Petrizzo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC, Cuso Financial Services, L.P. and Cuna Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To James Petrizzo If you have questions about Independent Financial Group, LLC, Cuso Financial Services, L.P., Cuna Brokerage Services, Inc. and/or James Petrizzo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James Beckman of Truist Investment Services, Inc.

DID JAMES NEAL BECKMAN CAUSE YOU INVESTMENT LOSSES? James Beckman Of Truist Investment Services, Inc. and Formerly with Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Beckman of Truist Investment Services, Inc.? James Beckman (CRD #2237189) who is currently registered with Truist Investment Services, Inc. and located in Naples, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Truist Investment Services, Inc., James Beckman was associated with Fifth Third Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Beckman Customer Complaint James Beckman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to customers alleges dissatisfaction with performance of a managed portfolio. The customer complaint was denied, and the customer is not taken any further action. James Beckman Red Flags & Your Rights As An Investor Of course, James Beckman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Beckman at Truist Investment Services, Inc. and Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Beckman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To James Beckman If you have questions about Truist Investment Services, Inc., Fifth Third Securities, Inc. and/or James Beckman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James Lamont formerly with Whitehall Parker Securities, Inc.

DID JAMES MARTEN LAMONT CAUSE YOU INVESTMENT LOSSES? James Lamont Formerly With Whitehall Parker Securities, Inc. and Independent Financial Group, LLC Has 14 Customer Complaints For Alleged Broker Misconduct Who is James Lamont formerly with Whitehall Parker Securities, Inc.? James Lamont (CRD #2846228) who was formerly registered with Whitehall Parker Securities, Inc. and located in San Francisco, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Whitehall Parker Securities, Inc., James Lamont was associated with Independent Financial Group, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lamont has had his own share of regulatory problems. In November 2019, he was suspended and all capacities for 18 months and ordered to pay disgorgement to a customer and fines. When James Lamont failed to pay those fines, his registration was revoked. James Lamont Customer Complaints James Lamont has been the subject of 14 customer complaints that we know about to recover investment losses. Thirteen of the customer complaints were settled in favor of the investors. One customer complaint resulted in an arbitration proceeding that is still pending. Allegations Against Whitehall Parker Securities, Inc. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Lamont Red Flags & Your Rights As An Investor Of course, James Lamont did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lamont at Whitehall Parker Securities, Inc. and Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether James Lamont has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Whitehall Parker Securities, Inc. and Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Whitehall Parker Securities, Inc. Due To James Lamont If you have questions about Whitehall Parker Securities, Inc., Independent Financial Group, LLC and/or James Lamont and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James McCarthy of Charles Schwab & Co., Inc.

DID JAMES MICHAEL MCCARTHY CAUSE YOU INVESTMENT LOSSES? James McCarthy Of Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James McCarthy of Charles Schwab & Co., Inc.? James McCarthy (CRD #1090461) who is currently registered with Charles Schwab & Co., Inc. and located in Lone Tree, Colorado, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Charles Schwab & Co., Inc., James McCarthy was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James McCarthy Customer Complaint James McCarthy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendations to place limit order resulted in multiple closing orders for the same option in losses. The customer complaint was settled by Charles Schwab in favor of the investor. James McCarthy Red Flags & Your Rights As An Investor Of course, James McCarthy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James McCarthy at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether James McCarthy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To James McCarthy If you have questions about Charles Schwab & Co., Inc. and/or James McCarthy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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