FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 29, 2023

James Lacey, Jr of Morgan Stanley

DID JAMES LESLIE LACEY JR CAUSE YOU INVESTMENT LOSSES? James Lacey, Jr Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Lacey, Jr of Morgan Stanley? James Lacey, Jr (CRD #3087081) who is currently registered with Morgan Stanley and located in Koloa, Hawaii, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, James Lacey, Jr was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lacey, Jr Customer Complaints James Lacey, Jr has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by his former employers Merrill Lynch Pierce Fenner and Smith and UBS Financial Services in favor of the investors. The other customer complaint was denied by Morgan Stanley and, to date, it appears the customer has not taken any further action. Allegations Against James Lacey, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Lacey, Jr Red Flags & Your Rights As An Investor Of course, James Lacey, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lacey, Jr at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Lacey, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Lacey, Jr If you have questions about Morgan Stanley and/or James Lacey, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Connell Mid-Atlantic Securities, Inc.

DID JAMES LEE CONNELL CAUSE YOU INVESTMENT LOSSES? James Connell Formerly With Mid-Atlantic Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Connell Mid-Atlantic Securities, Inc.? James Connell (CRD #52276) who was formerly registered with Mid-Atlantic Securities, Inc. and located in Raleigh, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mid-Atlantic Securities, Inc., James Connell was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Connell Customer Complaints James Connell has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by James Connell’s employer in favor of the investors. Allegations Against James Connell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Connell Red Flags & Your Rights As An Investor Of course, James Connell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Connell at Mid-Atlantic Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Connell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mid-Atlantic Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mid-Atlantic Securities, Inc. Due To James Connell If you have questions about Mid-Atlantic Securities, Inc. and/or James Connell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Greene formerly with B. Riley Wealth Management

DID JAMES LEE GREENE CAUSE YOU INVESTMENT LOSSES? James Greene Formerly With B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Greene formerly with B. Riley Wealth Management? James Greene (CRD #2974053) who was formerly registered with B. Riley Wealth Management and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to B. Riley Wealth Management, James Greene was associated with National Securities Corporation and First Command Financial Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Greene Customer Complaints James Greene has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by James Greene’s former employers in favor of the investors. The other customer complaint remains pending against National Securities Corp. Allegations Against James Greene A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Greene Red Flags & Your Rights As An Investor Of course, James Greene did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Greene at B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning on alert to review carefully the activity and performance of their accounts and question whether James Greene has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To James Greene If you have questions about B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning and/or James Greene and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Louderbaugh of Oppenheimer & Co. Inc.

DID JAMES KENNETH LOUDERBAUGH CAUSE YOU INVESTMENT LOSSES? James Louderbaugh Of Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Louderbaugh of Oppenheimer & Co. Inc.? James Louderbaugh (CRD #1282165) who is currently registered with Oppenheimer & Co. Inc. and located in Springfield, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., James Louderbaugh was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Louderbaugh Customer Complaints James Louderbaugh has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Oppenheimer & Co. in favor of the investor. The other customer complaint was denied by the financial advisor’s former employer and the customer took no further action. Allegations Against James Louderbaugh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Louderbaugh Red Flags & Your Rights As An Investor Of course, James Louderbaugh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Louderbaugh at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether James Louderbaugh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To James Louderbaugh If you have questions about Oppenheimer & Co. Inc. and/or James Louderbaugh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2023

James Treby of GMS Group

DID JAMES IAN TREBY CAUSE YOU INVESTMENT LOSSES? James Treby Of GMS Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Treby of GMS Group? James Treby (CRD #5007419) who is currently registered with GMS Group and located in East Hanover, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to GMS Group, James Treby was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Treby Customer Complaints James Treby has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by James Treby’s employer, and to date, it appears that the customers have not taken any further action. Allegations Against James Treby A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Treby Red Flags & Your Rights As An Investor Of course, James Treby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Treby at GMS Group on alert to review carefully the activity and performance of their accounts and question whether James Treby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GMS Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GMS Group Due To James Treby If you have questions about GMS Group and/or James Treby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2023

James Garner of Raymond James & Associates, Inc.

DID JAMES HYDRICK GARNER CAUSE YOU INVESTMENT LOSSES? James Garner Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Garner of Raymond James & Associates, Inc.? James Garner (CRD #1497791) who is currently registered with Raymond James & Associates, Inc. and located in Little Rock, Arkansas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., James Garner was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Garner Customer Complaint James Garner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a Lehman Brothers principal protected note was misrepresented. The customer complaint was settled by UBS Financial Services in favor of the investor. James Garner Red Flags & Your Rights As An Investor Of course, James Garner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Garner at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Garner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To James Garner If you have questions about Raymond James & Associates, Inc. and/or James Garner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2023

James Bowdish of Edward Jones

DID JAMES FREDRIC BOWDISH CAUSE YOU INVESTMENT LOSSES? James Bowdish Of Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Bowdish of Edward Jones? James Bowdish (CRD #3123554) who is currently registered with Edward Jones and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Edward Jones, James Bowdish was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Bowdish Customer Complaints James Bowdish has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by James Bowdish’s employer, and it appears to date, at the customers have not taken any further action. Allegations Against James Bowdish A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Bowdish Red Flags & Your Rights As An Investor Of course, James Bowdish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Bowdish at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Bowdish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To James Bowdish If you have questions about Edward Jones and/or James Bowdish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2023

James Joly of Cantella & Co., Inc.

DID JAMES ERNEST JOLY CAUSE YOU INVESTMENT LOSSES? James Joly Of Cantella & Co., Inc. And Formerly With Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is James Joly of Cantella & Co., Inc.? James Joly (CRD #2193463) who is currently registered with Cantella & Co., Inc. and located in Malden, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cantella & Co., Inc., James Joly was associated with Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Joly Customer Complaints James Joly has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL financial in favor of the investors. The other for customer complaints were denied by James Joly’s employer, and it appears, to date, that the customers have not taken any further action. Allegations Against James Joly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Joly Red Flags & Your Rights As An Investor Of course, James Joly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Joly at Cantella & Co., Inc., Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Joly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co., Inc., Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cantella & Co., Inc. Due To James Joly If you have questions about Cantella & Co., Inc., Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and/or James Joly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2023

James Kelly formerly with Pruco Securities, LLC

DID JAMES E. KELLY CAUSE YOU INVESTMENT LOSSES? James Kelly Formerly With Pruco Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Kelly formerly with Pruco Securities, LLC? James Kelly (CRD #2959343) who was formerly registered with Pruco Securities, LLC and located in Owings Mills, Maryland, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC, James Kelly was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Kelly has had his own share of regulatory problems. In November 2021 he was suspended by FINRA for allegedly engaging in a commission-sharing agreement with a registered representative of another firm without reflecting it on his member firm’s books and records. James Kelly Customer Complaints James Kelly has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by James Kelly’s former employer, and, to date, it appears that the customers have not taken any further action. Allegations Against James Kelly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Kelly Red Flags & Your Rights As An Investor Of course, James Kelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Kelly at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether James Kelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To James Kelly If you have questions about Pruco Securities, LLC and/or James Kelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2023

James Lyons formerly with Raymond James & Associates, Inc.

DID JAMES EDWARD LYONS CAUSE YOU INVESTMENT LOSSES? James Lyons Formerly With Raymond James & Associates, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Who is James Lyons formerly with Raymond James & Associates, Inc.? James Lyons (CRD #1020397) who was formerly registered with Raymond James & Associates, Inc. and located in Shreveport, Louisiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., James Lyons was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lyons has had his own share of regulatory problems. In 2018, he refused to cooperate with a FINRA investigation and was permanently barred from any further association with any FINRA member firm. James Lyons Customer Complaints James Lyons has been the subject of 9 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in the amount of over $2.9 million. Five customer complaints were settled in favor of the investors. The other 3 customer complaints were denied by James Lyons employers, and today, it appears the customers took no further action. Allegations Against James Lyons A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Lyons Red Flags & Your Rights As An Investor Of course, James Lyons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lyons at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Lyons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To James Lyons If you have questions about Raymond James & Associates, Inc. and/or James Lyons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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