FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 21, 2023

Ian Ha of Infinity Financial Services

DID IAN HA CAUSE YOU INVESTMENT LOSSES? Ian Ha Of Infinity Financial Services And Formerly With AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Ian Ha of Infinity Financial Services? Ian Ha (CRD #5679255) who is currently registered with Infinity Financial Services and located in Beverly Hills, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinity Financial Services, Ian Ha was associated with AXA Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ian Ha has had his own regulatory problems. He has been permanently barred by FINRA from any further association with any member firm for failure to cooperate in one of its investigations. Ian Ha Customer Complaint Ian Ha has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for alleged misrepresentations in connection with the replacement of life insurance policies with 2 universal life insurance policies. The customer complaint was denied by AXA Advisors, and the customer took no further action. Ian Ha Red Flags & Your Rights As An Investor Of course, Ian Ha did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Ha at Infinity Financial Services and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ian Ha has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinity Financial Services and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinity Financial Services Due To Ian Ha If you have questions about Infinity Financial Services, AXA Advisors, LLC and/or Ian Ha and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Hoyte Cole of Edward Jones

DID HOYTE C. COLE CAUSE YOU INVESTMENT LOSSES? Hoyte Cole of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Hoyte Cole of Edward Jones? Hoyte Cole (CRD #2948467) who is currently registered with Edward Jones and located in Virginia Beach, Virginia, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Edward Jones, Hoyte Cole was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hoyte Cole Customer Complaint Hoyte Cole has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to purchase variable annuities in a trust account. The customer complaint was denied, and to date, the customer has not taken any further action. Hoyte Cole Red Flags & Your Rights As An Investor Of course, Hoyte Cole did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hoyte Cole at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Hoyte Cole has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Hoyte Cole If you have questions about Edward Jones and/or Hoyte Cole and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Howard Hsieh of Cetera Investment Services LLC

DID HOWARD HAO-CHUNG HSIEH CAUSE YOU INVESTMENT LOSSES? Howard Hsieh Of Cetera Investment Services LLC Has 7 Customer Complaints For Alleged Broker Misconduct Who is Howard Hsieh of Cetera Investment Services LLC? Howard Hsieh (CRD #4947882) who is currently registered with Cetera Investment Services LLC and located in Irving, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Investment Services LLC, Howard Hsieh was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Howard Hsieh Customer Complaints Howard Hsieh has been the subject of 7 customer complaints that we know about to recover investment losses. Three customer complaints were settled by Cetera Investment Services in favor of the investors. One customer complaint was denied by his employer, and today, the customer has not taken any further action. There are currently 3 pending arbitration proceeding filed against Cetera Investment Services for Howard Hsieh’s alleged misconduct. Allegations Against Howard Hsieh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Howard Hsieh Red Flags & Your Rights As An Investor Of course, Howard Hsieh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Hsieh at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Howard Hsieh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Howard Hsieh If you have questions about Cetera Investment Services LLC and/or Howard Hsieh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Howard Allen III Formerly of Portfolio Advisors Alliance, LLC

DID HOWARD JOSEPH ALLEN III CAUSE YOU INVESTMENT LOSSES? Howard Allen, III Formerly of Portfolio Advisors Alliance, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Who is Howard Allen III Formerly of Portfolio Advisors Alliance, LLC? Howard Allen, III (CRD #2033586) who was formerly registered with Portfolio Advisors Alliance, LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Portfolio Advisors Alliance, LLC, Howard Allen, III was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Howard Allen has had his own share of regulatory problems. The SEC filed suit for violation of the federal securities laws and a jury found him liable. As a result, he was permanently barred from the securities industry. Further, at least 4 states barred and/or suspended him. Howard Allen III Customer Complaints Howard Allen, III has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor in the amount of over $551,000.Three customer complaints were settled by Sands Brother’s in favor of the investors. One customer complaint was denied and, to date, the customer has not taken any action. There is currently one pending arbitration proceeding filed against Howard to Allen’s employer Portfolio Advisors Alliance. Allegations Against Howard Allen III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Howard Allen III Red Flags & Your Rights As An Investor Of course, Howard Allen, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Allen, III at Portfolio Advisors Alliance, LLC on alert to review carefully the activity and performance of their accounts and question whether Howard Allen, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Portfolio Advisors Alliance, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Portfolio Advisors Alliance, LLC Due To Howard Allen, III If you have questions about Portfolio Advisors Alliance, LLC and/or Howard Allen, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Horacio Gomez-Rabago of Oppenheimer & Co. Inc.

DID HORACIO GOMEZ-RABAGO CAUSE YOU INVESTMENT LOSSES? Horacio Gomez-Rabago Of Oppenheimer & Co. Inc. And Formerly With Morgan Stanley Has 7 Customer Complaints For Alleged Broker Misconduct Who is Horacio Gomez-Rabago of Oppenheimer & Co. Inc.? Horacio Gomez-Rabago (CRD #4437037) who is currently registered with Oppenheimer & Co. Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Horacio Gomez-Rabago was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Horacio Gomez-Rabago Customer Complaints Horacio Gomez-Rabago has been the subject of 7 customer complaints that we know about to recover investment losses. One customer complaint was settled by UBS International for $700,000. Another customer complaint was settled by UBS International $175,000 in favor of the investor. Four customer complaints were denied by his employers and, today, those customers have not taken any further action. Allegations Against Horacio Gomez-Rabago A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Horacio Gomez-Rabago Red Flags & Your Rights As An Investor Of course, Horacio Gomez-Rabago did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Horacio Gomez-Rabago and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Horacio Gomez-Rabago has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Horacio Gomez-Rabago If you have questions about Oppenheimer & Co. Inc., Morgan Stanley and/or Horacio Gomez-Rabago and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 19, 2023

Henry Goodman Formerly With UBS Financial Services Inc.

DID HENRY NATHAN GOODMAN CAUSE YOU INVESTMENT LOSSES? Henry Goodman Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Henry Goodman Formerly With UBS Financial Services Inc.? Henry Goodman (CRD #1789359) who was formerly registered with UBS Financial Services Inc. and located in New York New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Henry Goodman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henry Goodman Customer Complaints Henry Goodman has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. The other customer complaint remains pending in a FINRA arbitration proceeding. Allegations Against Henry Goodman The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses relate to unsuitable investment recommendations and misrepresentations about and options overlay strategy investment known as “YES,” the Yield Enhancement Strategy. Henry Goodman Red Flags & Your Rights As An Investor Of course, Henry Goodman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Goodman formerly with UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Henry Goodman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses at UBS Financial Services Inc. Due to Henry Goodman If you have questions about UBS Financial Services Inc. and/or Henry Goodman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 19, 2023

Henry Jakobsze of UBS Financial Services Inc.

DID HENRY PAUL JAKOBSZE CAUSE YOU INVESTMENT LOSSES? Henry Jakobsze Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Henry Jakobsze of UBS Financial Services Inc.? Henry Jakobsze (CRD #2792685) who is currently registered with UBS Financial Services Inc. and located in Chicago, Illinois, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Henry Jakobsze was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henry Jakobsze Customer Complaint Henry Jakobsze has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for fraud, misrepresentation, unsuitable investment recommendations, breach of fiduciary duty, negligence, and violations of federal state securities laws and FINRA regulations. The arbitration complaint filed against UBS Financial Services resulted in an arbitration award in favor of the investor in the amount of over $468,000. Henry Jakobsze Red Flags & Your Rights As An Investor Of course, Henry Jakobsze did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Jakobsze at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Henry Jakobsze has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Henry Jakobsze If you have questions about UBS Financial Services Inc. and/or Henry Jakobsze and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 19, 2023

Henry Crosby of Hightower Securities, LLC

DID HENRY E. CROSBY CAUSE YOU INVESTMENT LOSSES? Henry Crosby Of Hightower Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Henry Crosby of Hightower Securities, LLC? Henry Crosby (CRD #4897365) who is currently registered with Hightower Securities, LLC and located in Huntsville, Alabama, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Hightower Securities, LLC, Henry Crosby was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henry Crosby Customer Complaint Henry Crosby has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for sales practice violations, including a violation of Henry Crosby’s suitability obligations in connection with a private placement investment. The arbitration claim was settled in favor of the investor by Hightower Advisors. Henry Crosby Red Flags & Your Rights As An Investor Of course, Henry Crosby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Crosby at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Henry Crosby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Henry Crosby If you have questions about Hightower Securities, LLC and/or Henry Crosby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 18, 2023

Henrique Lucena of Laidlaw & Company (UK) Ltd.

DID HENRIQUE DAVID LUCENA CAUSE YOU INVESTMENT LOSSES? Henrique Lucena Of Laidlaw & Company (UK) Ltd. And Formerly With Morgan Stanley and UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Henrique Lucena of Laidlaw & Company (UK) Ltd.? Henrique Lucena (CRD #5605196) who is currently registered with Laidlaw & Company (UK) Ltd. and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Laidlaw & Company (UK) Ltd., Henrique Lucena was associated with Morgan Stanley and UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henrique Lucena Customer Complaint Henrique Lucena has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and unauthorized trading. The arbitration claim was settled for $350,000 by UBS financial services in favor of the investor. Henrique Lucena Red Flags & Your Rights As An Investor Of course, Henrique Lucena did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henrique Lucena at Laidlaw & Company (UK) Ltd., Morgan Stanley and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Henrique Lucena has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Laidlaw & Company (UK) Ltd., Morgan Stanley and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Ltd. Due To Henrique Lucena If you have questions about Laidlaw & Company (UK) Ltd., Morgan Stanley, UBS Financial Services Inc. and/or Henrique Lucena and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 18, 2023

Henry Hernandez of UBS Financial Services Inc.

DID HENRY ANTHONY HERNANDEZ CAUSE YOU INVESTMENT LOSSES? Henry Hernandez Of UBS Financial Services Inc. And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Henry Hernandez of UBS Financial Services Inc.? Henry Hernandez (CRD #2044909) who is currently registered with UBS Financial Services Inc. and located in Irvine, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Henry Hernandez was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henry Hernandez Customer Complaints Henry Hernandez has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Chase Investment Services in favor of the investor. The other customer complaint was denied by his former employer Wells Fargo Advisors comment today, the customer has not taken any further action. Henry Hernandez Red Flags & Your Rights As An Investor Of course, Henry Hernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Hernandez at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Henry Hernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Henry Hernandez If you have questions about UBS Financial Services Inc., Wells Fargo Clearing Services, LLC and/or Henry Hernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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