FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 18, 2023

Hector Colon Rivera of Oriental Financial Services LLC

DID HECTOR LUIS COLON RIVERA CAUSE YOU INVESTMENT LOSSES? Hector Colon Rivera Of Oriental Financial Services LLC Has 13 Customer Complaints For Alleged Broker Misconduct Who is Hector Colon Rivera of Oriental Financial Services LLC? Hector Colon Rivera (CRD #4826616) who is currently registered with Oriental Financial Services LLC and located in San Juan, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oriental Financial Services LLC, Hector Colon Rivera was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hector Colon Rivera Customer Complaints Hector Colon Rivera has been the subject of 13 customer complaints that we know about to recover investment losses. Twelve of the customer complaints were settled by Oriental financial services in favor of investors. One customer complaint remains pending. Allegations Against Hector Colon Rivera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Hector Colon Rivera Red Flags & Your Rights As An Investor Of course, Hector Colon Rivera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hector Colon Rivera at Oriental Financial Services LLC on alert to review carefully the activity and performance of their accounts and question whether Hector Colon Rivera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oriental Financial Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oriental Financial Services LLC Due To Hector Colon Rivera If you have questions about Oriental Financial Services LLC and/or Hector Colon Rivera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 17, 2023

Hayes Clark, IV formerly with Stifel, Nicolaus & Company, Incorporated

DID HAYES A. CLARK IV CAUSE YOU INVESTMENT LOSSES? Hayes Clark, IV Formerly With Stifel, Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Hayes Clark, IV formerly with Stifel, Nicolaus & Company, Incorporated? Hayes Clark, IV (CRD #1197605) who is formerly registered with Stifel, Nicolaus & Company, Incorporated and located in Lebanon, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Stifel, Nicolaus & Company, Incorporated, Hayes Clark, IV was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hayes Clark, IV Customer Complaints Hayes Clark, IV has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other 2 customer complaints were denied, and today, the customers have not taken any further action. Allegations Against Hayes Clark, IV A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Hayes Clark, IV Red Flags & Your Rights As An Investor Of course, Hayes Clark, IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hayes Clark, IV at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Hayes Clark, IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Hayes Clark, IV If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Hayes Clark, IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 17, 2023

Heath Grossman formerly with Silver Oak Securities, Incorporated

DID HEATH G. GROSSMAN CAUSE YOU INVESTMENT LOSSES? Heath Grossman Formerly With Silver Oak Securities, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Heath Grossman formerly with Silver Oak Securities, Incorporated? Heath Grossman (CRD #4018002) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Silver Oak Securities, Incorporated, Heath Grossman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Heath Grossman Customer Complaint Heath Grossman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made unsuitable recommendations to over concentrate portfolio in non-traded REITs. The customer complaint was settled in favor of the investor by Silver Oak Securities. Heath Grossman Red Flags & Your Rights As An Investor Of course, Heath Grossman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Heath Grossman at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Heath Grossman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Heath Grossman If you have questions about Silver Oak Securities, Incorporated and/or Heath Grossman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 17, 2023

Heather Hardee of RBC Capital Markets, LLC

DID HEATHER L. HARDEE CAUSE YOU INVESTMENT LOSSES? Heather Hardee Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Heather Hardee of RBC Capital Markets, LLC? Heather Hardee (CRD #5435385) who is currently registered with RBC Capital Markets, LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Heather Hardee was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Heather Hardee Customer Complaint Heather Hardee has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failing to execute sell orders prior to transfer of accounts. RBC Capital Markets denied the customer’s complaint, and to date, the customer has not taken any further action. Heather Hardee Red Flags & Your Rights As An Investor Of course, Heather Hardee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Heather Hardee at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Heather Hardee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Heather Hardee If you have questions about RBC Capital Markets, LLC and/or Heather Hardee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 16, 2023

Harpreet Mangat of White Knight Strategic Wealth Advisors, LLC

DID HARPREET SINGH MANGAT CAUSE YOU INVESTMENT LOSSES? Harpreet Mangat Of White Knight Strategic Wealth Advisors, LLC And Formerly With Ameriprise Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Harpreet Mangat of White Knight Strategic Wealth Advisors, LLC? Harpreet Mangat (CRD #4442530) who is currently registered with White Knight Strategic Wealth Advisors, LLC and located in Princeton, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to White Knight Strategic Wealth Advisors, LLC, Harpreet Mangat was associated with Ameriprise Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Harpreet Mangat Customer Complaints Harpreet Mangat has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the customer in the amount of $200,000. The other customer complaint was denied, and to date the customer is not taken any further action. Allegations Against Harpreet Mangat A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Harpreet Mangat Red Flags & Your Rights As An Investor Of course, Harpreet Mangat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harpreet Mangat at White Knight Strategic Wealth Advisors, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Harpreet Mangat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at White Knight Strategic Wealth Advisors, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At White Knight Strategic Wealth Advisors, LLC Due To Harpreet Mangat If you have questions about White Knight Strategic Wealth Advisors, LLC, Ameriprise Financial Services, Inc. and/or Harpreet Mangat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 16, 2023

Harold Gross, Jr. of Janney Montgomery Scott LLC

DID HAROLD BERTRAM GROSS, JR. CAUSE YOU INVESTMENT LOSSES? Harold Gross, Jr. Of Janney Montgomery Scott LLC Has 5 Customer Complaints For Alleged Broker Misconduct Who is Harold Gross, Jr. of Janney Montgomery Scott LLC? Harold Gross, Jr. (CRD #817550) who is currently registered with Janney Montgomery Scott LLC and located in Purchase, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Janney Montgomery Scott LLC, Harold Gross, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Harold Gross, Jr. Customer Complaints Harold Gross, Jr. has been the subject of 5 customer complaints that we know about to recover investment losses. Two customer complaints resulted in arbitration awards in favor of the investors. Two more customer complaints were settled by Janney Montgomery Scott in favor of the investors. The last customer complaint was denied, and today, the customer has not taken any further action. Allegations Against Harold Gross, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Harold Gross, Jr. Red Flags & Your Rights As An Investor Of course, Harold Gross, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harold Gross, Jr. at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Harold Gross, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Harold Gross, Jr. If you have questions about Janney Montgomery Scott LLC and/or Harold Gross, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 16, 2023

Haiguang Yin of Cetera Investment Services LLC

DID HAIGUANG HAI YIN CAUSE YOU INVESTMENT LOSSES? Haiguang Yin Of Cetera Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Haiguang Yin of Cetera Investment Services LLC? Haiguang Yin (CRD #3249933) who is currently registered with Cetera Investment Services LLC and located in Tempe City, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Investment Services LLC, Haiguang Yin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Haiguang Yin Customer Complaints Haiguang Yin has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Cetera Investment Services in favor of the investors. The other customer complaint was denied, and to date, the customer is not taking any further action. Allegations Against Haiguang Yin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Haiguang Yin Red Flags & Your Rights As An Investor Of course, Haiguang Yin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Haiguang Yin at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Haiguang Yin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Haiguang Yin If you have questions about Cetera Investment Services LLC and/or Haiguang Yin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2023

Gilherme Sahadi of BTG Pactual US Capital LLC

DID GUILHERME SILVEIRA SAHADI CAUSE YOU INVESTMENT LOSSES? Gilherme Sahadi Of BTG Pactual US Capital LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gilherme Sahadi of BTG Pactual US Capital LLC? Gilherme Sahadi (CRD #6473850) who is currently registered with BTG Pactual US Capital LLC and located in Miami, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to BTG Pactual US Capital LLC, Gilherme Sahadi was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gilherme Sahadi Customer Complaints Gilherme Sahadi has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Wells Fargo clearing services in favor of the investor for $300,000 and forgiveness of the PCL debt. The other customer complaint was withdrawn for reasons not stated. Allegations Against Gilherme Sahadi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gilherme Sahadi Red Flags & Your Rights As An Investor Of course, Gilherme Sahadi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gilherme Sahadi at BTG Pactual US Capital LLC and formerly with Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Gilherme Sahadi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BTG Pactual US Capital LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BTG Pactual US Capital LLC Due To Gilherme Sahadi If you have questions about BTG Pactual US Capital LLC, Wells Fargo Clearing Services, LLC and/or Gilherme Sahadi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2023

Guilford Nergard formerly with San Blas Securities LLC

DID GUILFORD WARD NERGARD CAUSE YOU INVESTMENT LOSSES? Guilford Nergard Formerly With San Blas Securities LLC, Newbridge Securities Corporation and Raymond James & Associates, Inc., Has 6 Customer Complaints For Alleged Broker Misconduct Who is Guilford Nergard formerly with San Blas Securities LLC? Guilford Nergard (CRD #2360614) who was formerly registered with San Blas Securities LLC and located in Atlanta, Georgia, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to San Blas Securities LLC, Guilford Nergard was associated with Newbridge Securities Corporation and Raymond James & Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Guilford Nergard has added to his own regulatory problems. In 2021, the Arizona Corporation commission securities division suspended him for allegedly making discretionary traits for his clients without proper authorization. As a result, he was suspended for 3 months and find $2500. Guilford Nergard Customer Complaints Guilford Nergard has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints resettled in favor of the investors. One customer complaint was denied by the brokerage firm and the customer took no further action. There are currently 2 customer complaints filed against Raymond James and Associates for Guilford Nergard’s alleged misconduct. Allegations Against Guilford Nergard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Guilford Nergard Red Flags & Your Rights As An Investor Of course, Guilford Nergard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guilford Nergard at San Blas Securities LLC, Newbridge Securities Corporation and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Guilford Nergard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at San Blas Securities LLC, Newbridge Securities Corporation and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At San Blas Securities LLC Due To Guilford Nergard If you have questions about San Blas Securities LLC, Newbridge Securities Corporation, Raymond James & Associates, Inc. and/or Guilford Nergard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2023

Gregory Melendez of Network 1 Financial Securities Inc

DID GREGORY WILLIAM MELENDEZ CAUSE YOU INVESTMENT LOSSES? Gregory Melendez Of Network 1 Financial Securities Inc And Formerly With Laidlaw Wealth Management LLC and Laidlaw & Company (UK) Ltd. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Gregory Melendez of Network 1 Financial Securities Inc? Gregory Melendez (CRD #4920698) who is currently registered with Network 1 Financial Securities Inc and located in Hauppauge, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Network 1 Financial Securities Inc, Gregory Melendez was associated with Laidlaw Wealth Management LLC and Laidlaw & Company (UK) Ltd. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Melendez Customer Complaints Gregory Melendez has been the subject of 4 customer complaints that we know about to recover investment losses. All for the customer complaints were settled in favor of the investors. Allegations Against Gregory Melendez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Melendez Red Flags & Your Rights As An Investor Of course, Gregory Melendez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Melendez at Network 1 Financial Securities Inc, formerly with Laidlaw Wealth Management LLC and Laidlaw & Company (UK) Ltd. on alert to review carefully the activity and performance of their accounts and question whether Gregory Melendez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Network 1 Financial Securities Inc, Laidlaw Wealth Management LLC and Laidlaw & Company (UK) Ltd. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Network 1 Financial Securities Inc Due To Gregory Melendez If you have questions about Network 1 Financial Securities Inc., Laidlaw Wealth Management LLC, Laidlaw & Company (UK) Ltd. and/or Gregory Melendez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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