FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 15, 2023

Gilherme Sahadi of BTG Pactual US Capital LLC

DID GUILHERME SILVEIRA SAHADI CAUSE YOU INVESTMENT LOSSES? Gilherme Sahadi Of BTG Pactual US Capital LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gilherme Sahadi of BTG Pactual US Capital LLC? Gilherme Sahadi (CRD #6473850) who is currently registered with BTG Pactual US Capital LLC and located in Miami, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to BTG Pactual US Capital LLC, Gilherme Sahadi was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gilherme Sahadi Customer Complaints Gilherme Sahadi has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Wells Fargo clearing services in favor of the investor for $300,000 and forgiveness of the PCL debt. The other customer complaint was withdrawn for reasons not stated. Allegations Against Gilherme Sahadi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gilherme Sahadi Red Flags & Your Rights As An Investor Of course, Gilherme Sahadi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gilherme Sahadi at BTG Pactual US Capital LLC and formerly with Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Gilherme Sahadi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BTG Pactual US Capital LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BTG Pactual US Capital LLC Due To Gilherme Sahadi If you have questions about BTG Pactual US Capital LLC, Wells Fargo Clearing Services, LLC and/or Gilherme Sahadi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 15, 2023

Guilford Nergard formerly with San Blas Securities LLC

DID GUILFORD WARD NERGARD CAUSE YOU INVESTMENT LOSSES? Guilford Nergard Formerly With San Blas Securities LLC, Newbridge Securities Corporation and Raymond James & Associates, Inc., Has 6 Customer Complaints For Alleged Broker Misconduct Who is Guilford Nergard formerly with San Blas Securities LLC? Guilford Nergard (CRD #2360614) who was formerly registered with San Blas Securities LLC and located in Atlanta, Georgia, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to San Blas Securities LLC, Guilford Nergard was associated with Newbridge Securities Corporation and Raymond James & Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Guilford Nergard has added to his own regulatory problems. In 2021, the Arizona Corporation commission securities division suspended him for allegedly making discretionary traits for his clients without proper authorization. As a result, he was suspended for 3 months and find $2500. Guilford Nergard Customer Complaints Guilford Nergard has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints resettled in favor of the investors. One customer complaint was denied by the brokerage firm and the customer took no further action. There are currently 2 customer complaints filed against Raymond James and Associates for Guilford Nergard’s alleged misconduct. Allegations Against Guilford Nergard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Guilford Nergard Red Flags & Your Rights As An Investor Of course, Guilford Nergard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guilford Nergard at San Blas Securities LLC, Newbridge Securities Corporation and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Guilford Nergard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at San Blas Securities LLC, Newbridge Securities Corporation and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At San Blas Securities LLC Due To Guilford Nergard If you have questions about San Blas Securities LLC, Newbridge Securities Corporation, Raymond James & Associates, Inc. and/or Guilford Nergard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 15, 2023

Gregory Melendez of Network 1 Financial Securities Inc

DID GREGORY WILLIAM MELENDEZ CAUSE YOU INVESTMENT LOSSES? Gregory Melendez Of Network 1 Financial Securities Inc And Formerly With Laidlaw Wealth Management LLC and Laidlaw & Company (UK) Ltd. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Gregory Melendez of Network 1 Financial Securities Inc? Gregory Melendez (CRD #4920698) who is currently registered with Network 1 Financial Securities Inc and located in Hauppauge, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Network 1 Financial Securities Inc, Gregory Melendez was associated with Laidlaw Wealth Management LLC and Laidlaw & Company (UK) Ltd. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Melendez Customer Complaints Gregory Melendez has been the subject of 4 customer complaints that we know about to recover investment losses. All for the customer complaints were settled in favor of the investors. Allegations Against Gregory Melendez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Melendez Red Flags & Your Rights As An Investor Of course, Gregory Melendez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Melendez at Network 1 Financial Securities Inc, formerly with Laidlaw Wealth Management LLC and Laidlaw & Company (UK) Ltd. on alert to review carefully the activity and performance of their accounts and question whether Gregory Melendez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Network 1 Financial Securities Inc, Laidlaw Wealth Management LLC and Laidlaw & Company (UK) Ltd. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Network 1 Financial Securities Inc Due To Gregory Melendez If you have questions about Network 1 Financial Securities Inc., Laidlaw Wealth Management LLC, Laidlaw & Company (UK) Ltd. and/or Gregory Melendez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 14, 2023

Gregory Heller of Investment Security Corporation

DID GREGORY SANDOR HELLER CAUSE YOU INVESTMENT LOSSES? Gregory Heller Of Investment Security Corporation And Formerly With HCR Wealth Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gregory Heller of Investment Security Corporation? Gregory Heller (CRD #1460520) who is currently registered with Investment Security Corporation and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Investment Security Corporation, Gregory Heller was associated with HCR Wealth Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Heller Customer Complaints Gregory Heller has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint went arbitration and resulted in the award in favor of the customer. The other customer complaint was settled by the Investment Security Corporation in favor of the investor. Allegations Against Gregory Heller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Heller Red Flags & Your Rights As An Investor Of course, Gregory Heller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Heller at Investment Security Corporation and HCR Wealth Advisors on alert to review carefully the activity and performance of their accounts and question whether Gregory Heller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Investment Security Corporation and HCR Wealth Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Investment Security Corporation Due To Gregory Heller If you have questions about Investment Security Corporation, HCR Wealth Advisors, and/or Gregory Heller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 14, 2023

Gregory Tucker of D.A. Davidson & Co.

DID GREGORY ROY TUCKER CAUSE YOU INVESTMENT LOSSES? Gregory Tucker Of D.A. Davidson & Co. Has 8 Customer Complaints For Alleged Broker Misconduct Who is Gregory Tucker of D.A. Davidson & Co.? Gregory Tucker (CRD #501274) who is currently registered with D.A. Davidson & Co. and located in Des Moines, Iowa is a subject of one of our many securities industry sales practice abuse investigations.   Gregory Tucker Customer Complaints Gregory Tucker has been the subject of 8 customer complaints that we know about to recover investment losses. Gregory Tucker was the subject of a customer complaint against his member firm that resulted in an arbitration award in favor of the investor in the amount of $1,086,850. Three of the customer complaints were settled in favor of investors. The last 4 customer complaints were denied by the brokerage firm DA Davidson & Co., and today, the customers have not taken any further action. Allegations Against Gregory Tucker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Tucker Red Flags & Your Rights As An Investor Of course, Gregory Tucker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Tucker at D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Gregory Tucker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Gregory Tucker If you have questions about D.A. Davidson & Co. and/or Gregory Tucker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 14, 2023

Gregory Turner of Vanguard Marketing Corporation

DID GREGORY TAYLOR TURNER CAUSE YOU INVESTMENT LOSSES? Gregory Turner Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Turner of Vanguard Marketing Corporation? Gregory Turner (CRD #6080086) who is currently registered with Vanguard Marketing Corporation and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.    Gregory Turner Customer Complaint Gregory Turner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor investment advice. The customer complaint was denied, and to date, customer has not taken any further action. Gregory Turner Red Flags & Your Rights As An Investor Of course, Gregory Turner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Turner at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Gregory Turner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Gregory Turner If you have questions about Vanguard Marketing Corporation and/or Gregory Turner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 14, 2023

Gregory Dudzik of RBC Capital Markets, LLC

DID GREGORY TIMOTHY DUDZIK CAUSE YOU INVESTMENT LOSSES? Gregory Dudzik Of RBC Capital Markets, LLC And Formerly With Janney Montgomery Scott LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Gregory Dudzik of RBC Capital Markets, LLC? Gregory Dudzik (CRD #1133671) who is currently  registered with RBC Capital Markets, LLC and located in Providence, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Gregory Dudzik was associated with Janney Montgomery Scott LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Dudzik Customer Complaints Gregory Dudzik has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award in favor of the investor. The brokerage firm Janney Montgomery Scott settled two customer complaints in favor of the investors. The last customer complaint was denied by the brokerage firm, and to date, the customer is not taking any further action. Allegations Against Gregory Dudzik A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Dudzik Red Flags & Your Rights As An Investor Of course, Gregory Dudzik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Dudzik at RBC Capital Markets, LLC and Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Dudzik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Janney Montgomery Scott LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Gregory Dudzik If you have questions about RBC Capital Markets, LLC, Janney Montgomery Scott LLC, and/or Gregory Dudzik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 14, 2023

Gregory Bodkin of Bournehill Investment Services, Inc.

DID GREGORY PATRICK BODKIN CAUSE YOU INVESTMENT LOSSES? Gregory Bodkin Of Bournehill Investment Services, Inc. And Formerly With Worden Capital Management LLC Has 9 Customer Complaints For Alleged Broker Misconduct Who is Gregory Bodkin of Bournehill Investment Services, Inc.? Gregory Bodkin (CRD #3008389) who is currently registered with Bournehill Investment Services, Inc. and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Bournehill Investment Services, Inc., Gregory Bodkin was associated with Worden Capital Management LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Bodkin Customer Complaints Gregory Bodkin has been the subject of 9 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled in favor of the investors. Two customer complaints filed against the advisor’s employer Word in Capital Management remained pending in arbitration. Allegations Against Gregory Bodkin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Bodkin Red Flags & Your Rights As An Investor Of course, Gregory Bodkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Bodkin at Bournehill Investment Services, Inc. and Worden Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Bodkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bournehill Investment Services, Inc. and Worden Capital Management LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bournehill Investment Services, Inc. To Gregory Bodkin If you have questions about Bournehill Investment Services, Inc., Worden Capital Management LLC, and/or Gregory Bodkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 13, 2023

Gregory Duncan-Peters of Wells Fargo Clearing Services LLC

DID GREGORY JAMES DUNCAN-PETERS CAUSE YOU INVESTMENT LOSSES? Gregory Duncan-Peters Of Wells Fargo Clearing Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Duncan-Peters of Wells Fargo Clearing Services LLC? Gregory Duncan-Peters (CRD #1036642) who is currently registered with  Wells Fargo Clearing Services LLC and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations.     Gregory Duncan-Peters Customer Complaint Gregory Duncan-Peters has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to establish a securities-back the line of credit which resulted in investment losses. The customer complaint was settled after the arbitration was filed in favor of the investor. Gregory Duncan-Peters Red Flags & Your Rights As An Investor Of course, Gregory Duncan-Peters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Duncan-Peters at Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Duncan-Peters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services LLC Due To Gregory Duncan-Peters If you have questions about Wells Fargo Clearing Services LLC and/or Gregory Duncan-Peters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 13, 2023

Gregory Jacobson of B. Riley Wealth Management

DID GREGORY ALAN JACOBSON CAUSE YOU INVESTMENT LOSSES? Gregory Jacobson Of B. Riley Wealth Management And Formerly With National Securities Corporation And Ameriprise Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gregory Jacobson of B. Riley Wealth Management? Gregory Jacobson (CRD #2635798) who is currently registered with B. Riley Wealth Management and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to B. Riley Wealth Management, Gregory Jacobson was associated with National Securities Corporation, Ameriprise Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Jacobson Customer Complaints Gregory Jacobson has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints settled in favor of the investor and the other was denied by Ameriprise Financial Services, and to date the customer is not taken any further action. Allegations Against Gregory Jacobson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Jacobson Red Flags & Your Rights As An Investor Of course, Gregory Jacobson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Jacobson at B. Riley Wealth Management, National Securities Corporation, and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Jacobson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management, National Securities Corporation, and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management To Gregory Jacobson If you have questions about B. Riley Wealth Management, National Securities Corporation, Ameriprise Financial Services, Inc. and/or Gregory Jacobson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading