FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 9, 2023

Gerard Melley of UBS Financial Services Inc.

DID GERARD PATRICK MELLEY CAUSE YOU INVESTMENT LOSSES? Gerard Melley Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gerard Melley of UBS Financial Services Inc.? Gerard Melley (CRD #1677444) who is currently registered with UBS Financial Services Inc. and located in Manasquan, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Gerard Melley was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerard Melley Customer Complaints Gerard Melley has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints resettled in favor of the investors. Allegations Against Gerard Melley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gerard Melley Red Flags & Your Rights As An Investor Of course, Gerard Melley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerard Melley at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Gerard Melley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Gerard Melley If you have questions about UBS Financial Services Inc. and/or Gerard Melley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 9, 2023

Ghislain Gouraige, Jr. Of New Edge Wealth

DID GHISLAIN GOURAIGE, JR. CAUSE YOU INVESTMENT LOSSES? Ghislain Gouraige, Jr. Of New Edge Wealth And Formerly With UBS Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Ghislain Gouraige, Jr. Of New Edge Wealth? Ghislain Gouraige, Jr. (CRD #1845864) who is currently registered with New Edge Wealth and located in Coral Gables Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to New Edge Wealth, Ghislain Gouraige, Jr. was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ghislain Gouraige, Jr.  Customer Complaint Ghislain Gouraige, Jr. has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor made unsuitable investment allocations to international growth and emerging market stock, failed to diversify a managed accounts structured notes portfolio, and made misrepresentations regarding tax-exempt municipal bond yields. The customer complaint was settled by NewEdge Securities in favor of the investor. Ghislain Gouraige, Jr. Red Flags & Your Rights As An Investor Of course, Ghislain Gouraige, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ghislain Gouraige, Jr. at New Edge Wealth, and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ghislain Gouraige, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at New Edge Wealth and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At New Edge Wealth Due To Ghislain Gouraige, Jr. If you have questions about New Edge Wealth, UBS Financial Services Inc., and/or Ghislain Gouraige, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 9, 2023

Gerald Kessler formerly with Wells Fargo Clearing Services, LLC

DID GERALD PAUL KESSLER CAUSE YOU INVESTMENT LOSSES? Gerald Kessler Formerly With Wells Fargo Clearing Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Who is Gerald Kessler formerly with Wells Fargo Clearing Services, LLC? Gerald Kessler (CRD #268664) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Doylestown Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, Gerald Kessler was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Kessler Customer Complaints Gerald Kessler has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled in favor of the investors. The other 2 customer complaints were denied and to date, no action has been taken by the customers against the firm or financial advisor. Allegations Against Gerald Kessler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gerald Kessler Red Flags & Your Rights As An Investor Of course, Gerald Kessler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Kessler formerly at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Gerald Kessler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Gerald Kessler If you have questions about Wells Fargo Clearing Services, LLC and/or Gerald Kessler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 9, 2023

Gerald McGinley UBS Financial Services Inc.

DID GERALD O’NIELL MCGINLEY CAUSE YOU INVESTMENT LOSSES? Gerald McGinley Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Gerald McGinley UBS Financial Services Inc.? Gerald McGinley (CRD #1811084) who is currently registered with UBS Financial Services Inc. and located in Westport, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Gerald McGinley was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald McGinley Customer Complaint Gerald McGinley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made an unsuitable recommendation and misrepresentations related to an investment in and the hold of and options overlay strategy. The customer complaint was denied, and to date, no further action has been taken. Gerald McGinley Red Flags & Your Rights As An Investor Of course, Gerald McGinley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald McGinley at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Gerald McGinley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Gerald McGinley If you have questions about UBS Financial Services Inc. and/or Gerald McGinley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 9, 2023

German Nino formerly with UBS Financial Services Inc.

DID GERMAN NINO CAUSE YOU INVESTMENT LOSSES? German Nino Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is German Nino formerly with UBS Financial Services Inc.? German Nino (CRD #2653707) who was formerly registered with UBS Financial Services Inc. and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., German Nino was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. German Nino has had his own problem with the securities regulators. In 2022, United States SEC filed and settled a federal securities law complaint and administrative proceeding against him. The SEC’s complaint alleged, among other things, that from approximately May 2014 through February 2020, Mr. Nino misappropriated approximately $5.8 million from one of his long-standing investment advisory clients. German Nino Customer Complaint German Nino has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that German Nino stole money from him. UBS Financial Services settled the customer complaint for over $5.8 million. German Nino Red Flags & Your Rights As An Investor Of course, German Nino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of German Nino at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether German Nino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To German Nino If you have questions about UBS Financial Services Inc.  and/or German Nino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 9, 2023

Gerald Brodsky formerly with Dinosaur Financial Group

DID GERALD LEE BRODSKY CAUSE YOU INVESTMENT LOSSES? Gerald Brodsky Formerly With Dinosaur Financial Group, L.L.C. Has A Customer Complaint For Alleged Broker Misconduct Who is Gerald Brodsky formerly with Dinosaur Financial Group? Gerald Brodsky (CRD #1172647) who formerly registered with Dinosaur Financial Group and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dinosaur Financial Group, Gerald Brodsky was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Brodsky also had his own share of regulatory problems, he was permanently barred from any further association with any FINRA broker-dealer. Gerald Brodsky Customer Complaint Gerald Brodsky has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to investments in a private placement known as Concorde Group Holdings which claimant alleged was a Ponzi scheme. The customer complaint was settled in favor of the investor. Gerald Brodsky Red Flags & Your Rights As An Investor Of course, Gerald Brodsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Brodsky at Dinosaur Financial Group on alert to review carefully the activity and performance of their accounts and question whether Gerald Brodsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dinosaur Financial Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dinosaur Financial Group Due To Gerald Brodsky If you have questions about Dinosaur Financial Group and/or Gerald Brodsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 6, 2023

Gerald O’Halloran of Union Capital Company

DID GERALD JAMES O’HALLORAN CAUSE YOU INVESTMENT LOSSES? Gerald O’Halloran Of Union Capital Company And Formerly With Kovack Securities Inc. Has 11 Customer Complaints For Alleged Broker Misconduct Who is Gerald O’Halloran of Union Capital Company? Gerald O’Halloran (CRD #1056697) who is currently registered with Union Capital Company and located in Punta Gorda, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Union Capital Company, Gerald O’Halloran was associated with Kovack Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald O’Halloran Customer Complaints Gerald O’Halloran has been the subject of11 customer complaints that we know about to recover investment losses. One of the customer complaints or unauthorized transactions went to arbitration and award was entered in favor of the customer. Six of the customer complaints were settled in favor of investors. 2 of the customer complaints were denied and today, the customers of not taking any further action. There are 2 other customer complaints listed as pending. Allegations Against Gerald O’Halloran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gerald O’Halloran Red Flags & Your Rights As An Investor Of course, Gerald O’Halloran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald O’Halloran at Union Capital Company and Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Gerald O’Halloran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Union Capital Company and Kovack Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Union Capital Company Due To Gerald O’Halloran If you have questions about Union Capital Company, Kovack Securities Inc., and/or Gerald O’Halloran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 6, 2023

Gerald Mang of CapFinancial Securities, LLC

DID GERALD EDWARD MANG, JR. CAUSE YOU INVESTMENT LOSSES? Gerald Mang Of CapFinancial Securities, LLC And Formerly With Lakeside Wealth Management Group, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gerald Mang of CapFinancial Securities, LLC? Gerald Mang (CRD #2228023) who is currently registered with CapFinancial Securities, LLC and located in Chesterton, Indiana, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to CapFinancial Securities, LLC, Gerald Mang was associated with Lakeside Wealth Management Group, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Mang Customer Complaint Gerald Mang has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended unsuitable REIT investments which were in breach of his fiduciary duty. The Customer complaint was settled in favor of the investor. Gerald Mang Red Flags & Your Rights As An Investor Of course, Gerald Mang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Mang at CapFinancial Securities, LLC, and Lakeside Wealth Management Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Gerald Mang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CapFinancial Securities, LLC, and Lakeside Wealth Management Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CapFinancial Securities, LLC Due To Gerald Mang If you have questions about CapFinancial Securities, LLC,Lakeside Wealth Management Group, LLC and/or Gerald Mang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 6, 2023

Gerald Corriher of Bankers Life Securities, Inc

DID GERALD DAVID CORRIHER CAUSE YOU INVESTMENT LOSSES? Gerald Corriher Of Bankers Life Securities, Inc Has A Customer Complaint For Alleged Broker Misconduct Who is Gerald Corriher of Bankers Life Securities, Inc? Gerald Corriher (CRD #6442163) who is currently registered with Bankers Life Securities, Inc and located in North Myrtle Beach, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Bankers Life Securities, Inc, Gerald Corriher was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Corriher Customer Complaint Gerald Corriher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to Premium Bonus Index Annuities purchased from Bankers Life Casualty and Company. The affiliate brokerage firm, Bankers Life Securities, denied the allegations and, to date, the customer has not taken any further action. Gerald Corriher Red Flags & Your Rights As An Investor Of course, Gerald Corriher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Corriher at Bankers Life Securities, Inc on alert to review carefully the activity and performance of their accounts and question whether Gerald Corriher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc Due To Gerald Corriher If you have questions about Bankers Life Securities, Inc and/or Gerald Corriher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 6, 2023

George Terlizzi of Arkadios Capital

DID GEORGE TERLIZZI CAUSE YOU INVESTMENT LOSSES? George Terlizzi Of Arkadios Capital And Formerly With Kalos Management Has 6 Customer Complaints For Alleged Broker Misconduct Who is George Terlizzi of Arkadios Capital? George Terlizzi (CRD #5834250) who is currently registered with Arkadios Capital and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Arkadios Capital, George Terlizzi was associated with Kalos Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Terlizzi Customer Complaints George Terlizzi has been the subject of 6 customer complaints that we know about to recover investment losses. All 6 of those customer complaints were settled in favor of the investors. Allegations Against George Terlizzi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Terlizzi Red Flags & Your Rights As An Investor Of course, George Terlizzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Terlizzi at Arkadios Capital and Kalos Management on alert to review carefully the activity and performance of their accounts and question whether George Terlizzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Kalos Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To George Terlizzi If you have questions about Arkadios Capital, Kalos Management, and/or George Terlizzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading