FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Nov 4, 2024

Roger Given of LPL Financial LLC Reviews

DID ROGER RANDALL GIVEN CAUSE YOU INVESTMENT LOSSES? Roger Given Customer Complaints and Reviews Allegations Against Roger Given Roger Randall Given is accused of recommending an unsuitable direct investment in DPP & LP Interests to a customer in 2015, which allegedly resulted in a financial loss for the customer. Outcome: The dispute is still under investigation and remains unresolved, with the customer seeking $25,000 in damages. Roger Given Red Flags & Your Rights As An Investor Of course, Roger Given did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Given at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Given has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Roger Given If you have questions about LPL Financial LLC and/or Roger Given and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Robert Hesse Formerly With Edward Jones Reviews

DID ROBERT CLEVELAND HESSE CAUSE YOU INVESTMENT LOSSES? Robert Hesse Customer Complaints and Reviews Allegations Against Robert Hesse Robert Hesse Red Flags & Your Rights As An Investor Of course, Robert Hesse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Hesse at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Robert Hesse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Robert Hesse If you have questions about Edward Jones and/or Robert Hesse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Joseph Cannon of Northwestern Mutual Investment Services, LLC FIRED

DID JOSEPH MICHAEL CANNON CAUSE YOU INVESTMENT LOSSES? Joseph Cannon Formerly With Northwestern Mutual Investment Services, LLC was terminated on January 12, 2024, following an internal review for questionable transactions related to both his personal and client investment accounts.   Joseph Cannon Employment History Joseph Cannon Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Joseph Cannon is a red flag which should put all current and former customers of Joseph Cannon at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Cannon engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Joseph Cannon If you have questions about Northwestern Mutual Investment Services, LLC and/or Joseph Cannon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Jesus Cantu of J.P. Morgan Securities LLC FIRED

DID JESUS CANTU CAUSE YOU INVESTMENT LOSSES? Jesus Cantu Formerly With J.P. Morgan Securities LLC was recently fired, for allegations that he admitted to making unauthorized transfers from a customer’s affiliate bank account for personal benefit Jesus Cantu Employment History and Termination Negative Disclosures Summary: Employment Termination: Cantu was terminated from his role at JPMorgan Chase Bank, N.A., after he admitted to unauthorized transfers from a customer’s bank account. These actions were conducted in his role as a bank employee, not involving security, and indicate a violation of trust that led to his discharge. Allegations and Accusations Summary: Unauthorized Transfers Allegation: The allegations against Cantu involve unauthorized transfers from a customer’s bank account for his personal benefit, unrelated to his securities role. His admission to these actions led directly to his termination from JPMorgan Chase Bank. Jesus Cantu Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jesus Cantu is a red flag which should put all current and former customers of Jesus Cantu J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jesus Cantu engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Jesus Cantu If you have questions about J.P. Morgan Securities LLC and/or Jesus Cantu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2024

Thomas Hartfield Formerly With Western International Securities, Inc.  Reviews

DID THOMAS J HARTFIELD CAUSE YOU INVESTMENT LOSSES? Thomas Hartfield Formerly With Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Hartfield Customer Complaints and Reviews Hartfield has two customer disputes in his record: Allegations Against Thomas Hartfield In the customer disputes, allegations include unsuitable investment recommendations and misrepresentation. The first case has been settled for $20,000.  The second arbitration case remains pending, with the customer alleging unsuitability regarding investment choices and seeking $400,000 in damages. Thomas Hartfield Red Flags & Your Rights As An Investor Of course, Thomas Hartfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Hartfield at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Hartfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Thomas Hartfield If you have questions about Western International Securities, Inc. and/or Thomas Hartfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2024

Jason Head Formerly With Morgan Stanley Reviews

DID JASON BROOKS HEAD CAUSE YOU INVESTMENT LOSSES? Jason Head Customer Complaints and Reviews Jason Brooks Head has one pending disclosure related to a customer dispute. Customer Dispute 02/12/2024: A pending complaint involving a Morgan Stanley client who alleges unauthorized activity related to her liquidity access line. The dispute does not specify the damages sought, and no settlement has been reached as of now. Allegations Against Jason Head The pending customer dispute involves allegations from a Morgan Stanley client, who claims that activity related to her liquidity access line between 2021 and 2024 was unauthorized. The exact damages are unspecified, and the case remains pending as of the most recent filing date in February 2024. Jason Head Red Flags & Your Rights As An Investor Of course, Jason Head did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Head at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jason Head has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jason Head If you have questions about Morgan Stanley and/or Jason Head and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 2, 2024

Derik Hillman of Charles Schwab & Co., Inc. FIRED

DID DERIK VANDERBURG HILLMAN CAUSE YOU INVESTMENT LOSSES? Derik Hillman Formerly With Charles Schwab & Co., Inc. was fired on August 12, 2024, following allegations of inaccurately entering information into the firm’s record-keeping system. Derik Hillman Employment History and Termination Derik Vanderburg Hillman has been in the securities industry since 2014, having worked for two firms. He was most recently registered with Charles Schwab & Co., Inc. from January 2015 to August 2024, following a brief period at MetLife Securities Inc. He has passed two general industry exams and two multi-state securities law exams but has not completed any principal or supervisory exams. His termination from Charles Schwab occurred in 2024 due to record-keeping discrepancies. Derik Hillman was terminated from his role at Charles Schwab & Co., Inc. on August 12, 2024. following allegations of inaccurately entering information into the firm’s record-keeping system Disclosure Summary Derik Hillman Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Derik Hillman is a red flag which should put all current and former customers of Derik Hillman Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses Charles Schwab & Co., Inc. Due To Derik Hillman If you have questions about Charles Schwab & Co., Inc. and/or Derik Hillman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 2, 2024

Stevan Hoffman of Cambridge Investment Research, Inc.  Reviews

DID STEVAN JOSEF HOFFMAN CAUSE YOU INVESTMENT LOSSES? Stevan Hoffman Customer Complaints and Reviews Stevan Hoffman has one pending customer dispute in his record. Allegations Against Stevan Hoffman Stevan Hoffman Red Flags & Your Rights As An Investor Of course, Stevan Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stevan Hoffman at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stevan Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc.  Due To Stevan Hoffman If you have questions about Cambridge Investment Research, Inc. and/or Stevan Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 2, 2024

Kevin Kuehn of Osaic FA, Inc. Reviews

DID KEVIN C KUEHN CAUSE YOU INVESTMENT LOSSES? Kevin Kuehn Customer Complaints and Reviews Kevin Kuehn has one pending customer dispute listed on his record. Allegations Against Kevin Kuehn Kevin Kuehn Red Flags & Your Rights As An Investor Of course, Kevin Kuehn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Kuehn at Osaic FA, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Kuehn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic FA, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic FA, Inc. Due To Kevin Kuehn If you have questions about Osaic FA, Inc. and/or Kevin Kuehn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 2, 2024

Jason Lavigne of Osaic Wealth, Inc. Reviews

DID JASON MICHAEL LAVIGNE CAUSE YOU INVESTMENT LOSSES? Jason Lavigne Customer Complaints and Reviews Jason Lavigne has one pending customer dispute listed on his record. Allegations Against Jason Lavigne Jason Lavigne Red Flags & Your Rights As An Investor Of course, Jason Lavigne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Lavigne at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Lavigne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc.  Due To Jason Lavigne If you have questions about Osaic Wealth, Inc. and/or Jason Lavigne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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