FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 833-300-6983, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Dec 15, 2023

Announcing 2023 Winner – Robert Wayne Pearce Investor Fraud Awareness Scholarship

As promised, today we are announcing the 2023 winner of the Robert Wayne Pearce Investor Fraud Awareness Scholarship. Over the course of the year, we received applications from over 175 students from 95 schools around the country who all wrote quality essays about Risks of Investing in the Cryptocurrency Market. The winner of the $2,500 scholarship is Daniel Jimenez Cardona, a student at Valencia College located in Orlando, Florida, who wrote: Risks of Investing in the Cryptocurrency Market The cryptocurrency market has been a topic of fascination and debate since the inception of Bitcoin in 2009. Over the past decade, cryptocurrencies have gained immense popularity as alternative investments, promising high returns and financial independence. However, beneath the allure of this decentralized digital asset lies a complex landscape fraught with risks and uncertainties. In this essay, we will delve into the various risks associated with investing in the cryptocurrency market. One of the most prominent and widely acknowledged risks in the cryptocurrency market is its extreme volatility. Unlike traditional financial assets like stocks or bonds, cryptocurrencies are known for their price swings that can be both exhilarating and terrifying. Investors often experience rapid price fluctuations that can lead to substantial gains or painful losses within minutes. The speculative nature of the market, coupled with the absence of regulation, contributes to this rollercoaster ride.  Another significant risk stems from the lack of regulatory clarity surrounding cryptocurrencies. Different countries have adopted varying stances on digital currencies, leading to an ambiguous global landscape. Some nations have embraced cryptocurrencies and enacted regulations to govern them, while others have banned or restricted their use. This uncertainty makes it challenging for investors to assess the legal framework and potential future restrictions that may impact their investments. Cryptocurrencies operate on a blockchain, which is touted as a secure and immutable technology. However, this does not make them immune to security breaches. Hacks and cyberattacks on cryptocurrency exchanges and wallets have been widespread, resulting in the loss of billions of dollars’ worth of digital assets. Investors are responsible for safeguarding their private keys and using secure platforms, but the risk of theft remains a constant concern. Investing in traditional financial markets offers investors a degree of protection through regulatory bodies and insurance schemes. In contrast, the cryptocurrency market lacks such safeguards. When a traditional bank fails, depositors are typically insured up to a certain amount. In the cryptocurrency world, if a platform goes bankrupt or is hacked, investors may have little to no recourse to recover their losses. This absence of consumer protection heightens the risk for those entering the market. The relatively small market capitalization of cryptocurrencies compared to traditional assets makes them susceptible to market manipulation. Pump-and-dump schemes, where the prices of certain cryptocurrencies are artificially inflated before being sold off at a profit, are not uncommon. Additionally, rumors and social media can play a significant role in influencing prices, leaving investors vulnerable to misinformation and coordinated efforts to drive market sentiment. Unlike stocks or bonds, cryptocurrencies do not generate income or dividends. Their value is often driven by speculation and market sentiment rather than intrinsic worth. This lack of fundamental value makes it challenging to assess whether a cryptocurrency is overvalued or undervalued, leading to investment decisions based on hype and trends rather than sound financial analysis. The success of cryptocurrencies as an investment is closely tied to their adoption for everyday use. While some cryptocurrencies like Bitcoin have gained mainstream recognition, they are not yet widely accepted for day-to-day transactions. Until cryptocurrencies achieve broader adoption and become an integral part of the global financial system, their long-term value remains uncertain. Investing in the cryptocurrency market can be an enticing prospect, offering the potential for substantial returns and financial independence. However, it is crucial for investors to recognize and understand the inherent risks associated with this nascent asset class. Volatility, regulatory uncertainty, security concerns, lack of consumer protections, market manipulation, absence of fundamental value, and limited adoption are all factors that contribute to the complex risk landscape of cryptocurrencies. As with any investment, due diligence, risk management, and a clear understanding of one’s risk tolerance are essential for navigating this ever-evolving market. While cryptocurrencies offer opportunities, they also demand caution and prudence from those who dare to venture into this exciting yet treacherous terrain. We thank all the other applicants for their efforts and announce that the next scholarship to be awarded December 15, 2024, will be given to the student who writes the most thoughtful essay about the Pros and Cons of a Balanced Portfolio.

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Dec 11, 2023

Kevin Adam of Cetera Advisors LLC

DID KEVIN PATRICK ADAM CAUSE YOU INVESTMENT LOSSES? Kevin Adam Of Cetera Advisors LLC Has 4 Customer Complaints For Alleged Broker Misconduct Kevin Adam Customer Complaints Kevin Adam has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were denied by Kevin Adams current and former employers and to date, the investors have not taken any further action. There is currently one customer complaint pending against Cetera Advisors LLC for Kevin Adam’s alleged misconduct in the Circuit Court of Boone County, Missouri. Allegations Against Kevin Adam A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Adam Red Flags & Your Rights As An Investor Of course, Kevin Adam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Adam at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Adam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Kevin Adam If you have questions about Cetera Advisors LLC and/or Kevin Adam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 10, 2023

Ted Oliver formerly with Davenport & Company LLC

DID TED MATTHEW OLIVER CAUSE YOU INVESTMENT LOSSES? Ted Oliver Formerly With Davenport & Company LLC Has A Customer Complaint For Alleged Broker Misconduct Ted Oliver Customer Complaint Ted Oliver has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor should not have recommended investments with a long-term maturity date in light of their ages and stated investment objectives. Wells Fargo Advisors recently denied the customer complaint and, to date, the investors have not taken any further action. Ted Oliver Red Flags & Your Rights As An Investor Of course, Ted Oliver did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ted Oliver at Davenport & Company LLC on alert to review carefully the activity and performance of their accounts and question whether Ted Oliver has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Davenport & Company LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Davenport & Company LLC Due To Ted Oliver If you have questions about Davenport & Company LLC and/or Ted Oliver and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 3, 2023

Joshua Jenkins of Northwestern Mutual Investment Services, LLC

DID JOSHUA LEON JENKINS CAUSE YOU INVESTMENT LOSSES? Joshua Jenkins of Northwestern Mutual Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joshua Jenkins Customer Complaints Joshua Jenkins has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Northwestern Mutual Investment Services in favor of the investors. Allegations Against Joshua Jenkins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joshua Jenkins Red Flags & Your Rights As An Investor Of course, Joshua Jenkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Jenkins at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Jenkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Joshua Jenkins If you have questions about Northwestern Mutual Investment Services, LLC and/or Joshua Jenkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2023

Andy Gitipityapon of Western International Securities, Inc.

DID ANDY RAVI GITIPITYAPON CAUSE YOU INVESTMENT LOSSES? Andy Gitipityapon Of Western International Securities, Inc. And Formerly With Citigroup Global Markets Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Andy Gitipityapon Customer Complaints Andy Gitipityapon has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled in favor of the investors. The advisor’s former employer denied another customer complaint in the investor did not take any further action. Allegations Against Andy Gitipityapon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andy Gitipityapon Red Flags & Your Rights As An Investor Of course, Andy Gitipityapon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Gitipityapon at Western International Securities, Inc. and Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Andy Gitipityapon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Citigroup Global Markets Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Andy Gitipityapon If you have questions about Western International Securities, Inc., Citigroup Global Markets Inc. and/or Andy Gitipityapon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 25, 2023

Darien Bonney formerly with MML Investors Services, LLC

DID DARIEN EUCLID BONNEY CAUSE YOU INVESTMENT LOSSES? Darien Bonney Formerly With MML Investors Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Darien Bonney Customer Complaints Darien Bonney has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints have been settled by MML Investors Services in favor of the investors. There are currently 3 customer complaints filed in connection with his employment at MML Investors Services that are still pending FINRA arbitration proceedings. Allegations Against Darien Bonney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Darien Bonney Red Flags & Your Rights As An Investor Of course, Darien Bonney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darien Bonney at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Darien Bonney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Darien Bonney If you have questions about MML Investors Services, LLC and/or Darien Bonney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 14, 2023

Stephen Sperling of Wintrust Investments LLC

DID STEPHEN JAMES SPERLING CAUSE YOU INVESTMENT LOSSES? Stephen Sperling Of Wintrust Investments LLC Has 6 Customer Complaints For Alleged Broker Misconduct Stephen Sperling Customer Complaints Stephen Sperling has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were recently denied by Wintrust Investments and, to date, the investors have not taken any further action. The other 2 customer complaints were recently filed and are still pending against Wintrust Investments. Allegations Against Stephen Sperling A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Stephen Sperling Red Flags & Your Rights As An Investor Of course, Stephen Sperling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Sperling at Wintrust Investments LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Sperling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wintrust Investments LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Wintrust Investments LLC Due To Stephen Sperling If you have questions about Wintrust Investments LLC and/or Stephen Sperling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2023

Lisa Pugel of Avantax Investment Services, Inc.

DID LISA AILEEN PUGEL CAUSE YOU INVESTMENT LOSSES? Lisa Pugel Of Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lisa Pugel Customer Complaints Lisa Pugel has been the subject of 2 customer complaints that we know about to recover investment losses. HD Vest settled one customer complaint in favor of the investor. Avantax Investment Services recently denied the other customer complaint and, to date, the investor is not taken any further action. Allegations Against Lisa Pugel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Lisa Pugel Red Flags & Your Rights As An Investor Of course, Lisa Pugel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Pugel at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Pugel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Lisa Pugel If you have questions about Avantax Investment Services, Inc. and/or Lisa Pugel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2023

Jason Pirnie formerly with UBS Financial Services Inc.

DID JASON MALCOM PIRNIE CAUSE YOU INVESTMENT LOSSES? Jason Pirnie Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Jason Pirnie Customer Complaint Jason Pirnie has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions with respect to the investments and line of credit. UBS Financial Services settled the customer complaint in favor of the investor. Jason Pirnie Red Flags & Your Rights As An Investor Of course, Jason Pirnie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Pirnie at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Pirnie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Jason Pirnie If you have questions about UBS Financial Services Inc. and/or Jason Pirnie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 11, 2023

Ryan Beck of Osaic Wealth, Inc.

DID RYAN ALBERT BECK CAUSE YOU INVESTMENT LOSSES? Ryan Beck Of Osaic Wealth, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ryan Beck Customer Complaint Ryan Beck has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized transactions in customer’s account. Royal Alliance Associates recently died the customer complaint and, to date, the investor has not taken any further action. Ryan Beck Red Flags & Your Rights As An Investor Of course, Ryan Beck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Beck at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ryan Beck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Ryan Beck If you have questions about Osaic Wealth, Inc. and/or Ryan Beck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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