FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Oct 29, 2024

James Turpin of USA Financial Securities Corporation FIRED

DID JAMES MICHAEL TURPIN CAUSE YOU INVESTMENT LOSSES? James Turpin Formerly With USA Financial Securities Corporation was terminated on June 7, 2024, due to allegations of theft from a client account James Turpin Employment History and Termination James M. Turpin was registered with USA Financial Securities Corporation from January 2017 to June 2024. He also held prior registrations with United Planners’ Financial Services of America (2014–2016) and BCG Securities, Inc. (2012–2014). During his career, Mr. Turpin passed two general industry/product exams and one multi-state securities law exam, as follows: Mr. Turpin was discharged by USA Financial Securities Corporation on June 7, 2024. The termination was related to allegations of theft from a client account. While no specific financial products were implicated, this case underscores the importance of due diligence of financial professionals. Negative Disclosures Summary James M. Turpin has one reported disclosure related to employment termination: James Turpin Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Turpin is a red flag which should put all current and former customers of James Turpin at USA Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether James Turpin engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USA Financial Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USA Financial Securities Corporation Due To James Turpin If you have questions about USA Financial Securities Corporation and/or James Turpin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2024

Marat Likhtenstein of Osaic Wealth, Inc.  FIRED

DID MARAT LIKHTENSTEIN CAUSE YOU INVESTMENT LOSSES? Marat Likhtenstein Formerly With Osaic Wealth, Inc.  was terminated on June 7, 2024, for failing to disclose personal loan transactions with a client Marat Likhtenstein Employment History and Termination Marat Likhtenstein has over two decades of experience in the securities industry, having worked for firms such as Osaic Wealth, Inc., (2018-2024), Signator Investors, Inc., (2001-2018) and Park Avenue Securities LLC. (1999-2001) He passed two general industry/product exams and two multi-state securities law exams and held registrations across multiple firms, mostly in New York. He was terminated by Osaic Wealth, Inc. on June 7, 2024, due to a failure to disclose personal loan transactions with a client. Subsequently, on August 5, 2024, he was permanently barred by FINRA after he refused to cooperate with their investigation, provide requested documents and information and failed to appear for testimony. Disclosure Events: Allegation: Terminated for failure to disclose personal loan transactions with a client. Regulatory Action Date: August 5, 2024 Regulator: FINRA Allegation: Likhtenstein failed to provide documents and appear for testimony as requested by FINRA, related to a disclosure on a Form U5 filing by Osaic Wealth, Inc., stating that he did not disclose personal loans with a client. Resolution: Permanent bar of all capacities. Termination Date: June 7, 2024 Firm: Osaic Wealth, Inc. Marat Likhtenstein Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Marat Likhtenstein is a red flag which should put all current and former customers of Marat Likhtenstein at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marat Likhtenstein engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc.  Due To Marat Likhtenstein If you have questions about Osaic Wealth, Inc.and/or Marat Likhtenstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2024

Luis Arevalo of J.P. Morgan Securities LLC FIRED

DID LUIS CARABANTES AREVALO CAUSE YOU INVESTMENT LOSSES? Luis Arevalo Formerly With J.P. Morgan Securities LLC was terminated on June 6, 2024, due to allegations of claiming incentive credit he was not entitled to receive Luis Arevalo Employment History Luis Carabantes Arevalo has a relatively recent entry into the securities industry, having worked with J.P. Morgan Securities LLC from March 2023 to June 2024. During his time in the industry, Mr. Arevalo passed two general industry/product exams, including the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination, as well as the Uniform Securities Agent State Law Examination (Series 63). Despite his brief tenure in the securities field, Mr. Arevalo’s career faced a significant setback in June 2024, when he was discharged from JPMorgan Chase Bank, N.A. The termination was due to allegations of claiming incentive credit he was not entitled to receive and doing so using a co-worker’s workstation. This incident led to the end of his registration with J.P. Morgan Securities LLC. Currently, Mr. Arevalo is not registered with any firm. Luis Arevalo Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Luis Arevalo is a red flag which should put all current and former customers of Luis Arevalo J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Luis Arevalo engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Luis Arevalo If you have questions about J.P. Morgan Securities LLC and/or Luis Arevalo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2024

Kenneth Wright of Osaic Institutions, Inc. Reviews

DID Kenneth Wright CAUSE YOU INVESTMENT LOSSES? Kenneth Wright Of Osaic Institutions, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kenneth Wright Customer Complaints and Reviews Kenneth D. Wright has been involved in three customer disputes, two of which were denied, and one was withdrawn: Allegations Against Kenneth Wright Kenneth Wright Red Flags & Your Rights As An Investor Of course, Kenneth Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Wright at Osaic Institutions, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kenneth Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Institutions, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Institutions, Inc. Due To Kenneth Wright If you have questions about Osaic Institutions, Inc. and/or Kenneth Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2024

Jason Young of Charles Schwab & Co., Inc. Reviews

DID JASON R YOUNG CAUSE YOU INVESTMENT LOSSES? Jason Young Of Charles Schwab & Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jason Young Customer Complaints and Reviews Jason R. Young has been involved in two customer disputes: Allegations Against Jason Young Jason Young Red Flags & Your Rights As An Investor Of course, Jason Young did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Young at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Young has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Jason Young If you have questions about Charles Schwab & Co., Inc. and/or Jason Young and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2024

Chad Zawacki of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID Chad Zawacki CAUSE YOU INVESTMENT LOSSES? Chad Zawacki Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Chad Zawacki Customer Complaints and Reviews Chad C. Zawacki has two customer disputes reported: Allegations Against Chad Zawacki Chad Zawacki Red Flags & Your Rights As An Investor Of course, Chad Zawacki did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Zawacki at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Chad Zawacki has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Chad Zawacki If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Chad Zawacki and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2024

Rita Pollard of Bankers Life Securities, Inc. Reviews

DID RITA RAEANNE POLLARD CAUSE YOU INVESTMENT LOSSES? Rita Pollard Customer Complaints and Reviews Rita Pollard has one reported customer dispute: Allegations Against Rita Pollard Rita Pollard Red Flags & Your Rights As An Investor Of course, Rita Pollard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rita Pollard at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Rita Pollard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Rita Pollard If you have questions about Bankers Life Securities, Inc. and/or Rita Pollard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2024

John Pigeon of Osaic Institutions, Inc. Reviews

DID JOHN LESTER PIGEON CAUSE YOU INVESTMENT LOSSES? John Pigeon Customer Complaints and Reviews John Lester Pigeon has one reported customer dispute: Customer Dispute (Pending as of June 5, 2024): The customer alleges that Pigeon and his firm failed to observe high standards of commercial honor and equitable principles of trade in relation to real estate security. The client claims damages exceeding $120,000. This case is currently pending in arbitration with FINRA. Allegations Against John Pigeon John Pigeon Red Flags & Your Rights As An Investor Of course, John Pigeon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Pigeon at Osaic Institutions, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Pigeon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Institutions, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Institutions, Inc. Due To John Pigeon If you have questions about Osaic Institutions, Inc. and/or John Pigeon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2024

Aramis Perez of Wells Fargo Clearing Services, LLC Reviews

DID ARAMIS PEREZ CAUSE YOU INVESTMENT LOSSES? Aramis Perez Customer Complaints and Reviews Aramis Perez has one reported customer dispute: Customer Dispute (Pending as of June 24, 2024): A client alleged that Perez assured only about half of a stock position would be sold during a portfolio rebalancing managed by an in-house money manager at Wells Fargo Advisors, but instead, the full position was liquidated. This action allegedly led to unexpected capital gains tax ramifications. The firm has yet to resolve this complaint, and it remains pending with no specified damages, although it is suggested that the damage could exceed $5,000. Allegations Against Aramis Perez Aramis Perez Red Flags & Your Rights As An Investor Of course, Aramis Perez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aramis Perez at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Aramis Perez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Aramis Perez If you have questions about Wells Fargo Clearing Services, LLC and/or Aramis Perez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2024

Casey Peterson of Northwestern Mutual Investment Services, LLC Reviews

DID CASEY PETERSON CAUSE YOU INVESTMENT LOSSES? Casey Peterson Customer Complaints and Reviews Casey Peterson has one customer dispute reported: Customer Dispute (Pending as of June 14, 2024): A client alleges that Peterson failed to follow instructions regarding the movement of funds between accounts and the reclassification of her risk tolerance. The client is claiming damages amounting to $45,000. This complaint is currently pending, with no resolution or settlement reported. Allegations Against Casey Peterson Casey Peterson Red Flags & Your Rights As An Investor Of course, Casey Peterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Casey Peterson at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Casey Peterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Casey Peterson If you have questions about Northwestern Mutual Investment Services, LLC and/or Casey Peterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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