FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Dec 29, 2024

Kerby Woo of Creative Planning Reviews

DID KERBY HOGAN WOO CAUSE YOU INVESTMENT LOSSES? Kerby Woo Customer Complaints and Reviews Kerby Woo has one reported customer dispute on his record. Allegations Against Kerby Woo The client alleged that investments recommended in May 2007 were not appropriate for their financial objectives. The matter was reviewed and subsequently denied without any financial settlement or findings of wrongdoing. While the claim did not result in disciplinary action, it emphasizes the significance of clear communication and diligent adherence to client investment guidelines. Kerby Woo Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties to act in the best interests of their clients. This entails full transparency regarding fees, potential conflicts of interest, and the risks associated with recommended investments. Advisors must tailor strategies to align with clients’ financial goals and risk tolerances. Upholding fiduciary standards not only ensures compliance with regulatory expectations but also fosters trust and long-term relationships with clients. Option Trading Can Be Extremely Risky Investment advisors are bound by fiduciary duties to act in the best interests of their clients. This entails full transparency regarding fees, potential conflicts of interest, and the risks associated with recommended investments. Advisors must tailor strategies to align with clients’ financial goals and risk tolerances. Upholding fiduciary standards not only ensures compliance with regulatory expectations but also fosters trust and long-term relationships with clients. Kerby Woo Red Flags & Your Rights As An Investor Of course, Kerby Woo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Kerby Woo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Kerby Woo If you have questions about about Creative Planning and/or Kerby Woo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2024

Christopher Weeks of Creative Planning Reviews

DID CHRISTOPHER ROBERT WEEKS CAUSE YOU INVESTMENT LOSSES? Christopher Weeks Customer Complaints and Reviews Christopher Robert Weeks has one reported disclosure event involving a pending customer dispute: Allegations Against Christopher Weeks The pending arbitration case includes significant allegations that warrant attention: Christopher Weeks Employment History and Licenses Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary duty to act in the best interest of their clients, placing the client’s interests above their own. This includes providing full disclosure about nature, mechanics, and risks of any recommended investment strategies or activities. Advisors must ensure that clients understand the potential outcomes, costs, and risks associated with investments, enabling them to make informed decisions. The duty of care requires advisors to exercise skill, diligence, and prudence in managing client portfolios, ensuring that recommendations are suitable for each client’s specific financial goals, risk tolerance, and circumstances. This fiduciary responsibility is essential in maintaining trust and ensuring the advisor’s decisions prioritize the client’s needs. Option Trading Can Be Extremely Risky Option trading can be highly risky, particularly when it involves complex strategies or high leverage. Options give investors the right, but not the obligation, to buy or sell an underlying asset at a predetermined price within a set period. While options can be used to hedge risks, they can also amplify losses, especially for inexperienced investors. Investment advisors who engage in options trading on behalf of clients must carefully consider the client’s risk tolerance and ensure they fully understand the potential outcomes. More risky options strategies, such as naked calls or puts, involve selling options without holding the underlying asset. This exposes the investor to unlimited losses if the market moves unfavorably. For example, in a naked call strategy, an advisor sells a call option without owning the underlying stock. If the stock price rises significantly, the client could face substantial losses, as they would be obligated to buy the stock at a much higher price. Due to these risks, it’s crucial for advisors to fully explain the strategy and its potential consequences before engaging in such transactions. Christopher Weeks Red Flags & Your Rights As An Investor Of course, Christopher Weeks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Christopher Weeks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Christopher Weeks If you have questions about about Creative Planning and/or Christopher Weeks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2024

Brett Stehl of Creative Planning Reviews

DID BRETT ALAN STEHL CAUSE YOU INVESTMENT LOSSES? Brett Stehl Customer Complaints and Reviews Brett Stehl has one disclosure on record related to employment termination: Allegations Against Brett Stehl The disclosure event for Mr. Stehl involved employment termination: Brett Stehl Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties to act in their clients’ best interests. This includes providing clear disclosures about investment strategies, associated risks, and any potential conflicts of interest. Advisors must exercise a duty of care, recommending strategies tailored to a client’s specific financial situation and objectives. Transparent communication is critical for fostering trust and ensuring that clients can make informed decisions, with their welfare placed above any personal or corporate gain. Option Trading Can Be Extremely Risky Options trading can be a high-risk strategy due to its complexity and leverage. Advanced strategies, such as selling uncovered (naked) options, expose investors to potentially unlimited losses. For example, selling a naked call can lead to significant financial liability if the price of the underlying asset rises unexpectedly. Advisors engaging in options trading must ensure clients are fully aware of these risks and only employ such strategies for those with a high-risk tolerance and comprehensive understanding of the potential outcomes. Transparent risk management is key to maintaining trust and minimizing financial harm. Brett Stehl Red Flags & Your Rights As An Investor Of course, Brett Stehl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Brett Stehl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Brett Stehl If you have questions about about Creative Planning and/or Michael Snyder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2024

Lawrence Warren of Creative Planning Reviews

DID LAWRENCE WILTON WARREN CAUSE YOU INVESTMENT LOSSES? Lawrence Warren Customer Complaints and Reviews Lawrence Warren has two regulatory actions and four customer disputes disclosed on his record. Allegations Against Lawrence Warren The disclosures against Lawrence Warren primarily involve regulatory actions and customer disputes related to supervisory responsibilities and the suitability of investment products. Lawrence Warren Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are obligated to act as fiduciaries, prioritizing the financial interests of their clients above their own. This entails providing comprehensive disclosures about risks, fees, and potential conflicts of interest. Advisors must exercise a duty of care by recommending investments aligned with clients’ financial goals and risk tolerance. Adherence to these principles not only ensures compliance with regulatory standards but also builds trust and fosters long-term client relationships. Option Trading Can Be Extremely Risky Investment advisors are obligated to act as fiduciaries, prioritizing the financial interests of their clients above their own. This entails providing comprehensive disclosures about risks, fees, and potential conflicts of interest. Advisors must exercise a duty of care by recommending investments aligned with clients’ financial goals and risk tolerance. Adherence to these principles not only ensures compliance with regulatory standards but also builds trust and fosters long-term client relationships. Lawrence Warren Red Flags & Your Rights As An Investor Of course, Lawrence Warren did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Lawrence Warren has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Lawrence Warren If you have questions about about Creative Planning and/or Lawrence Warren and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2024

Joshua Tarr of Creative Planning Reviews

DID JOSHUA ROBERT WILLIAM TARR CAUSE YOU INVESTMENT LOSSES? Joshua Tarr Customer Complaints and Reviews Joshua Tarr has one customer dispute disclosed in his record. Allegations Against Joshua Tarr The customer dispute against Joshua Tarr arose from claims that he did not execute client instructions for mutual fund transactions as specified. Joshua Tarr Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary obligation to prioritize their clients’ financial well-being. This duty includes acting in good faith, providing full transparency about fees and potential conflicts of interest, and recommending investments that align with the client’s financial goals and risk tolerance. Advisors must ensure that all investment strategies are clearly explained, including the associated risks and potential outcomes. Maintaining high ethical standards and adhering to fiduciary responsibilities fosters trust and strengthens client relationships. Option Trading Can Be Extremely Risky Options trading is inherently risky and requires an in-depth understanding of the market. High-risk strategies, such as selling uncovered (naked) options, can expose investors to substantial financial losses if market movements are unfavorable. Example of a High-Risk Strategy: Joshua Tarr Red Flags & Your Rights As An Investor Of course, Joshua Tarr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Joshua Tarr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Joshua Tarr If you have questions about about Creative Planning and/or Joshua Tarr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2024

Stephen Walsh II of Creative Planning Reviews

DID STEPHEN ROBERT WALSH II CAUSE YOU INVESTMENT LOSSES? Stephen Walsh II Customer Complaints and Reviews Stephen Walsh II has one customer dispute disclosed in his record. Allegations Against Stephen Walsh II The disclosure against Stephen Walsh II involves claims of misrepresentation related to auction-rate securities during the 2008 financial crisis. Stephen Walsh II Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are held to fiduciary standards, which obligate them to prioritize their clients’ interests. This includes full disclosure of fees, risks, and potential conflicts of interest while providing personalized, suitable investment recommendations. Advisors must thoroughly evaluate a client’s financial goals, risk tolerance, and overall circumstances to act prudently and ethically. Maintaining transparency and adhering to fiduciary duties fosters trust and ensures regulatory compliance. Option Trading Can Be Extremely Risky Options trading can be highly speculative and carries substantial risks, particularly when employing advanced strategies. For instance, selling uncovered (naked) options exposes investors to significant potential losses if the market moves against their position. Example of a High-Risk Strategy: Stephen Walsh II Red Flags & Your Rights As An Investor Of course, Stephen Walsh II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Stephen Walsh II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Stephen Walsh II If you have questions about about Creative Planning and/or Stephen Walsh II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2024

Michael Snyder of Creative Planning Reviews

DID MICHAEL ALAN SNYDER CAUSE YOU INVESTMENT LOSSES? Michael Snyder Customer Complaints and Reviews Michael Snyder has one disclosure involving a customer dispute related to the management of options accounts. Allegations Against Michael Snyder The customer dispute involving Michael Snyder centered on claims of improper management of options accounts and fiduciary breaches. The claims, which spanned a five-year period, included alleged negligence and violations of consumer protection laws. Key Points of Resolution: The dispute was filed as an arbitration case with the American Arbitration Association. A final decision was rendered in favor of Creative Planning, absolving Mr. Snyder and the firm of any financial responsibility. This case underscores the complexity of options trading and the importance of clear agreements between advisors and clients. Michael Snyder Employment History Firms Worked For: Exams Passed: Employment History Highlights: Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties, requiring them to prioritize their clients’ financial interests above their own. This includes providing transparent information about fees, risks, and potential conflicts of interest, as well as recommending suitable investments based on the client’s financial goals and risk tolerance. Fiduciary obligations also involve a duty of care, ensuring that advisors act prudently and diligently in their recommendations and management of client accounts. These principles are essential for building trust and maintaining regulatory compliance in the financial advisory field. Option Trading Can Be Extremely Risky Options trading involves substantial risk, often requiring specialized knowledge and financial capacity to manage potential losses. High-risk strategies, such as uncovered (naked) call writing, expose investors to unlimited losses if market prices rise significantly. Example of a High-Risk Strategy: Michael Snyder Red Flags & Your Rights As An Investor Of course, Michael Snyder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Michael Snyder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Michael Snyder If you have questions about about Creative Planning and/or Michael Snyder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 26, 2024

Jason Smith of Creative Planning Reviews

DID JASON MICHAEL SMITH CAUSE YOU INVESTMENT LOSSES? Jason Smith Customer Complaints and Reviews Jason Michael Smith has one customer dispute.Customer Dispute:: July 18, 2016 Allegations Against Jason Smith Customer Complaint: The 2016 customer complaint involved alleged misrepresentation in a private placement but was ultimately withdrawn with no financial settlement. Jason Smith Employment History and Registrations Employment History: Exams Passed: Investment Advisors Owe Clients The Highest Level Of Care Investment advisors must adhere to fiduciary duties, prioritizing their clients’ best interests above all else. This includes full transparency regarding fees, risks, and conflicts of interest associated with investment recommendations. Advisors are expected to exercise a duty of care by conducting thorough research and tailoring strategies to each client’s specific financial goals and risk tolerance. Upholding these fiduciary standards fosters trust and ensures clients receive the most ethical and effective financial guidance. Option Trading Can Be Extremely Risky Options trading carries substantial risks, particularly for inexperienced investors. High-risk strategies like selling uncovered (naked) options expose clients to unlimited potential losses if market conditions shift unfavorably. For instance, selling a naked call can result in significant financial damage if the underlying asset’s price rises unexpectedly. Advisors must ensure clients fully understand these risks and align any options trading activity with their financial goals and risk tolerance, emphasizing caution in such complex investment strategies. David Scott Red Flags & Your Rights As An Investor Of course, Jason Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Jason Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Jason Smith If you have questions about about Creative Planning and/or Jason Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 26, 2024

David Scott of Creative Planning Reviews

DID DAVID PAUL SCOTT CAUSE YOU INVESTMENT LOSSES? David Scott Customer Complaints and Reviews David Paul Scott has four disclosures, including one civil event and three customer disputes: Civil Event Filed February 1, 1983 Customer Dispute 1 Filed November 1, 1985 Customer Dispute 2 Filed August 26, 1986 Customer Dispute 3 filed May 1, 1987 Allegations Against David Scott The allegations and accusations against Mr. Scott primarily involve client account management errors, trading practices, and contractual disputes: These incidents emphasize the importance of adherence to best practices in client portfolio management and supervision. David Scott Employment History Employment History: Exams Passed: No details listed Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are obligated to act as fiduciaries, prioritizing their clients’ interests above their own. This involves full disclosure of risks, costs, and potential conflicts of interest associated with any investment strategy. Advisors must exercise due diligence to ensure their recommendations align with clients’ financial goals and risk tolerance. Acting in good faith and maintaining transparency builds trust and ensures that clients can make well-informed decisions. Option Trading Can Be Extremely Risky Options trading is inherently risky, with potential for substantial losses due to leverage and complexity. High-risk strategies, such as selling naked options, can result in unlimited losses if market conditions move unfavorably. For example, a misplaced trade involving index options could lead to significant financial impact, as seen in Mr. Scott’s prior disclosure. Advisors must educate clients about these risks, thoroughly assess their risk tolerance, and implement appropriate safeguards to mitigate exposure. Transparency and accuracy in executing options trades are crucial to maintaining client trust and financial stability. David Scott Red Flags & Your Rights As An Investor Of course, David Scott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether David Scott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To David Scott If you have questions about about Creative Planning and/or David Scott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 26, 2024

Mark Salow of Creative Planning Reviews

DID MARK EDWARD SALOW CAUSE YOU INVESTMENT LOSSES? Mark Salow Customer Complaints and Reviews Mark Salow has one regulatory disclosure on record involving the Florida Office of Financial Regulation. Allegations Against Mark Salow Regulatory Resolution: Mark Salow Employment History Designations: Certified Financial Planner (CFP). Firms Worked For: Edward Jones (2000–2001), financial advisor Creative Planning, LLC, (2013–Present), Investment Advisor Representative Registrations:  Not currently registered as a broker but holds qualifications as an investment advisor. Exams Passed: General Industry/Product Exam: Series 7 State Securities Law Exams: Series 63 and Series 65 Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary duty to act in the best interest of their clients, ensuring loyalty and care in all advisory relationships. This includes fully disclosing all potential conflicts of interest, risks, and costs associated with investment strategies. Advisors must thoroughly understand a client’s financial situation, goals, and risk tolerance to recommend suitable investments. Transparency and ethical behavior are essential to maintaining trust and compliance with regulatory standards. Option Trading Can Be Extremely Risky Options trading involves significant risks and requires careful consideration before implementation. Advanced strategies, such as selling uncovered (naked) calls, can expose clients to potentially unlimited losses if market prices move unfavorably. Example of a High-Risk Strategy: Mark Salow Red Flags & Your Rights As An Investor Of course, Mark Salow did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Mark Salow has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Mark Salow If you have questions about about Creative Planning and/or Mark Salow and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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