FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Sep 18, 2024

Barry Hesse Of Thrivent Investment Management Inc. Reviews

DID BARRY BRIAN HESSE CAUSE YOU INVESTMENT LOSSES? Barry Hesse Customer Complaints and Reviews Barry Hesse has experienced the following negative disclosures in his professional career: Allegations Against Barry Hesse Barry Hesse Red Flags & Your Rights As An Investor Of course, Barry Hesse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Hesse at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Hesse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Barry Hesse If you have questions about Thrivent Investment Management Inc. and/or Barry Hesse the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Gary Edkins of Pruco Securities LLC Reviews

DID GARY LEE EDKINS CAUSE YOU INVESTMENT LOSSES? Gary Edkins Customer Complaints and Reviews Gary L. Edkins has one reported customer dispute: Allegations Against Gary Edkins Gary Edkins Red Flags & Your Rights As An Investor Of course, Gary Edkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Edkins at Pruco Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Edkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities LLC Due To Gary Edkins If you have questions about Pruco Securities LLC, and/or Gary Edkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Eddie Duncan Formerly With Triad Advisors Reviews

DID EDDIE GARVIN DUNCAN CAUSE YOU INVESTMENT LOSSES? Eddie Duncan Customer Complaints and Reviews Eddie G. Duncan has had several disclosures in his career: Allegations Against Eddie Duncan Eddie Duncan Red Flags & Your Rights As An Investor Of course, Eddie Duncan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eddie Duncan at Triad Advisors on alert to review carefully the activity and performance of their accounts and question whether Eddie Duncan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Triad Advisors Due To Eddie Duncan If you have questions about Triad Advisors, and/or Eddie Duncan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Hanna Coury Hanna Of Cetera Investment Services LLC Reviews

DID HANNA BOTROS N COURY HANNA CAUSE YOU INVESTMENT LOSSES? Hanna Coury Hanna Customer Complaints and Reviews Hanna Botros N. Coury Hanna has one recorded customer dispute: Allegations Against Hanna Coury Hanna Hanna Coury Hanna Red Flags & Your Rights As An Investor Of course, Hanna Coury Hanna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hanna Coury Hanna at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Hanna Coury Hanna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Hanna Coury Hanna If you have questions about Cetera Investment Services LLC and/or Hanna Coury Hanna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Benjamin Davis Of Oppenheimer & Co. Inc. Reviews

DID BENJAMIN MICHAEL DAVIS CAUSE YOU INVESTMENT LOSSES? Benjamin Davis Customer Complaints and Reviews Benjamin M. Davis has been involved in the following disclosure events: Allegations Against Benjamin Davis Benjamin Davis Red Flags & Your Rights As An Investor Of course, Benjamin Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Davis at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Benjamin Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Benjamin Davis If you have questions about Oppenheimer & Co. Inc. and/or Benjamin Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Emilio Coppola Formerly With Pruco Securities, LLC Reviews

DID EMILIO MICHAEL COPPOLA CAUSE YOU INVESTMENT LOSSES? Emilio Coppola Customer Complaints and Reviews Emilio Coppola has been involved in one customer dispute: Allegations Against Emilio Coppola Emilio Coppola Red Flags & Your Rights As An Investor Of course, Emilio Coppola did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emilio Coppola at Pruco Securities, LLC, and Great Point Capital LLC on alert to review carefully the activity and performance of their accounts and question whether Emilio Coppola has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC, and Great Point Capital LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Emilio Coppola If you have questions about Pruco Securities, LLC, Great Point Capital LLC and/or Emilio Coppola and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Mitchell Pindus of Wells Fargo Clearing Services, LLC Reviews

DID MITCHELL ROSS PINDUS CAUSE YOU INVESTMENT LOSSES? Mitchell Pindus Of Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Mitchell Pindus Customer Complaints and Reviews Mitchell Pindus has several disclosed events: Allegations Against Mitchell Pindus Mitchell Pindus Red Flags & Your Rights As An Investor Of course, Mitchell Pindus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Pindus at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mitchell Pindus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Mitchell Pindus If you have questions about Wells Fargo Clearing Services, LLC and/or Mitchell Pindus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 16, 2024

Travis Salley of Wells Fargo Clearing Services, LLC FIRED

DID TRAVIS SALLEY CAUSE YOU INVESTMENT LOSSES? Travis Salley Formerly With Wells Fargo Clearing Services, LLC was terminated on July 11, 2024, due to allegations of unapproved outside business activities. Travis Salley Employment History Travis Salley has worked in the securities industry for several years, with experience at multiple firms. He was most recently registered with Wells Fargo Clearing Services, LLC from May 2016 to March 2020. Prior to that, he was registered with Edward Jones from August 2015 to December 2015. Currently, Salley is not registered as a broker but serves as the Principal and Chief Compliance Officer at Zero Day Capital Enterprises LLC in West Point, NY. He also has a background as a commissioned officer in the U.S. Army. Salley has passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in August 2015. Additionally, he has passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66) in September 2015. Salley was discharged from Empirikal Partners LLC in July 2024 due to allegations of unapproved outside business activities. Travis Salley Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Travis Salley is a red flag which should put all current and former customers of Travis Salley at Wells Fargo Clearing Services, LLCon alert to review carefully the activity and performance of their accounts and question whether Travis Salley engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Travis Salley If you have questions about Wells Fargo Clearing Services, LLC and/or Travis Salley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 16, 2024

William Wagner of Fidelity Brokerage Services LLC FIRED

DID WILLIAM FREDERICK WAGNER CAUSE YOU INVESTMENT LOSSES? William Wagner Formerly With  Fidelity Brokerage Services LLC was terminated on July 17, 2024, for allegations related to the accuracy of information inputted into planning tools. William Wagner Employment History William Frederick Wagner has a varied background in the securities industry, spanning several firms over more than three decades. He has passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in September 1992. Additionally, he has passed two multi-state securities law exams: the Uniform Investment Adviser Law Examination (Series 65) in June 2004 and the Uniform Securities Agent State Law Examination (Series 63) in October 1992. Wagner holds the Certified Financial Planner designation. Throughout his career, he has been registered with multiple firms, including Fidelity Brokerage Services LLC, Ameritas Investment Corp., and MML Investors Services, Inc., among others. Wagner’s most recent registration was with Fidelity Brokerage Services LLC, where he was employed from April 2013 until August 2024. He has also worked at other notable firms such as Merrill Lynch and American Express Financial Advisors Inc. His employment history reflects roles in client management and advisory capacities across different states and firms. Notably, Wagner’s registration with FINRA is not currently active. He was discharged from his last position at Fidelity Brokerage Services LLC in July 2024 following allegations related to the accuracy of information input into planning tools and the firm’s internal notes system. William Wagner Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  William Wagner is a red flag which should put all current and former customers of William Wagner at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether William Wagner engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To William Wagner If you have questions about Fidelity Brokerage Services LLC and/or William Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 16, 2024

Mark Neitzel of Wells Fargo Clearing Services, LLC FIRED

DID MARK LESLIE NEITZEL CAUSE YOU INVESTMENT LOSSES? Mark Neitzel Formerly With  Wells Fargo Clearing Services, LLC was terminated on July 16, 2024, following allegations involving receipt of payments from a former financial advisor and unauthorized modifications to a client document. Mark Neitzel Employment History Mark Leslie Neitzel has been in the securities industry for over two decades, primarily with Wells Fargo-related firms. His career began with Wells Fargo Brokerage Services, L.L.C. in August 1998, later moving to Wells Fargo Investments, LLC, and most recently with Wells Fargo Clearing Services, LLC from January 2011 until his termination in August 2024. Over the span of his career, Neitzel has been registered with three different firms, all under the Wells Fargo umbrella. Neitzel has passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in August 1998. Additionally, he has passed two multi-state securities law exams: the Uniform Combined State Law Examination (Series 66) in April 2005 and the Uniform Securities Agent State Law Examination (Series 63) in November 1998. Neitzel’s registration was terminated in July 2024 by Wells Fargo Clearing Services, LLC following allegations involving receipt of payments from a former financial advisor and unauthorized modifications to a client document.. Mark Neitzel Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Mark Neitzel is a red flag which should put all current and former customers of Mark Neitzel at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Neitzel engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Mark Neitzel If you have questions about Wells Fargo Clearing Services, LLC and/or Mark Neitzel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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