FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jun 25, 2024

Melanie St Franc of Osaic Wealth, Inc Reviews

DID MELANIE KRISTA ST FRANC CAUSE YOU INVESTMENT LOSSES? Melanie St Franc Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Melanie St Franc Customer Complaint and Reviews Customer Dispute (Settled in August 2023): St Franc was implicated in a customer dispute where the client alleged misrepresentation related to a variable annuity purchase made in 2022. The client claimed damages of $5,000, and the dispute was settled for $3,114.09. Although the settlement did not require a personal contribution from St Franc, the incident may concern potential clients about her transparency and integrity in client dealings. Allegations Against Melanie St Franc Melanie St Franc Red Flags & Your Rights As An Investor Of course, Melanie St Franc did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melanie St Franc at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Melanie St Franc has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Melanie St Franc  If you have questions about Osaic Wealth, Inc, Sagepoint Financial, Inc. and/or Melanie St Franc and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2024

Kenneth Sledge Jr. of Lincoln Financial Advisors Corporation Reviews

DID KENNETH CECIL SLEDGE JR CAUSE YOU INVESTMENT LOSSES? Kenneth Sledge Jr. Of Lincoln Financial Advisors Corporation Has A Customer Complaint For Alleged Broker Misconduct Kenneth Sledge Jr. Customer Complaint and Reviews Customer Dispute (Settled as of October 2023): Sledge faced serious allegations from a client regarding an investment in an oil and gas product. The client claimed $500,000 in damages, accusing Sledge of recommending unsuitable investments. The dispute was settled for $274,885.18 in October 2023, though Sledge did not contribute to the settlement amount personally. This incident highlights significant questions about his investment advice and suitability assessments. Allegations Against Kenneth Sledge Jr. Kenneth Sledge Jr. Red Flags & Your Rights As An Investor Of course, Kenneth Sledge Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Sledge Jr.at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Kenneth Sledge Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Kenneth Sledge Jr.  If you have questions about Lincoln Financial Advisors Corporation and/or Kenneth Sledge Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2024

Alex Shtaynberger of Laidlaw & Company (UK) Ltd Reviews

DID ALEX SHTAYNBERGER CAUSE YOU INVESTMENT LOSSES? Alex Shtaynberger Of Laidlaw & Company (UK) Ltd. Has A Customer Complaint For Alleged Broker Misconduct Alex Shtaynberger Customer Complaint and Reviews Customer Dispute (Settled March 2023): Shtaynberger was involved in a dispute where he was accused of negligence, misrepresentation, fraud, breach of duty, excessive commissions, and loss of opportunity related to unspecified securities. The case concluded with a payment of $57,375.43 in compensatory damages to the claimant. Allegations Against Alex Shtaynberger Alex Shtaynberger Red Flags & Your Rights As An Investor Of course, Jon Price did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Price at Benjamin F. Edwards & Company, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jon Price has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin F. Edwards & Company, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Ltd. Due To Alex Shtaynberger  If you have questions about Laidlaw & Company (UK) Ltd. and/or Alex Shtaynberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2024

Nick Therrien of PFS Investments Inc Reviews

DID NICK JERRY THERRIEN CAUSE YOU INVESTMENT LOSSES? Nick Therrien Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Nick Therrien Customer Complaint and Reviews Pending Customer Dispute: Filed in April 2023, this dispute involves allegations of making unsuitable investment recommendations concerning mutual funds, with claimed damages amounting to $500,000. This significant pending case underscores potential concerns about Therrien’s investment strategy and risk assessment capabilities. Allegations Against Nick Therrien Nick Therrien Red Flags & Your Rights As An Investor Of course, Nick Therrien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nick Therrien at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Nick Therrien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Nick Therrien  If you have questions about PFS Investments Inc. and/or Nick Therrien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2024

Jack Thacker Jr of Realta Equities, Inc. Reviews

DID JACK ROBERT THACKER JR CAUSE YOU INVESTMENT LOSSES? Jack Thacker Jr Of Realta Equities, Inc. And Formerly With Arete Wealth Advisors, LLC and Center Street Securities, Inc. Has 18 Customer Complaints For Alleged Broker Misconduct Jack Thacker Jr Customer Complaints and Reviews Overview: Jack Thacker Jr. has a history of 18 customer disputes. Some remain unresolved and are still pending, while others have been settled or dismissed. Here’s a summary of some of the key disputes: In multiple complaints, Thacker denies responsibility, citing that he wasn’t directly involved in the activities at issue and plans to seek expungement. Allegations Against Jack Thacker Jr The primary accusations and allegations against Mr. Thacker center on claims of unsuitable investments, particularly in alternative investments and promissory notes. The complaints allege violations such as: These allegations were primarily filed through FINRA arbitration processes. Mr. Thacker maintains that he wasn’t involved directly in these activities and contests the validity of the claims. Jack Thacker Jr Red Flags & Your Rights As An Investor Of course, Jack Thacker Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jack Thacker Jr at Realta Equities, Inc., Arete Wealth Advisors, LLC and Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jack Thacker Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Realta Equities, Inc., Arete Wealth Advisors, LLC and Center Street Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Realta Equities, Inc. Due To Jack Thacker Jr  If you have questions about Realta Equities, Inc., Arete Wealth Advisors, LLC, Center Street Securities, Inc. and/or Jack Thacker Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2024

Troy Talamelli of First Citizens Investor Services, Inc Reviews

DID TROY WILLIAM TALAMELLI CAUSE YOU INVESTMENT LOSSES? Troy Talamelli Of First Citizens Investor Services, Inc. And Formerly With LPL Financial LLC and Allianz Global Investors Distributors LLC Has A Customer Complaint For Alleged Broker Misconduct Troy Talamelli Customer Complaint and Reviews Settled Customer Dispute (Settled as of August 2023): Talamelli was involved in a dispute related to a managed or wrap account where the client alleged unsuitability regarding the product managed in-house. The client claimed damages of $7,500, and the dispute was settled for the same amount. This resolution, while not admitting any wrongdoing by Talamelli, might still affect his reputation as it suggests a compromise was necessary to resolve the client’s complaints. Allegations Against Troy Talamelli Troy Talamelli Red Flags & Your Rights As An Investor Of course, Troy Talamelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Talamelli at First Citizens Investor Services, Inc., LPL Financial LLC and Allianz Global Investors Distributors LLC on alert to review carefully the activity and performance of their accounts and question whether Troy Talamelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Citizens Investor Services, Inc., LPL Financial LLC and Allianz Global Investors Distributors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Citizens Investor Services, Inc. Due To Troy Talamelli  If you have questions about First Citizens Investor Services, Inc., LPL Financial LLC, Allianz Global Investors Distributors LLC and/or Troy Talamelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 23, 2024

Christopher Van Pelt of MML Investors Services, LLC Reviews

DID CHRISTOPHER S VAN PELT CAUSE YOU INVESTMENT LOSSES? Christopher Van Pelt Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Van Pelt Customer Complaint and Reviews Allegations Against Christopher Van Pelt Christopher Van Pelt Red Flags & Your Rights As An Investor Of course, Christopher Van Pelt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Van Pelt at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Van Pelt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Christopher Van Pelt  If you have questions about MML Investors Services, LLC and/or Christopher Van Pelt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 23, 2024

Derek Van Der Wal of J.P. Morgan Securities LLC Reviews

DID DEREK VAN DER WAL CAUSE YOU INVESTMENT LOSSES? Derek Van Der Wal Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Derek Van Der Wal Customer Complaint and Reviews Allegations Against Derek Van Der Wal Derek Van Der Wal Red Flags & Your Rights As An Investor Of course, Derek Van Der Wal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Van Der Wal at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Derek Van Der Wal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Derek Van Der Wal  If you have questions about J.P. Morgan Securities LLC and/or Derek Van Der Wal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 23, 2024

Karl Tweardy of Fidelity Brokerage Services LLC Reviews

DID KARL P TWEARDY CAUSE YOU INVESTMENT LOSSES? Karl Tweardy Of Fidelity Brokerage Services LLC And Formerly With United Brokerage Services INC and Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Karl Tweardy Customer Complaint and Reviews Tweardy’s career is also marred by a customer dispute, including one particularly significant incident that was settled to the customer’s financial benefit: Customer Dispute (Settled): In January 2023, a client alleged that Tweardy failed to provide a product prospectus for an investment, which led to the customer being placed in a variable annuity that did not meet their requested risk level of 0%. Despite the client’s expectations for no risk, they were exposed to potential losses. The dispute was settled in February 2023 with a payment of $26,493.67 to the customer, although Tweardy contributed nothing personally to the settlement. This incident raises serious concerns about his communication with clients and his adherence to their investment objectives. Allegations Against Karl Tweardy The primary allegation against Karl P. Tweardy involved a serious lapse in fulfilling his duty to a client, specifically: Karl Tweardy Red Flags & Your Rights As An Investor Of course, Karl Tweardy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Karl Tweardy at Fidelity Brokerage Services LLC, United Brokerage Services INC and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Karl Tweardy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC, United Brokerage Services INC and Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Karl Tweardy  If you have questions about Fidelity Brokerage Services LLC, United Brokerage Services INC and Ameriprise Financial Services, LLC and/or Karl Tweardy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 22, 2024

Jacob Penny of Northwestern Mutual Investment Services, LLC Reviews

DID JACOB RYAN PENNY CAUSE YOU INVESTMENT LOSSES? Jacob Penny Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Jacob Penny Customer Complaint and Reviews Jacob Penny’s tenure in the financial industry has been marred by a customer dispute: Allegations Against Jacob Penny Unauthorized Electronic Signatures: The primary accusation against Penny involved the alleged unauthorized use of electronic signatures on insurance application documents. Despite the firm’s findings that there was no wrongdoing, the initial accusation raises red flags. Jacob Penny Red Flags & Your Rights As An Investor Of course, Jacob Penny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacob Penny at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jacob Penny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Jacob Penny  If you have questions about Northwestern Mutual Investment Services, LLC and/or Jacob Penny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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