Feb 21, 2024

Joshua Eisenberg of Northwestern Mutual Investment Services, LLC

DID JOSHUA MARK EISENBERG CAUSE YOU INVESTMENT LOSSES? Joshua Eisenberg Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Steven Dull Customer Complaint Joshua Eisenberg has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failing to invest customers’ funds and low risk investments. Northwestern Mutual Investment Services recently denied the customer complaint concerning an advisory account and it does not appear that the investor has filed any arbitration proceeding yet or taken any other action. Joshua Eisenberg Red Flags & Your Rights As An Investor Of course, Joshua Eisenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Eisenberg at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Eisenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Joshua Eisenberg If you have questions about Northwestern Mutual Investment Services, LLC and/or Joshua Eisenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 8, 2024

Michael Velez of Northwestern Mutual Investment Services, LLC

DID MICHAEL VELEZ CAUSE YOU INVESTMENT LOSSES? Michael Velez Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Velez Customer Complaint Michael Velez has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of the variable universal life insurance policy. Further, the investment was not suitable for the customer due to the premium obligations. Northwestern Mutual Investment Services settled the customer complaint in favor of the investor. Michael Velez Red Flags & Your Rights As An Investor Of course, Michael Velez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Velez at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Velez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Michael Velez If you have questions about Northwestern Mutual Investment Services, LLC and/or Michael Velez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 25, 2023

Chad Reyes of Northwestern Mutual investment Services, LLC

DID CHAD REYES CAUSE YOU INVESTMENT LOSSES? Chad Reyes Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Chad Reyes Customer Complaint Chad Reyes has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation related to insurance policies. Northwestern Mutual Investment Services recently denied the customer complaint and thus far, it appears that the investor has not taken any further action. Chad Reyes Red Flags & Your Rights As An Investor Of course, Chad Reyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Reyes at Northwestern Mutual investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Chad Reyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual investment Services, LLC Due To Chad Reyes If you have questions about Northwestern Mutual investment Services, LLC and/or Chad Reyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 23, 2023

James Taylor of Northwestern Mutual Investment Services, LLC

DID JAMES TAYLOR DAVIS CAUSE YOU INVESTMENT LOSSES? James Taylor Of Northwestern Mutual Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct James Taylor Customer Complaints James Taylor has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints resettled by Northwestern Mutual Investment Services in favor of the investors. The other customer complaint was recently withdrawn after the customer exercised a contractual right to return the policy under the free look. And received a refund of the premiums paid. Allegations Against James Taylor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Taylor Red Flags & Your Rights As An Investor Of course, James Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Taylor at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To James Taylor If you have questions about Northwestern Mutual Investment Services, LLC and/or James Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 7, 2023

Brandon Matloff of Northwestern Mutual Investment Services, LLC

DID BRANDON JEREMY MATLOFF CAUSE YOU INVESTMENT LOSSES? Brandon Matloff Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Brandon Matloff Customer Complaint Brandon Matloff has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser did not adequately explain the variable universal life insurance policy. Northwestern Mutual Investment Services recently denied the customer complaint in July 2023 and, to date, the investor has not taken any further action. Brandon Matloff Red Flags & Your Rights As An Investor Of course, Brandon Matloff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Matloff at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brandon Matloff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Brandon Matloff If you have questions about Northwestern Mutual Investment Services, LLC and/or Brandon Matloff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 3, 2023

Joshua Jenkins of Northwestern Mutual Investment Services, LLC

DID JOSHUA LEON JENKINS CAUSE YOU INVESTMENT LOSSES? Joshua Jenkins of Northwestern Mutual Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joshua Jenkins Customer Complaints Joshua Jenkins has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Northwestern Mutual Investment Services in favor of the investors. Allegations Against Joshua Jenkins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joshua Jenkins Red Flags & Your Rights As An Investor Of course, Joshua Jenkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Jenkins at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Jenkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Joshua Jenkins If you have questions about Northwestern Mutual Investment Services, LLC and/or Joshua Jenkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 1, 2023

Kathryn Frank of Next Financial Group, Inc.

DID KATHRYN A FRANK CAUSE YOU INVESTMENT LOSSES? Kathryn Frank Of Next Financial Group, Inc. And Formerly With Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kathryn Frank Customer Complaint Kathryn Frank has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the stockbroker instructed investment adviser to sell securities to increase cash on hand without consulting with customer and that investment advisory fees charged exceeded the amount that was reasonable for the services provided. Next Financial Group recently denied the customer complaint and thus far no further action has been taken. Kathryn Frank Red Flags & Your Rights As An Investor Of course, Kathryn Frank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathryn Frank at Next Financial Group, Inc and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kathryn Frank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Next Financial Group, Inc and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Next Financial Group, Inc Due To Kathryn Frank If you have questions about Next Financial Group, Inc, Northwestern Mutual Investment Services, LLC and/or Kathryn Frank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 17, 2023

Scott Taylor, Jr. of Northwestern Mutual Investment Services, LLC

DID SCOTT JAMES TAYLOR JR CAUSE YOU INVESTMENT LOSSES? Scott Taylor, Jr. Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Taylor, Jr. Customer Complaint Scott Taylor, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to act in customer’s best interest in offering and selling a variable universal life insurance policy to that customer. The customer complaint is under review by Northwestern Mutual Investment Services and still pending. Scott Taylor, Jr.  Red Flags & Your Rights As An Investor Of course, Scott Taylor, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Taylor, Jr. at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Taylor, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Scott Taylor, Jr. If you have questions about Northwestern Mutual Investment Services, LLC and/or Scott Taylor, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 9, 2023

Elan Sanker formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ELAN SANKER CAUSE YOU INVESTMENT LOSSES? Elan Sanker Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Elan Sanker Customer Complaint Elan Sanker has been the subject ofat least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for “selling away” which is the sale of a product or transaction which is undisclosed and unauthorized by his employer. The customer complaint was recently filed and is still pending against Merrill Lynch Pierce Fenner and Smith for Elan Sanker’s alleged misconduct. Elan Sanker Red Flags & Your Rights As An Investor Of course, Elan Sanker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elan Sanker at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Elan Sankerhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Elan Sanker If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Northwestern Mutual Investment Services, LLC and/or Elan Sanker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 3, 2023

Julian Puga, Jr. of Northwestern Mutual Investment Services, LLC

DID JULIAN PUGA JR CAUSE YOU INVESTMENT LOSSES? Julian Puga, Jr. Of Northwestern Mutual Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Julian Puga, Jr.  Customer Complaints Julian Puga, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Northwestern Mutual Investment Services and so far, the investor has not taken any further action. There is currently one customer complaint that was recently filed with Northwestern Mutual Investment Services that is under review and awaiting resolution. Allegations Against Julian Puga, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Julian Puga, Jr.  Red Flags & Your Rights As An Investor Of course, Julian Puga, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julian Puga, Jr. at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Julian Puga, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Julian Puga, Jr. If you have questions about Northwestern Mutual Investment Services, LLC and/or Julian Puga, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading