Nov 17, 2023

Scott Taylor, Jr. of Northwestern Mutual Investment Services, LLC

DID SCOTT JAMES TAYLOR JR CAUSE YOU INVESTMENT LOSSES? Scott Taylor, Jr. Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Taylor, Jr. Customer Complaint Scott Taylor, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to act in customer’s best interest in offering and selling a variable universal life insurance policy to that customer. The customer complaint is under review by Northwestern Mutual Investment Services and still pending. Scott Taylor, Jr.  Red Flags & Your Rights As An Investor Of course, Scott Taylor, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Taylor, Jr. at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Taylor, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Scott Taylor, Jr. If you have questions about Northwestern Mutual Investment Services, LLC and/or Scott Taylor, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2023

Elan Sanker formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ELAN SANKER CAUSE YOU INVESTMENT LOSSES? Elan Sanker Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Elan Sanker Customer Complaint Elan Sanker has been the subject ofat least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for “selling away” which is the sale of a product or transaction which is undisclosed and unauthorized by his employer. The customer complaint was recently filed and is still pending against Merrill Lynch Pierce Fenner and Smith for Elan Sanker’s alleged misconduct. Elan Sanker Red Flags & Your Rights As An Investor Of course, Elan Sanker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elan Sanker at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Elan Sankerhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Elan Sanker If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Northwestern Mutual Investment Services, LLC and/or Elan Sanker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2023

Julian Puga, Jr. of Northwestern Mutual Investment Services, LLC

DID JULIAN PUGA JR CAUSE YOU INVESTMENT LOSSES? Julian Puga, Jr. Of Northwestern Mutual Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Julian Puga, Jr.  Customer Complaints Julian Puga, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Northwestern Mutual Investment Services and so far, the investor has not taken any further action. There is currently one customer complaint that was recently filed with Northwestern Mutual Investment Services that is under review and awaiting resolution. Allegations Against Julian Puga, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Julian Puga, Jr.  Red Flags & Your Rights As An Investor Of course, Julian Puga, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julian Puga, Jr. at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Julian Puga, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Julian Puga, Jr. If you have questions about Northwestern Mutual Investment Services, LLC and/or Julian Puga, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2023

Mitchell Letwin of Northwestern Mutual Investment Services, LLC

DID MITCHELL DAVID LETWIN CAUSE YOU INVESTMENT LOSSES? Mitchell Letwin Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Mitchell Letwin Customer Complaint Mitchell Letwin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative did not address customers’ concerns about market losses. The brokerage firm recently denied the customer complaint and, to date, the investor has not taken any further action. Mitchell Letwin Red Flags & Your Rights As An Investor Of course, Mitchell Letwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Letwin at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mitchell Letwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Mitchell Letwin If you have questions about Northwestern Mutual Investment Services, LLC and/or Mitchell Letwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 18, 2023

Michael Gravelyn formerly with Northwestern Mutual Investment Services, LLC

DID MICHAEL GERARD GRAVELYN CAUSE YOU INVESTMENT LOSSES? Michael Gravelyn Formerly With Northwestern Mutual Investment Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Michael Gravelyn Customer Complaints Michael Gravelyn has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints are still pending against Northwestern Mutual Investment Services for the financial advisors’ alleged misconduct. Allegations Against Michael Gravelyn The allegations made in the FINRA reported arbitration claims for investment losses were all related to the advisor’s alleged applications for non-variable life insurance policies without the client’s signatures and/or consent. As a result, he was permitted to resign while under investigation for those allegations. Michael Gravelyn Red Flags & Your Rights As An Investor Of course, Michael Gravelyn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Gravelyn at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Gravelyn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Michael Gravelyn If you have questions about Northwestern Mutual Investment Services, LLC and/or Michael Gravelyn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 15, 2023

Timothy Derouin of Northwestern Mutual Investment Services, LLC

DID TIMOTHY PATRICK DEROUIN CAUSE YOU INVESTMENT LOSSES? Timothy Derouin Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Derouin Customer Complaint Timothy Derouin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor move funds from customers IRA account without his consent and open a fixed income annuity. Northwestern Mutual Investment Services recently denied the customer complaint and, to date, the investor has not taken any further action. Timothy Derouin Red Flags & Your Rights As An Investor Of course, Timothy Derouin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Derouin at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Derouin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Timothy Derouin If you have questions about Northwestern Mutual Investment Services, LLC and/or Timothy Derouin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 7, 2023

Tek Wiegert of Northwestern Mutual Investment Services, LLC

DID TEK R WIEGERT CAUSE YOU INVESTMENT LOSSES? Tek Wiegert Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Tek Wiegert Customer Complaint Tek Wiegert has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were sales of life insurance policies did not address their financial needs and goals. Northwestern Mutual Investment Services settled the customer complaint in favor the investor. Tek Wiegert Red Flags & Your Rights As An Investor Of course, Tek Wiegert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tek Wiegert at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Tek Wiegert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Tek Wiegert If you have questions about Northwestern Mutual Investment Services, LLC and/or Tek Wiegert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 5, 2023

Harlem Valdez formerly with J.P. Morgan Securities LLC

DID HARLEM A VALDEZ CAUSE YOU INVESTMENT LOSSES? Harlem Valdez Formerly With J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Harlem Valdez Customer Complaints Harlem Valdez has been the subject of 4 customer complaints that we know about to recover investment losses. All four customer complaints were recently denied by J.P. Morgan Securities, and to date, the customers have not taken any further action. Allegations Against Harlem Valdez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Harlem Valdez Red Flags & Your Rights As An Investor Of course, Harlem Valdez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harlem Valdez at J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Harlem Valdez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Harlem Valdez If you have questions about J.P. Morgan Securities LLC, Northwestern Mutual Investment Services, LLC and/or Harlem Valdez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 9, 2023

John Florio of Northwestern Mutual Investment Services, LLC

DID JOHN D FLORIO CAUSE YOU INVESTMENT LOSSES? John Florio Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct John Florio Customer Complaint John Florio has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer was not informed about the back load surrender charge on a variable life insurance policy. The customer complaint was recently filed and is still pending with Northwestern Mutual Investment Services for the broker’s alleged misconduct. John Florio Red Flags & Your Rights As An Investor Of course, John Florio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Florio at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Florio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To John Florio If you have questions about Northwestern Mutual Investment Services, LLC and/or John Florio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 28, 2023

Foti Kanos of Northwestern Mutual Investment Services, LLC

DID FOTI CHRYSTOPHER KANOS CAUSE YOU INVESTMENT LOSSES? Foti Kanos Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Foti Kanos Customer Complaint Foti Kanos has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an inappropriate recommendation to surrender a Jackson National variable annuity contract to purchase a Northwestern Mutual Fixed Portfolio Deferred Income Annuity. Northwestern Mutual Investment Services recently denied the customer complaint and, to date, no further action has been taken by the investor. Foti Kanos Red Flags & Your Rights As An Investor Of course, Foti Kanos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Foti Kanos at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Foti Kanos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Foti Kanos If you have questions about Northwestern Mutual Investment Services, LLC and/or Foti Kanos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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