Oct 18, 2023

Michael Gravelyn formerly with Northwestern Mutual Investment Services, LLC

DID MICHAEL GERARD GRAVELYN CAUSE YOU INVESTMENT LOSSES? Michael Gravelyn Formerly With Northwestern Mutual Investment Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Michael Gravelyn Customer Complaints Michael Gravelyn has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints are still pending against Northwestern Mutual Investment Services for the financial advisors’ alleged misconduct. Allegations Against Michael Gravelyn The allegations made in the FINRA reported arbitration claims for investment losses were all related to the advisor’s alleged applications for non-variable life insurance policies without the client’s signatures and/or consent. As a result, he was permitted to resign while under investigation for those allegations. Michael Gravelyn Red Flags & Your Rights As An Investor Of course, Michael Gravelyn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Gravelyn at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Gravelyn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Michael Gravelyn If you have questions about Northwestern Mutual Investment Services, LLC and/or Michael Gravelyn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 15, 2023

Timothy Derouin of Northwestern Mutual Investment Services, LLC

DID TIMOTHY PATRICK DEROUIN CAUSE YOU INVESTMENT LOSSES? Timothy Derouin Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Derouin Customer Complaint Timothy Derouin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor move funds from customers IRA account without his consent and open a fixed income annuity. Northwestern Mutual Investment Services recently denied the customer complaint and, to date, the investor has not taken any further action. Timothy Derouin Red Flags & Your Rights As An Investor Of course, Timothy Derouin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Derouin at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Derouin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Timothy Derouin If you have questions about Northwestern Mutual Investment Services, LLC and/or Timothy Derouin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 5, 2023

Harlem Valdez formerly with J.P. Morgan Securities LLC

DID HARLEM A VALDEZ CAUSE YOU INVESTMENT LOSSES? Harlem Valdez Formerly With J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Harlem Valdez Customer Complaints Harlem Valdez has been the subject of 4 customer complaints that we know about to recover investment losses. All four customer complaints were recently denied by J.P. Morgan Securities, and to date, the customers have not taken any further action. Allegations Against Harlem Valdez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Harlem Valdez Red Flags & Your Rights As An Investor Of course, Harlem Valdez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harlem Valdez at J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Harlem Valdez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Harlem Valdez If you have questions about J.P. Morgan Securities LLC, Northwestern Mutual Investment Services, LLC and/or Harlem Valdez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 9, 2023

John Florio of Northwestern Mutual Investment Services, LLC

DID JOHN D FLORIO CAUSE YOU INVESTMENT LOSSES? John Florio Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct John Florio Customer Complaint John Florio has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer was not informed about the back load surrender charge on a variable life insurance policy. The customer complaint was recently filed and is still pending with Northwestern Mutual Investment Services for the broker’s alleged misconduct. John Florio Red Flags & Your Rights As An Investor Of course, John Florio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Florio at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Florio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To John Florio If you have questions about Northwestern Mutual Investment Services, LLC and/or John Florio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 11, 2023

Zachary Bloemen of Hornor, Townsend & Kent, LLC

DID ZACHARY RYAN BLOEMEN CAUSE YOU INVESTMENT LOSSES? Zachary Bloemen Of Hornor, Townsend & Kent, LLC And Formerly With Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Zachary Bloemen Customer Complaint Zachary Bloemen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to execute clients’ orders. Northwestern Mutual Investment Services settled the customer complaint in favor of the investor. Zachary Bloemen Red Flags & Your Rights As An Investor Of course, Zachary Bloemen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Bloemen at Hornor, Townsend & Kent, LLC and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Zachary Bloemen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Zachary Bloemen If you have questions about Hornor, Townsend & Kent, LLC, Northwestern Mutual Investment Services, LLC and/or Zachary Bloemen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 24, 2023

Timothy Molnar of Northwestern Mutual Investment Services, LLC

DID TIMOTHY JOHN MOLNAR CAUSE YOU INVESTMENT LOSSES? Timothy Molnar Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Molnar Customer Complaint Timothy Molnar has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice in connection with variable annuity contract and misinformation about the effect of taking withdrawals from the variable annuity. Northwestern Mutual Investment Services settled the customer complaint for $175,000. Timothy Molnar Red Flags & Your Rights As An Investor Of course, Timothy Molnar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Molnar at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Molnar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Timothy Molnar If you have questions about Northwestern Mutual Investment Services, LLC and/or Timothy Molnar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 21, 2023

Thomas Meehan, II of Northwestern Mutual Investment Services, LLC

DID THOMAS JOSEPH MEEHAN II CAUSE YOU INVESTMENT LOSSES? Thomas Meehan, II Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Thomas Meehan, II Customer Complaint Thomas Meehan, II has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an annuity sold to customer was not suitable. Northwestern Mutual Investment Services denied the customer complaint and, so far, the investor has not taken any further action. Thomas Meehan, II Red Flags & Your Rights As An Investor Of course, Thomas Meehan, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Meehan, II at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Meehan, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Thomas Meehan, II If you have questions about Northwestern Mutual Investment Services, LLC and/or Thomas Meehan, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alfred Schor of Northwestern Mutual Investment Services, LLC

DID ALFRED R. SCHOR CAUSE YOU INVESTMENT LOSSES? Alfred Schor Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alfred Schor of Northwestern Mutual Investment Services, LLC? Alfred Schor (CRD #5634240) who is currently registered with Northwestern Mutual Investment Services, LLC and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Alfred Schor Customer Complaint Alfred Schor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alfred Schor failed to follow instructions to terminate their variable life insurance policies.Alfred Schor’s customer complaint was denied and, to date, the customer has not taken any further action. Alfred Schor Red Flags & Your Rights As An Investor Of course, Alfred Schor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Schor at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Alfred Schor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Alfred Schor If you have questions about Northwestern Mutual Investment Services, LLC and/or Alfred Schor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Andy Schwartz of LPL Financial LLC

DID ANDY MARK SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Andy Schwartz Of LPL Financial LLC And Formerly With Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andy Schwartz of LPL Financial LLC? Andy Schwartz (CRD #1317986) who is currently registered with LPL Financial LLC and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, Andy Schwartz was associated with Northwestern Mutual Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andy Schwartz Customer Complaint Andy Schwartz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to recommend sell order. Andy Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Andy Schwartz Red Flags & Your Rights As An Investor Of course, Andy Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Schwartz at LPL Financial and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Andy Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andy Schwartz If you have questions about LPL Financial, Northwestern Mutual Investment Services, and/or Andy Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kolbe Andrade of Northwestern Mutual Investment Services

DID KOLBE FRANCIS ANDRADE CAUSE YOU INVESTMENT LOSSES? Kolbe Andrade Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kolbe Andrade of Northwestern Mutual Investment Services? Kolbe Andrade (CRD #6360437) who is currently registered with Northwestern Mutual Investment Services and located in St Petersburg, Florida is a subject of one of our many securities industry sales practice abuse investigations. Kolbe Andrade Customer Complaint Kolbe Andrade has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Kolbe Andrade allocated the funds in her variable annuity into a higher risk allocation than she requested, and then failed to monitor the allocation during the pandemic causing her annuity to lose value. Kolbe Andrade’s customer complaint was denied and, to date, the customer has not taken any further action. Kolbe Andrade Red Flags & Your Rights As An Investor Of course, Kolbe Andrade did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kolbe Andrade at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kolbe Andrade has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Kolbe Andrade If you have questions about Northwestern Mutual Investment Services and/or Kolbe Andrade and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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