Aug 2, 2023

William Fochi, Jr. of Cambridge Investment Research, Inc.

DID WILLIAM A FOCHI JR CAUSE YOU INVESTMENT LOSSES? William Fochi, Jr. Of Cambridge Investment Research, Inc. And Formerly With Cantella & Co. Inc. and Northwestern Mutual Investment Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct William Fochi, Jr.  Customer Complaint William Fochi, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were fraudulent conduct and misleading statements related to unsuitable investment recommendations. The recommendations related to fixed annuities, variable annuities, and equity Index annuities. The customer complaint was denied and, to date, no further action has been taken. William Fochi, Jr.  Red Flags & Your Rights As An Investor Of course, William Fochi, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Fochi, Jr. at Cambridge Investment Research, Inc., Cantella & Co. Inc. and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Fochi, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc., Cantella & Co. Inc. and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To William Fochi, Jr. If you have questions about  Cambridge Investment Research, Inc., Cantella & Co. Inc., Northwestern Mutual Investment Services, LLC and/or William Fochi, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 25, 2023

Timothy Curran of Northwestern Mutual Investment Services, LLC

DID TIMOTHY M CURRAN CAUSE YOU INVESTMENT LOSSES? Timothy Curran Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Curran Customer Complaint Timothy Curran has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to execute transactions in customer’s account. Northwestern Mutual Investment Services denied the customer complaint and, to date, the customer has not taken any further action against the brokerage firm. Timothy Curran Red Flags & Your Rights As An Investor Of course, Timothy Curran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Curran at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Curran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Timothy Curran If you have questions about Northwestern Mutual Investment Services, LLC and/or Timothy Curran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 24, 2023

Timothy Molnar of Northwestern Mutual Investment Services, LLC

DID TIMOTHY JOHN MOLNAR CAUSE YOU INVESTMENT LOSSES? Timothy Molnar Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Molnar Customer Complaint Timothy Molnar has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice in connection with variable annuity contract and misinformation about the effect of taking withdrawals from the variable annuity. Northwestern Mutual Investment Services settled the customer complaint for $175,000. Timothy Molnar Red Flags & Your Rights As An Investor Of course, Timothy Molnar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Molnar at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Molnar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Timothy Molnar If you have questions about Northwestern Mutual Investment Services, LLC and/or Timothy Molnar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 21, 2023

Thomas Meehan, II of Northwestern Mutual Investment Services, LLC

DID THOMAS JOSEPH MEEHAN II CAUSE YOU INVESTMENT LOSSES? Thomas Meehan, II Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Thomas Meehan, II Customer Complaint Thomas Meehan, II has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an annuity sold to customer was not suitable. Northwestern Mutual Investment Services denied the customer complaint and, so far, the investor has not taken any further action. Thomas Meehan, II Red Flags & Your Rights As An Investor Of course, Thomas Meehan, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Meehan, II at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Meehan, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Thomas Meehan, II If you have questions about Northwestern Mutual Investment Services, LLC and/or Thomas Meehan, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 7, 2023

Stacey Archbell of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID STACEY ARCHBELL CAUSE YOU INVESTMENT LOSSES? Stacey Archbell Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Stacey Archbell Customer Complaint Stacey Archbell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations related to a managed account. Merrill Lynch Pierce Fenner and Smith denied the customer complaint and, to date, the investor has not filed any charges Stacey Archbell Red Flags & Your Rights As An Investor Of course, Stacey Archbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stacey Archbell at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Stacey Archbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Stacey Archbell If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Stacey Archbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 30, 2023

Scott Sernett of Northwestern Mutual Investment Services, LLC

DID SCOTT JOSEPH SERNETT CAUSE YOU INVESTMENT LOSSES? Scott Sernett Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Sernett Customer Complaint Scott Sernett has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to fully explain a fixed income annuity. Customer was not informed that she could not take withdrawals and that the annuity could not be surrendered. Northwestern Mutual Investment Services denied the customer complaint and, to date, the investor has not taken any further action. Scott Sernett Red Flags & Your Rights As An Investor Of course, Scott Sernett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Sernett at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Sernett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Scott Sernett If you have questions about Northwestern Mutual Investment Services, LLC and/or Scott Sernett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 29, 2023

Scott Royal of Northwestern Mutual Investment Services, LLC

DID SCOTT ALLEN ROYAL CAUSE YOU INVESTMENT LOSSES? Scott Royal Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Royal Customer Complaint Scott Royal has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment advice relating to a variable life insurance policy and advisory accounts. The arbitration against Northwestern Mutual Investment Services for Scott Royal’s alleged misconduct is still pending. Scott Royal Red Flags & Your Rights As An Investor Of course, Scott Royal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Royal at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Royal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Scott Royal If you have questions about Northwestern Mutual Investment Services, LLC and/or Scott Royal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 7, 2023

Rob Randels of Northwestern Mutual Investment Services, LLC

DID ROB ALLAN RANDELS CAUSE YOU INVESTMENT LOSSES? Rob Randels Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Rob Randels Customer Complaint Rob Randels has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to execute transactions. Northwestern Mutual Investment Services denied the customer complaint and no further action was taken. Rob Randels Red Flags & Your Rights As An Investor Of course, Rob Randels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rob Randels at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Rob Randels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Rob Randels If you have questions about Northwestern Mutual Investment Services, LLC and/or Rob Randels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 29, 2023

Michael Jacob of Northwestern Mutual Investment Services, LLC

DID MICHAEL CONRAD JACOB CAUSE YOU INVESTMENT LOSSES? Michael Jacob Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Jacob Customer Complaint Michael Jacob has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions purchasing municipal bond mutual funds instead of municipal bonds. Michael Jacob’s employer denied the customer complaint, and to date, no further action has been taken. Michael Jacob Red Flags & Your Rights As An Investor Of course, Michael Jacob did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Jacob at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Jacob has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Michael Jacob If you have questions about Northwestern Mutual Investment Services, LLC and/or Michael Jacob and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2023

Louis Pietig, II of Northwestern Mutual Investment Services, LLC

DID LOUIS DANIEL PIETIG II CAUSE YOU INVESTMENT LOSSES? Louis Pietig, II Of Northwestern Mutual Investment Services, LLC And Formerly With Wells Fargo Advisors, LLC, Has A Customer Complaint For Alleged Broker Misconduct Louis Pietig, II Customer Complaint Louis Pietig, II has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA report was customer complaint for investment losses were for failure to follow customer’s instructions to terminate their variable life insurance policies. Northwestern Mutual Investment Services denied the customer complaint and to date, the customer has not taken any further action. Louis Pietig, II Red Flags & Your Rights As An Investor Of course, Louis Pietig, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Pietig, II at Northwestern Mutual Investment Services, LLC and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Louis Pietig, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC and Wells Fargo Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Louis Pietig, II If you have questions about Northwestern Mutual Investment Services, LLC, Wells Fargo Advisors, LLC and/or Louis Pietig, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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