Mar 8, 2022

Dennis Mcevoy of Northwestern Mutual Investment Services

DID DENNIS MCEVOY CAUSE YOU INVESTMENT LOSSES? Dennis McEvoy Formerly With Northwestern Mutual Investment Services Has One Customer Complaint For Alleged Broker Misconduct Who is Dennis McEvoy formerly with Northwestern Mutual Investment Services, LLC? Dennis McEvoy (CRD #1052680) who was formerly registered with Northwestern Mutual Investment Services, LLC and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Dennis McEvoy Customer Complaint Dennis McEvoy has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he did not sign an application for a non-variable life insurance policy. Dennis McEvoy’s customer complaint was denied and the customers did not take any further action. Dennis McEvoy Red Flags & Your Rights As An Investor Of course, Dennis McEvoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis McEvoy at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Dennis McEvoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Dennis McEvoy If you have questions about Northwestern Mutual Investment Services, LLC and/or Dennis McEvoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Erpelding of Northwestern Mutual Investment Services

DID MICHAEL MERLE ERPELDING CAUSE YOU INVESTMENT LOSSES? Michael Erpelding Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Erpelding of Northwestern Mutual Investment Services? Michael Erpelding (CRD #1709152) who is currently registered with Northwestern Mutual Investment Services and located in Edina, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Michael Erpelding Customer Complaint Michael Erpelding has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Michael Erpelding misrepresented the growth potential of a Northwestern Mutual Custom Variable Universal Life (CVUL) insurance policy and the policy did not perform as initially illustrated.  Michael Erpelding’s customer complaint was denied and, to date, the customer has not taken any further action Michael Erpelding Red Flags & Your Rights As An Investor Of course, Michael Erpelding did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Erpelding at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Michael Erpelding has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Michael Erpelding If you have questions about Northwestern Mutual Investment Services and/or Michael Erpelding and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Burdi of Northwestern Mutual Investment Services

DID JOSEPH BURDI CAUSE YOU INVESTMENT LOSSES? Joseph Burdi Of Northwestern Mutual Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joseph Burdi of Northwestern Mutual Investment Services? Joseph Burdi (CRD #1742582) who is currently registered with Northwestern Mutual Investment Services and located in Annandale, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Joseph Burdi Customer Complaints Joseph Burdi has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of Joseph Burdi’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against Joseph Burdi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: A client alleged that Joseph Burdi did not liquidate funds in his advisory IRA account to cash as he requested, resulting in loss of account value during a downturn in the market. The customers alleged Joseph Burdi misrepresented the variable life insurance policies they purchased. Joseph Burdi Red Flags & Your Rights As An Investor Of course, Joseph Burdi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Burdi at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Burdi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Joseph Burdi If you have questions about Northwestern Mutual Investment Services and/or Joseph Burdi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Ian Pierce formerly with Northwestern Mutual Investment Services

DID IAN MICHAEL PIERCE CAUSE YOU INVESTMENT LOSSES? Ian Pierce Formerly With Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Ian Pierce formerly with Northwestern Mutual Investment Services? Ian Pierce (CRD #6205487) who was formerly registered with Northwestern Mutual Investment Services and located in West Hartford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Ian Pierce Customer Complaint Ian Pierce has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that loans were taken from the complainant’s permanent life insurance policy without consent, and that the proceeds were transferred to the representative’s bank account. The complainant also produced fabricated transaction documentation given to her by the representative. Ian Pierce’s customer complaint was settled in favor of the investors. Ian Pierce Red Flags & Your Rights As An Investor Of course, Ian Pierce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Pierce at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Ian Pierce has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Ian Pierce If you have questions about Northwestern Mutual Investment Services and/or Ian Pierce and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Keith Llanas of Northwestern Mutual Investment Services

DID KEITH VOLK LLANAS CAUSE YOU INVESTMENT LOSSES? Keith Llanas Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Keith Llanas of Northwestern Mutual Investment Services? Keith Llanas (CRD #4992666) who is currently registered with Northwestern Mutual Investment Services and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Keith Llanas Customer Complaint Keith Llanas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Keith Llanas did not follow her instructions to establish a cash account under her business name and instead invested her funds in a higher risk, personal advisory account and this resulted in investment losses. The customer also alleged that Mr. Llanas sold stocks at a loss without her permission. Keith Llanas’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Keith Llanas Red Flags & Your Rights As An Investor Of course, Keith Llanas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Llanas at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Keith Llanas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Keith Llanas If you have questions about Northwestern Mutual Investment Services and/or Keith Llanas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Daniel Lagerborg of Northwestern Mutual Investment Services

DID DANIEL R. LAGERBORG CAUSE YOU INVESTMENT LOSSES? Daniel Lagerborg Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Lagerborg of Northwestern Mutual Investment Services? Daniel Lagerborg (CRD #4606948) who is currently registered with Northwestern Mutual Investment Services and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Daniel Lagerborg Customer Complaint Daniel Lagerborg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the clients alleged that at the time of sale of two fixed income annuities (converted from the client’s existing variable annuity and external IRA), they believed that after their deaths, any funds remaining in the annuities would go to the beneficiaries of their choosing. After issue, they learned that any remaining funds would be retained with Northwestern Mutual, and that they could not make any changes to the annuities after issue. Clients stated this was not what they were led to believe and the annuities were sold to them under false pretenses. Daniel Lagerborg’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Lagerborg Red Flags & Your Rights As An Investor Of course, Daniel Lagerborg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Lagerborg at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Lagerborg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Daniel Lagerborg If you have questions about Northwestern Mutual Investment Services and/or Daniel Lagerborg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Adam Heath of Northwestern Mutual Investment Services

DID ADAM BENJAMIN HEATH CAUSE YOU INVESTMENT LOSSES? Adam Heath Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Heath of Northwestern Mutual Investment Services? Adam Heath (CRD #4523926) who is currently registered with Northwestern Mutual Investment Services and located in Saint Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Adam Heath Customer Complaint Adam Heath has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Adam Heath allegedly failed to follow the customer’s instructions to liquidate his account which resulted in a loss of value in the customer’s account. Adam Heath’s customer complaint was settled in favor of the investors. Adam Heath Red Flags & Your Rights As An Investor Of course, Adam Heath did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Heath at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Adam Heath has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Adam Heath If you have questions about Northwestern Mutual Investment Services and/or Adam Heath and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Nicholas Junta of Northwestern Mutual Investment Services

DID NICHOLAS M. JUNTA CAUSE YOU INVESTMENT LOSSES? Nicholas Junta Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Nicholas Junta of Northwestern Mutual Investment Services? Nicholas Junta (CRD #4529794) who is currently registered with Northwestern Mutual Investment Services and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Nicholas Junta Customer Complaint Nicholas Junta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were upon the transfer of their assets from external institutions to an advisory platform with the Firm, a client alleged that Nicholas Junta did not ask her permission, nor did he explain to her that he would rebalance her entire portfolio upon implementation of their advisory account. The client also alleged that Mr. Junta did not explain the resulting capital gains tax ramifications of the portfolio implementation and that it was not suitable. Nicholas Junta’s customer complaint was settled in favor of the investors. Nicholas Junta Red Flags & Your Rights As An Investor Of course, Nicholas Junta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Junta at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Nicholas Junta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Nicholas Junta If you have questions about Northwestern Mutual Investment Services and/or Nicholas Junta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Thomas Warrick of Northwestern Mutual Investment Services

DID THOMAS MICHAEL WARRICK CAUSE YOU INVESTMENT LOSSES? Thomas Warrick Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Warrick of Northwestern Mutual Investment Services? Thomas Warrick (CRD #5817670) who is currently registered with Northwestern Mutual Investment Services and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Thomas Warrick Customer Complaint Thomas Warrick has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that the two fixed annuities he purchased through a 1035 exchange transaction of his external variable annuities, were misrepresented to him by the representative, and were not what the client believed he was purchasing. The client asked for the funds to be moved to another product that offered him liquidity of the 1035 exchanged funds. Thomas Warrick’s customer complaint was settled in favor of the investors. Thomas Warrick Red Flags & Your Rights As An Investor Of course, Thomas Warrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Warrick at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Warrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Thomas Warrick If you have questions about Northwestern Mutual Investment Services and/or Thomas Warrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Richard Tinker of Northwestern Mutual Investment Services

DID RICHARD EARL TINKER CAUSE YOU INVESTMENT LOSSES? Richard Tinker Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Tinker of Northwestern Mutual Investment Services? Richard Tinker (CRD #6427064) who is currently registered with Northwestern Mutual Investment Services and located in Addison, Texas is a subject of one of our many securities industry sales practice abuse investigations. Richard Tinker Customer Complaint Richard Tinker has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were complainant alleged that when he rolled over his 401k to a Northwestern Mutual Investment Services (NMIS) IRA Rollover account, he lost the tax advantages of converting to a Roth IRA. In addition, he alleged that the fixed annuity that he bought was not suitable for him, and the guaranteed interest rate was not disclosed. Lastly, he alleged that his confidential, personal information was shared with another individual without his permission. Richard Tinker’s customer complaint was settled in favor of the investors. Richard Tinker Red Flags & Your Rights As An Investor Of course, Richard Tinker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Tinker at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Richard Tinker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Richard Tinker If you have questions about Northwestern Mutual Investment Services and/or Richard Tinker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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