Mar 21, 2023

Kyle Cunningham of Northwestern Mutual Investment Services, LLC

DID KYLE G CUNNINGHAM CAUSE YOU INVESTMENT LOSSES? Kyle Cunningham Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kyle Cunningham Customer Complaint Kyle Cunningham has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor advise them incorrectly regarding the tax consequences of a 401(k) roll over and backdoor Roth contributions which resulted in unexpected tax liabilities for the customers. Northwest and Mutual Investment Services settled the customer dispute in favor of the investor. Kyle Cunningham Red Flags & Your Rights As An Investor Of course, Kyle Cunningham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Cunningham at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kyle Cunningham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Kyle Cunningham If you have questions about Northwestern Mutual Investment Services, LLC and/or Kyle Cunningham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2023

James Exley, IV formerly with Northwestern Mutual Investment Services, LLC

DID JAMES WILLIAM EXLEY IV CAUSE YOU INVESTMENT LOSSES? James Exley, IV Of Northwestern Mutual Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Exley, IV formerly with Northwestern Mutual Investment Services, LLC? James Exley, IV (CRD #2766625) who was formerly registered with Northwestern Mutual Investment Services, LLC and located in Alpharetta, Georgia, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Northwestern Mutual Investment Services, LLC, James Exley, IV was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Exley, IV Customer Complaints James Exley, IV has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Northwest and Mutual Investment Services in favor of the investor. The brokerage firm denied the other customer complaint and the customer took no further action. Allegations Against James Exley, IV A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Exley, IV Red Flags & Your Rights As An Investor Of course, James Exley, IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Exley, IV at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Exley, IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To James Exley, IV If you have questions about Northwestern Mutual Investment Services, LLC and/or James Exley, IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Henneman of Northwestern Mutual Investment Services, LLC

DID JAMES LEROY HENNEMAN CAUSE YOU INVESTMENT LOSSES? James Henneman Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is James Henneman of Northwestern Mutual Investment Services, LLC? James Henneman (CRD #2408674) who is currently registered with Northwestern Mutual Investment Services, LLC and located in Naperville, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Northwestern Mutual Investment Services, LLC, James Henneman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Henneman Customer Complaint James Henneman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations that the rollover of IRA funds to a fixed annuity was not suitable at the time of the sale and failure to disclose restrictions regarding withdrawals and surrender fees. The customer complaint was denied by the brokerage firm and, to date, it appears that the customer has not taken any further action. James Henneman Red Flags & Your Rights As An Investor Of course, James Henneman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Henneman at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Henneman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To James Henneman If you have questions about Northwestern Mutual Investment Services, LLC and/or James Henneman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Andrew Kirwin of MML Investors Services, LLC

DID ANDREW ROBERT KIRWIN CAUSE YOU INVESTMENT LOSSES? Andrew Kirwin Of MML Investors Services, LLC And Formerly With Hornor, Townsend & Kent, LLC And Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Kirwin of MML Investors Services, LLC? Andrew Kirwin (CRD #6044932) who is currently registered with MML Investors Services, LLC and located in Boston, Massachussetts is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC,Andrew Kirwin was associated with Hornor, Townsend & Kent, LLC, Northwestern Mutual Investment Services  and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Kirwin Customer Complaint Andrew Kirwin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Kirwin’s failure to disclose potential Tax liability in connection with transfer funds from an IRA account to pay life insurance policy premiums.  Andrew Kirwin’s customer complaint was settled in favor of the investors. Andrew Kirwin Red Flags & Your Rights As An Investor Of course, Andrew Kirwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Kirwin at MML Investors Services, LLC, Hornor, Townsend & Kent, LLC and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Kirwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC, Hornor, Townsend & Kent, LLC and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Andrew Kirwin If you have questions about MML Investors Services, LLC, Hornor, Townsend & Kent, LLC, Northwestern Mutual Investment Services and/or Andrew Kirwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alfred Schor of Northwestern Mutual Investment Services, LLC

DID ALFRED R. SCHOR CAUSE YOU INVESTMENT LOSSES? Alfred Schor Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alfred Schor of Northwestern Mutual Investment Services, LLC? Alfred Schor (CRD #5634240) who is currently registered with Northwestern Mutual Investment Services, LLC and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Alfred Schor Customer Complaint Alfred Schor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alfred Schor failed to follow instructions to terminate their variable life insurance policies.Alfred Schor’s customer complaint was denied and, to date, the customer has not taken any further action. Alfred Schor Red Flags & Your Rights As An Investor Of course, Alfred Schor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Schor at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Alfred Schor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Alfred Schor If you have questions about Northwestern Mutual Investment Services, LLC and/or Alfred Schor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Andy Schwartz of LPL Financial LLC

DID ANDY MARK SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Andy Schwartz Of LPL Financial LLC And Formerly With Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andy Schwartz of LPL Financial LLC? Andy Schwartz (CRD #1317986) who is currently registered with LPL Financial LLC and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, Andy Schwartz was associated with Northwestern Mutual Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andy Schwartz Customer Complaint Andy Schwartz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to recommend sell order. Andy Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Andy Schwartz Red Flags & Your Rights As An Investor Of course, Andy Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Schwartz at LPL Financial and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Andy Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andy Schwartz If you have questions about LPL Financial, Northwestern Mutual Investment Services, and/or Andy Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Clasby of Northwestern Mutual Investment Services

DID THOMAS EDWARD CLASBY CAUSE YOU INVESTMENT LOSSES? Thomas Clasby Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Clasby of Northwestern Mutual Investment Services? Thomas Clasby (CRD #5473337) who is currently registered with Northwestern Mutual Investment Services and located in Lake Elmo, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Thomas Clasby Customer Complaint Thomas Clasby has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the customers were not told they would not be able to take withdrawals or surrender the fixed income annuity contract they purchased which was funded from the proceeds of an IRA. The customer requested a refund of the funds deposited to the fixed income annuity. Thomas Clasby’s customer complaint was denied and, to date, the customer has not taken any further action. Thomas Clasby Red Flags & Your Rights As An Investor Of course, Thomas Clasby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Clasby at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Clasby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Thomas Clasby If you have questions about Northwestern Mutual Investment Services and/or Thomas Clasby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gary Wolfe of Northwestern Mutual Investment Services

DID GARY STEVEN WOLFE CAUSE YOU INVESTMENT LOSSES? Gary Wolfe Of Northwestern Mutual Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Wolfe of Northwestern Mutual Investment Services? Gary Wolfe (CRD #1979358) who is currently registered with Northwestern Mutual Investment Services and located in Sugar Land, Texas is a subject of one of our many securities industry sales practice abuse investigations. Gary Wolfe Customer Complaints Gary Wolfe has been the subject of 2 customer complaints that we know about. Both of Gary Wolfe’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Gary Wolfe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Gary Wolfe only presented variable life insurance and did not explain the risks or offer alternative insurance plans. The customer alleged that Gary Wolfe misrepresented the variable custom universal life policy. Gary Wolfe Red Flags & Your Rights As An Investor Of course, Gary Wolfe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Wolfe at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Gary Wolfe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Gary Wolfe If you have questions about Northwestern Mutual Investment Services and/or Gary Wolfe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kolbe Andrade of Northwestern Mutual Investment Services

DID KOLBE FRANCIS ANDRADE CAUSE YOU INVESTMENT LOSSES? Kolbe Andrade Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kolbe Andrade of Northwestern Mutual Investment Services? Kolbe Andrade (CRD #6360437) who is currently registered with Northwestern Mutual Investment Services and located in St Petersburg, Florida is a subject of one of our many securities industry sales practice abuse investigations. Kolbe Andrade Customer Complaint Kolbe Andrade has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Kolbe Andrade allocated the funds in her variable annuity into a higher risk allocation than she requested, and then failed to monitor the allocation during the pandemic causing her annuity to lose value. Kolbe Andrade’s customer complaint was denied and, to date, the customer has not taken any further action. Kolbe Andrade Red Flags & Your Rights As An Investor Of course, Kolbe Andrade did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kolbe Andrade at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kolbe Andrade has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Kolbe Andrade If you have questions about Northwestern Mutual Investment Services and/or Kolbe Andrade and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Manderfeld of Northwestern Mutual Investment Services

DID JEFFREY JOHN MANDERFELD CAUSE YOU INVESTMENT LOSSES? Jeffrey Manderfeld Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Manderfeld of Northwestern Mutual Investment Services? Jeffrey Manderfeld (CRD #3023585) who is currently registered with Northwestern Mutual Investment Services and located in Lake Elmo, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Manderfeld Customer Complaint Jeffrey Manderfeld has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer was not told he would not be able to take withdrawals or surrender the fixed income annuity contract they purchased which was funded from the proceeds of an IRA. The customer requested a refund of the funds deposited to the fixed income annuity. Jeffrey Manderfeld’s customer complaint was denied and, to date, the customer has not taken any further action. Jeffrey Manderfeld Red Flags & Your Rights As An Investor Of course, Jeffrey Manderfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Manderfeld at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Manderfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Jeffrey Manderfeld If you have questions about Northwestern Mutual Investment Services and/or Jeffrey Manderfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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